424B3 1 mtn421fixed10yrfinal.htm MTN 421 FIXED 10YR FINAL mtn421fixed10yrfinal.htm

 
Filed Pursuant to Rule 424(b)(3)
 
 
Registration No. 333-124310
 
PRICING SUPPLEMENT NO. 421
 
Dated August 30, 2007 to
   
PROSPECTUS SUPPLEMENT
 
Dated June 8, 2005 and
   
PROSPECTUS
   
Dated May 13, 2005
   
     
CATERPILLAR FINANCIAL SERVICES CORPORATION
 
MEDIUM-TERM NOTES, SERIES F, 5.85% NOTES DUE 2017
 
     
SUBJECT
FINAL PRICING DETAILS
 
     
Issuer:
Caterpillar Financial Services Corporation
 
Title of Securities:
Medium-Term Notes, Series F, 5.85% Notes Due 2017
 
Ratings:
A2/A
 
Format:
SEC Registered-Registration Statement Number 333-124310
Trade Date/Pricing Effective Time:
August 29, 2007
 
Settlement Date (Original Issue date):
September 4, 2007
 
Maturity Date:
September 1, 2017
 
Principal Amount:
$400,000,000
 
Price to Public (Issue Price):
99.978%
 
Dealers' Commission:
0.475% (47.5 basis points)
 
All-in-price:
99.503%
 
Net Proceeds to Issuer:
$398,012,000
 
Coupon
5.850%
 
Yield to Maturity
5.853%
 
Spread Multiplier:
N/A
 
Spread/Spread Multiplier Reset Option:
N/A
 
Optional Reset Dates (only applicable if option to reset spread or spread multiplier):
N/A
 
Basis for Interest Rate Reset (only applicable if option to reset spread or spread multiplier):
N/A
 
Specified Currency:
U.S. Dollars
 
Option to Elect Payment in U.S. Dollars  (only applicable if Specified Currency is other than U.S. Dollars):
N/A
 
Authorized Denominations (only applicable if Specified Currency is other than U.S. Dollars):
N/A
 
Historical Exchange Rate (only applicable if Specified Currency is other than U.S. Dollars):
N/A
 
Maximum Interest Rate:
N/A
 
Minimum Interest Rate:
N/A
 
Interest Payment Dates:
Interest will be paid semi-annually on the 1st of each March and September
 
of each year, commencing March 1, 2008 and ending on the Maturity Date
     
Stated Maturity Extension Option:
N/A
 
Extension Period(s) and Final Maturity Date (only applicable if option to extend stated maturity):
N/A
 
Basis for Interest Rate During Extension Period (only applicable if option to extend stated maturity):
N/A
 
Original Issue Discount Note:
N/A
 
Total Amount of OID:
N/A
 
Terms of Amortizing Notes:
N/A
 
Redemption Date(s):
N/A
 
Redemption Price:
N/A
 
Repayment Date(s):
N/A
 
Repayment Price(s):
N/A
 
Day Count Convention:
30/360
 
Denominations:
Minimum denominations of $1,000 with increments of $1,000 thereafter
Joint Lead Manager & Bookrunner
Goldman, Sachs & Co. (40%)
 
 
Merrill Lynch, Pierce, Fenner & Smith (22.5%)
 
Joint Lead Manager
Citigroup Global Markets Inc. (20%)
 
Senior Co-Managers
J.P. Morgan Securities Inc. (7.5%)
 
 
Barclays Capital Inc. (7.5%)
 
Junior Co-Manager
Banc of America Securities LLC (2.5%)
 
Exchange Rate Agent:
U.S. Bank Trust National Association
 
Calculation Agent:
U.S. Bank Trust National Association
 
CUSIP:
14912L3K5
 
Other Terms:
N/A
 
     
     
     
CAPITALIZED TERMS USED HEREIN WHICH ARE DEFINED IN THE PROSPECTUS SUPPLEMENT SHALL HAVE THE MEANINGS ASCRIBED THERETO IN THE PROPSECTUS SUPPLEMENT. THE INTEREST RATES ON THE NOTES MAY BE CHANGED BY CATERPILLAR FINANCIAL SERVICES CORPORATION FROM TIME TO TIME, BUT ANY SUCH CHANGE WILL NOT AFFECT THE INTEREST RATE ON ANY NOTES OFFERED PRIOR TO THE EFFECTIVE DATE OF THE CHANGE. AFTER THE ISSUANCE OF THE NOTES COVERED BY THIS PRICING SUPPLEMENT, $3,700MM PRINCIPAL AMOUNT OF NOTES REMAIN AVAILABLE FOR SALE PURSUANT TO THE ACCOMPANYING PROSPECTUS SUPPLEMENT.