0001209191-18-002172.txt : 20180104 0001209191-18-002172.hdr.sgml : 20180104 20180104175920 ACCESSION NUMBER: 0001209191-18-002172 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180102 FILED AS OF DATE: 20180104 DATE AS OF CHANGE: 20180104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HERBERGER ROY A JR CENTRAL INDEX KEY: 0001027964 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] STATE OF INCORPORATION: AZ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08962 FILM NUMBER: 18511420 MAIL ADDRESS: STREET 1: 400 E VAN BUREN ST STREET 2: PO BOX 52132 CITY: PHOENIX STATE: AZ ZIP: 85072-2132 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PINNACLE WEST CAPITAL CORP CENTRAL INDEX KEY: 0000764622 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 860512431 STATE OF INCORPORATION: AZ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 400 NORTH FIFTH STREET STREET 2: MS8695 CITY: PHOENIX STATE: AZ ZIP: 85004 BUSINESS PHONE: 602 250 1000 MAIL ADDRESS: STREET 1: 400 NORTH FIFTH STREET STREET 2: MS8695 CITY: PHOENIX STATE: AZ ZIP: 85004 FORMER COMPANY: FORMER CONFORMED NAME: AZP GROUP INC DATE OF NAME CHANGE: 19870506 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-01-02 0 0000764622 PINNACLE WEST CAPITAL CORP PNW 0001027964 HERBERGER ROY A JR 400 NORTH FIFTH STREET MS 8602 PHOENIX AZ 85004 1 0 0 0 Common Stock 2018-01-02 4 M 0 754 0.00 A 25991 D Common Stock 2018-01-02 4 M 0 755 0.00 A 26746 D Common Stock 2018-01-02 4 D 0 755 83.89 D 25991 D Common Stock 2018-01-02 4 A 0 37 0.00 A 26028 D Common Stock 5587 I by Charitable Unitrust Stock Units 2018-01-02 4 M 0 1509 D Common Stock 1509 0 D Each Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash. Represents shares of common stock received by the individual in settlement of dividend rights granted in connection with the Stock Unit grant. The Stock Units award was granted and effective in May 2016, and vested on January 2, 2018. /s/ Diane Wood, Attorney-in-Fact 2018-01-04