0001209191-19-012672.txt : 20190222
0001209191-19-012672.hdr.sgml : 20190222
20190222170449
ACCESSION NUMBER: 0001209191-19-012672
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190220
FILED AS OF DATE: 20190222
DATE AS OF CHANGE: 20190222
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HATFIELD JAMES R
CENTRAL INDEX KEY: 0001226552
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08962
FILM NUMBER: 19626550
MAIL ADDRESS:
STREET 1: P O BOX 321 MC/1110
CITY: OKLAHOMA CITY
STATE: OK
ZIP: 73101
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PINNACLE WEST CAPITAL CORP
CENTRAL INDEX KEY: 0000764622
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911]
IRS NUMBER: 860512431
STATE OF INCORPORATION: AZ
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 400 NORTH FIFTH STREET
STREET 2: MS8695
CITY: PHOENIX
STATE: AZ
ZIP: 85004
BUSINESS PHONE: 602 250 1000
MAIL ADDRESS:
STREET 1: 400 NORTH FIFTH STREET
STREET 2: MS8695
CITY: PHOENIX
STATE: AZ
ZIP: 85004
FORMER COMPANY:
FORMER CONFORMED NAME: AZP GROUP INC
DATE OF NAME CHANGE: 19870506
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-02-20
0
0000764622
PINNACLE WEST CAPITAL CORP
PNW
0001226552
HATFIELD JAMES R
400 NORTH FIFTH STREET
MS 8602
PHOENIX
AZ
85004
0
1
0
0
EVP & CFO
Common Stock
2019-02-20
4
M
0
650
0.00
A
650
D
Common Stock
2019-02-20
4
D
0
650
90.93
D
0
D
Common Stock
2019-02-20
4
M
0
649
0.00
A
649
D
Common Stock
2019-02-20
4
F
0
264
90.93
D
385
D
Common Stock
2019-02-20
4
M
0
632
0.00
A
1017
D
Common Stock
2019-02-20
4
D
0
632
90.93
D
385
D
Common Stock
2019-02-20
4
M
0
632
0.00
A
1017
D
Common Stock
2019-02-20
4
F
0
257
90.93
D
760
D
Common Stock
2019-02-20
4
M
0
565
0.00
A
1325
D
Common Stock
2019-02-20
4
D
0
565
90.93
D
760
D
Common Stock
2019-02-20
4
M
0
564
0.00
A
1324
D
Common Stock
2019-02-20
4
F
0
229
90.93
D
1095
D
Common Stock
2019-02-20
4
M
0
972
0.00
A
2067
D
Common Stock
2019-02-20
4
D
0
972
90.93
D
1095
D
Common Stock
2019-02-20
4
A
0
179
0.00
A
1274
D
Common Stock
2019-02-20
4
F
0
78
90.93
D
1196
D
Common Stock
2019-02-20
4
G
0
1196
0.00
D
0
D
Common Stock
2019-02-20
4
G
0
1196
0.00
A
40858
I
by trust
Common Stock
26
I
by 401(k)
Restricted Stock Units
2019-02-20
4
M
0
1299
D
Common Stock
1299
0
D
Restricted Stock Units
2019-02-20
4
M
0
1264
D
Common Stock
1264
1264
D
Restricted Stock Units
2019-02-20
4
M
0
1129
D
Common Stock
1129
2258
D
Restricted Stock Units
2019-02-20
4
M
0
972
D
Common Stock
972
2916
D
Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.
Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.
Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.
Represents shares of common stock received by the individual in settlement of dividend rights granted in connection with the 2015, 2016, 2017, and 2018 Restricted Stock Unit grants.
The reporting person gifted the shares received on February 20, 2019 to a revocable family trust.
The Restricted Stock Units award was granted and was effective in February 2015, and vest in four equal, annual installments beginning on February 20, 2016.
The Restricted Stock Units award was granted and was effective in February 2016, and vests in four equal, annual installments beginning on February 20, 2017.
The Restricted Stock Units award was granted and was effective in February 2017, and vest in four equal, annual installments beginning on February 20, 2018.
The Restricted Stock Units award was granted and was effective in February 2018, and vest in four equal, annual installments beginning on February 20, 2019.
/s/ Diane Wood, Attorney-in-Fact
2019-02-22