0001209191-19-012672.txt : 20190222 0001209191-19-012672.hdr.sgml : 20190222 20190222170449 ACCESSION NUMBER: 0001209191-19-012672 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190220 FILED AS OF DATE: 20190222 DATE AS OF CHANGE: 20190222 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HATFIELD JAMES R CENTRAL INDEX KEY: 0001226552 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08962 FILM NUMBER: 19626550 MAIL ADDRESS: STREET 1: P O BOX 321 MC/1110 CITY: OKLAHOMA CITY STATE: OK ZIP: 73101 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PINNACLE WEST CAPITAL CORP CENTRAL INDEX KEY: 0000764622 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 860512431 STATE OF INCORPORATION: AZ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 400 NORTH FIFTH STREET STREET 2: MS8695 CITY: PHOENIX STATE: AZ ZIP: 85004 BUSINESS PHONE: 602 250 1000 MAIL ADDRESS: STREET 1: 400 NORTH FIFTH STREET STREET 2: MS8695 CITY: PHOENIX STATE: AZ ZIP: 85004 FORMER COMPANY: FORMER CONFORMED NAME: AZP GROUP INC DATE OF NAME CHANGE: 19870506 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-02-20 0 0000764622 PINNACLE WEST CAPITAL CORP PNW 0001226552 HATFIELD JAMES R 400 NORTH FIFTH STREET MS 8602 PHOENIX AZ 85004 0 1 0 0 EVP & CFO Common Stock 2019-02-20 4 M 0 650 0.00 A 650 D Common Stock 2019-02-20 4 D 0 650 90.93 D 0 D Common Stock 2019-02-20 4 M 0 649 0.00 A 649 D Common Stock 2019-02-20 4 F 0 264 90.93 D 385 D Common Stock 2019-02-20 4 M 0 632 0.00 A 1017 D Common Stock 2019-02-20 4 D 0 632 90.93 D 385 D Common Stock 2019-02-20 4 M 0 632 0.00 A 1017 D Common Stock 2019-02-20 4 F 0 257 90.93 D 760 D Common Stock 2019-02-20 4 M 0 565 0.00 A 1325 D Common Stock 2019-02-20 4 D 0 565 90.93 D 760 D Common Stock 2019-02-20 4 M 0 564 0.00 A 1324 D Common Stock 2019-02-20 4 F 0 229 90.93 D 1095 D Common Stock 2019-02-20 4 M 0 972 0.00 A 2067 D Common Stock 2019-02-20 4 D 0 972 90.93 D 1095 D Common Stock 2019-02-20 4 A 0 179 0.00 A 1274 D Common Stock 2019-02-20 4 F 0 78 90.93 D 1196 D Common Stock 2019-02-20 4 G 0 1196 0.00 D 0 D Common Stock 2019-02-20 4 G 0 1196 0.00 A 40858 I by trust Common Stock 26 I by 401(k) Restricted Stock Units 2019-02-20 4 M 0 1299 D Common Stock 1299 0 D Restricted Stock Units 2019-02-20 4 M 0 1264 D Common Stock 1264 1264 D Restricted Stock Units 2019-02-20 4 M 0 1129 D Common Stock 1129 2258 D Restricted Stock Units 2019-02-20 4 M 0 972 D Common Stock 972 2916 D Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash. Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares. Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. Represents shares of common stock received by the individual in settlement of dividend rights granted in connection with the 2015, 2016, 2017, and 2018 Restricted Stock Unit grants. The reporting person gifted the shares received on February 20, 2019 to a revocable family trust. The Restricted Stock Units award was granted and was effective in February 2015, and vest in four equal, annual installments beginning on February 20, 2016. The Restricted Stock Units award was granted and was effective in February 2016, and vests in four equal, annual installments beginning on February 20, 2017. The Restricted Stock Units award was granted and was effective in February 2017, and vest in four equal, annual installments beginning on February 20, 2018. The Restricted Stock Units award was granted and was effective in February 2018, and vest in four equal, annual installments beginning on February 20, 2019. /s/ Diane Wood, Attorney-in-Fact 2019-02-22