0001209191-21-013293.txt : 20210223 0001209191-21-013293.hdr.sgml : 20210223 20210223170553 ACCESSION NUMBER: 0001209191-21-013293 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210219 FILED AS OF DATE: 20210223 DATE AS OF CHANGE: 20210223 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HATFIELD JAMES R CENTRAL INDEX KEY: 0001226552 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08962 FILM NUMBER: 21666645 MAIL ADDRESS: STREET 1: P O BOX 321 MC/1110 CITY: OKLAHOMA CITY STATE: OK ZIP: 73101 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PINNACLE WEST CAPITAL CORP CENTRAL INDEX KEY: 0000764622 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 860512431 STATE OF INCORPORATION: AZ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 400 NORTH FIFTH STREET STREET 2: MS8695 CITY: PHOENIX STATE: AZ ZIP: 85004 BUSINESS PHONE: 602 250 1000 MAIL ADDRESS: STREET 1: 400 NORTH FIFTH STREET STREET 2: MS8695 CITY: PHOENIX STATE: AZ ZIP: 85004 FORMER COMPANY: FORMER CONFORMED NAME: AZP GROUP INC DATE OF NAME CHANGE: 19870506 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-02-19 0 0000764622 PINNACLE WEST CAPITAL CORP PNW 0001226552 HATFIELD JAMES R 400 NORTH FIFTH STREET MS 8602 PHOENIX AZ 85004 0 1 0 0 EVP, Chief Admin Officer Common Stock 2021-02-19 4 M 0 565 A 565 D Common Stock 2021-02-19 4 D 0 565 76.26 D 0 D Common Stock 2021-02-19 4 M 0 564 A 564 D Common Stock 2021-02-19 4 F 0 229 76.26 D 335 D Common Stock 2021-02-19 4 A 0 96 A 431 D Common Stock 2021-02-19 4 F 0 47 76.26 D 384 D Common Stock 2021-02-19 4 M 0 972 A 1356 D Common Stock 2021-02-19 4 D 0 972 76.26 D 384 D Common Stock 2021-02-19 4 M 0 828 A 1212 D Common Stock 2021-02-19 4 D 0 828 76.26 D 384 D Common Stock 2021-02-19 4 M 0 884 A 1268 D Common Stock 2021-02-19 4 D 0 884 76.26 D 384 D Common Stock 2021-02-19 4 G 0 384 0.00 D 0 D Common Stock 2021-02-19 4 G 0 384 0.00 A 24965 I by trust Common Stock 28 I by 401K Restricted Stock Units 2021-02-19 4 M 0 1129 D Common Stock 1129 0 D Restricted Stock Units 2021-02-19 4 M 0 972 D Common Stock 972 972 D Restricted Stock Units 2021-02-19 4 M 0 828 D Common Stock 828 1656 D Restricted Stock Units 2021-02-19 4 M 0 884 D Common Stock 884 2652 D Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares. Represents shares of common stock received by the individual in settlement of dividend rights granted in connection with the 2017 Restricted Stock Unit grant. The reporting person gifted the shares received on February 19, 2021 to a revocable family trust. The Restricted Stock Units award was granted and was effective in February 2017, and vests in four equal, annual installments beginning on February 20, 2018. The Restricted Stock Units award was granted and was effective in February 2018, and vests in four equal, annual installments beginning on February 20, 2019. The Restricted Stock Units award was granted and was effective in February 2019, and vests in four equal, annual installments beginning on February 20, 2020. The Restricted Stock Units award was granted and was effective in February 2020, and vests in four equal, annual installments beginning on February 19, 2021. /s/ Diane Wood, Attorney-in-Fact 2021-02-23