0001209191-21-013293.txt : 20210223
0001209191-21-013293.hdr.sgml : 20210223
20210223170553
ACCESSION NUMBER: 0001209191-21-013293
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210219
FILED AS OF DATE: 20210223
DATE AS OF CHANGE: 20210223
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HATFIELD JAMES R
CENTRAL INDEX KEY: 0001226552
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08962
FILM NUMBER: 21666645
MAIL ADDRESS:
STREET 1: P O BOX 321 MC/1110
CITY: OKLAHOMA CITY
STATE: OK
ZIP: 73101
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PINNACLE WEST CAPITAL CORP
CENTRAL INDEX KEY: 0000764622
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911]
IRS NUMBER: 860512431
STATE OF INCORPORATION: AZ
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 400 NORTH FIFTH STREET
STREET 2: MS8695
CITY: PHOENIX
STATE: AZ
ZIP: 85004
BUSINESS PHONE: 602 250 1000
MAIL ADDRESS:
STREET 1: 400 NORTH FIFTH STREET
STREET 2: MS8695
CITY: PHOENIX
STATE: AZ
ZIP: 85004
FORMER COMPANY:
FORMER CONFORMED NAME: AZP GROUP INC
DATE OF NAME CHANGE: 19870506
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-02-19
0
0000764622
PINNACLE WEST CAPITAL CORP
PNW
0001226552
HATFIELD JAMES R
400 NORTH FIFTH STREET
MS 8602
PHOENIX
AZ
85004
0
1
0
0
EVP, Chief Admin Officer
Common Stock
2021-02-19
4
M
0
565
A
565
D
Common Stock
2021-02-19
4
D
0
565
76.26
D
0
D
Common Stock
2021-02-19
4
M
0
564
A
564
D
Common Stock
2021-02-19
4
F
0
229
76.26
D
335
D
Common Stock
2021-02-19
4
A
0
96
A
431
D
Common Stock
2021-02-19
4
F
0
47
76.26
D
384
D
Common Stock
2021-02-19
4
M
0
972
A
1356
D
Common Stock
2021-02-19
4
D
0
972
76.26
D
384
D
Common Stock
2021-02-19
4
M
0
828
A
1212
D
Common Stock
2021-02-19
4
D
0
828
76.26
D
384
D
Common Stock
2021-02-19
4
M
0
884
A
1268
D
Common Stock
2021-02-19
4
D
0
884
76.26
D
384
D
Common Stock
2021-02-19
4
G
0
384
0.00
D
0
D
Common Stock
2021-02-19
4
G
0
384
0.00
A
24965
I
by trust
Common Stock
28
I
by 401K
Restricted Stock Units
2021-02-19
4
M
0
1129
D
Common Stock
1129
0
D
Restricted Stock Units
2021-02-19
4
M
0
972
D
Common Stock
972
972
D
Restricted Stock Units
2021-02-19
4
M
0
828
D
Common Stock
828
1656
D
Restricted Stock Units
2021-02-19
4
M
0
884
D
Common Stock
884
2652
D
Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.
Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.
Represents shares of common stock received by the individual in settlement of dividend rights granted in connection with the 2017 Restricted Stock Unit grant.
The reporting person gifted the shares received on February 19, 2021 to a revocable family trust.
The Restricted Stock Units award was granted and was effective in February 2017, and vests in four equal, annual installments beginning on February 20, 2018.
The Restricted Stock Units award was granted and was effective in February 2018, and vests in four equal, annual installments beginning on February 20, 2019.
The Restricted Stock Units award was granted and was effective in February 2019, and vests in four equal, annual installments beginning on February 20, 2020.
The Restricted Stock Units award was granted and was effective in February 2020, and vests in four equal, annual installments beginning on February 19, 2021.
/s/ Diane Wood, Attorney-in-Fact
2021-02-23