0001209191-13-011048.txt : 20130222 0001209191-13-011048.hdr.sgml : 20130222 20130222180305 ACCESSION NUMBER: 0001209191-13-011048 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130220 FILED AS OF DATE: 20130222 DATE AS OF CHANGE: 20130222 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Falck David P CENTRAL INDEX KEY: 0001433108 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08962 FILM NUMBER: 13635584 MAIL ADDRESS: STREET 1: PUBLIC SERVICE ENTERPRISE GROUP, INC. STREET 2: 80 PARK PLAZA CITY: NEWARK STATE: NJ ZIP: 07101 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PINNACLE WEST CAPITAL CORP CENTRAL INDEX KEY: 0000764622 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 860512431 STATE OF INCORPORATION: AZ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 400 NORTH FIFTH STREET STREET 2: MS8695 CITY: PHOENIX STATE: AZ ZIP: 85004 BUSINESS PHONE: 602 250 1000 MAIL ADDRESS: STREET 1: 400 NORTH FIFTH STREET STREET 2: MS8695 CITY: PHOENIX STATE: AZ ZIP: 85004 FORMER COMPANY: FORMER CONFORMED NAME: AZP GROUP INC DATE OF NAME CHANGE: 19870506 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2013-02-20 0 0000764622 PINNACLE WEST CAPITAL CORP PNW 0001433108 Falck David P 400 N. 5TH STREET PHOENIX AZ 85004 0 1 0 0 EVP & GC Common Stock 2013-02-20 4 M 0 3250 0.00 A 34984 D Common Stock 2013-02-20 4 F 0 1481 54.80 D 33503 D Common Stock 2013-02-20 4 M 0 2331 0.00 A 35834 D Common Stock 2013-02-20 4 F 0 1062 54.80 D 34772 D Common Stock 2013-02-20 4 M 0 2098 0.00 A 36870 D Common Stock 2013-02-20 4 F 0 956 54.80 D 35914 D Common Stock 2013-02-20 4 M 0 831 0.00 A 36745 D Common Stock 2013-02-20 4 D 0 831 54.80 D 35914 D Common Stock 2013-02-20 4 M 0 831 0.00 A 36745 D Common Stock 2013-02-20 4 F 0 379 54.80 D 36366 D Common Stock 2013-02-20 4 A 0 518 0.00 A 36884 D Common Stock 2013-02-20 4 F 0 238 54.80 D 36646 D Restricted Stock Units 2013-02-20 4 M 0 3250 D Common Stock 3250 0 D Restricted Stock Units 2013-02-20 4 M 0 2331 D Common Stock 2331 2331 D Restricted Stock Units 2013-02-20 4 M 0 2098 D Common Stock 2098 4196 D Restricted Stock Units 2013-02-20 4 M 0 1662 D Common Stock 1662 4986 D Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or cash. Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares. Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash. Represents shares of common stock received by the individual in settlement of dividend rights granted in connection with the 2010, 2011 and 2012 Restricted Stock Unit grants. The Restricted Stock Units award was granted and was effective in July 2009, and vests in four equal, annual installments beginning on February 20, 2010. The Restricted Stock Units award was granted and was effective in February 2010, and vests in four equal, annual installments beginning on February 20, 2011. The Restricted Stock Units award was granted and was effective in February 2011, and vests in four equal, annual installments beginning on February 20, 2012. The Restricted Stock Units award was granted and was effective in February 2012, and vests in four equal, annual installments beginning on February 20, 2013. /s/ Diane Wood, Attorney-in-Fact 2013-02-22