0001209191-16-101468.txt : 20160223 0001209191-16-101468.hdr.sgml : 20160223 20160223165151 ACCESSION NUMBER: 0001209191-16-101468 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160219 FILED AS OF DATE: 20160223 DATE AS OF CHANGE: 20160223 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PINNACLE WEST CAPITAL CORP CENTRAL INDEX KEY: 0000764622 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 860512431 STATE OF INCORPORATION: AZ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 400 NORTH FIFTH STREET STREET 2: MS8695 CITY: PHOENIX STATE: AZ ZIP: 85004 BUSINESS PHONE: 602 250 1000 MAIL ADDRESS: STREET 1: 400 NORTH FIFTH STREET STREET 2: MS8695 CITY: PHOENIX STATE: AZ ZIP: 85004 FORMER COMPANY: FORMER CONFORMED NAME: AZP GROUP INC DATE OF NAME CHANGE: 19870506 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Falck David P CENTRAL INDEX KEY: 0001433108 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08962 FILM NUMBER: 161448991 MAIL ADDRESS: STREET 1: PINNACLE WEST CAPITAL CORPORATION STREET 2: 400 NORTH FIFTH STREET, MS 9068 CITY: PHOENIX STATE: AZ ZIP: 85004 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-02-19 0 0000764622 PINNACLE WEST CAPITAL CORP PNW 0001433108 Falck David P 400 NORTH 5TH STREET MS 8602 PHOENIX AZ 85004 0 1 0 0 EVP & GC Common Stock 2016-02-19 4 M 0 831 0.00 A 42861 D Common Stock 2016-02-19 4 D 0 831 68.25 D 42030 D Common Stock 2016-02-19 4 M 0 831 0.00 A 42861 D Common Stock 2016-02-19 4 F 0 379 68.25 D 42482 D Common Stock 2016-02-19 4 M 0 716 0.00 A 43198 D Common Stock 2016-02-19 4 D 0 716 68.25 D 42482 D Common Stock 2016-02-19 4 M 0 716 0.00 A 43198 D Common Stock 2016-02-19 4 F 0 327 68.25 D 42871 D Common Stock 2016-02-19 4 M 0 770 0.00 A 43641 D Common Stock 2016-02-19 4 D 0 770 68.25 D 42871 D Common Stock 2016-02-19 4 M 0 770 0.00 A 43641 D Common Stock 2016-02-19 4 F 0 351 68.25 D 43290 D Common Stock 2016-02-19 4 M 0 650 0.00 A 43940 D Common Stock 2016-02-19 4 D 0 650 68.25 D 43290 D Common Stock 2016-02-19 4 M 0 649 0.00 A 43939 D Common Stock 2016-02-19 4 F 0 296 68.25 D 43643 D Common Stock 2016-02-19 4 A 0 280 0.00 A 43923 D Common Stock 2016-02-19 4 F 0 129 68.25 D 43794 D Restricted Stock Units 2016-02-19 4 M 0 1662 D Common Stock 1662 0 D Restricted Stock Units 2016-02-19 4 M 0 1432 D Common Stock 1432 1432 D Restricted Stock Units 2016-02-19 4 M 0 1540 D Common Stock 1540 3080 D Restricted Stock Units 2016-02-19 4 M 0 1299 D Common Stock 1299 3897 D Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash. Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares. Represents shares of common stock received by the individual in settlement of dividend rights granted in connection with the 2012, 2013, 2014 and 2015 Restricted Stock Unit grants. The Restricted Stock Units award was granted and was effective in February 2012, and vests in four equal, annual installments beginning on February 20, 2013. Since February 20, 2016 was a Saturday, the Restricted Stock Units vested and were released on February 19, 2016. The Restricted Stock Units award was granted and was effective in February 2013, and vests in four equal, annual installments beginning on February 20, 2014. Since February 20, 2016 was a Saturday, the Restricted Stock Units vested and were released on February 19, 2016. The Restricted Stock Units award was granted and was effective in February 2014, and vests in four equal, annual installments beginning on February 20, 2015. Since February 20, 2016 was a Saturday, the Restricted Stock Units vested and were released on February 19, 2016. The Restricted Stock Units award was granted and was effective in February 2015, and vests in four equal, annual installments beginning on February 20, 2016. Since February 20, 2016 was a Saturday, the Restricted Stock Units vested and were released on February 19, 2016. /s/ Diane Wood, Attorney-in-Fact 2016-02-23