-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QVygQV4vqGsClMFWVoe9/kUF54VzlJJ+1bNJcuiSumjRuJYUb0XZBF3mTgGvsEo2 WsUChiTHqqKjepgpka79yQ== 0000950147-99-000811.txt : 19990809 0000950147-99-000811.hdr.sgml : 19990809 ACCESSION NUMBER: 0000950147-99-000811 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990723 FILED AS OF DATE: 19990802 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PINNACLE WEST CAPITAL CORP CENTRAL INDEX KEY: 0000764622 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 860512431 STATE OF INCORPORATION: AZ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: SEC FILE NUMBER: 001-08962 FILM NUMBER: 99676116 BUSINESS ADDRESS: STREET 1: 400 E VAN BUREN ST PO BOX 52132 STREET 2: P O BOX 52132 CITY: PHOENIX STATE: AZ ZIP: 85072-2132 BUSINESS PHONE: 6023792616 MAIL ADDRESS: STREET 1: 400 E VAN BUREN ST STREET 2: PO BOX 52132 CITY: PHOENIX STATE: AZ ZIP: 85072-2132 FORMER COMPANY: FORMER CONFORMED NAME: AZP GROUP INC DATE OF NAME CHANGE: 19870506 COMPANY DATA: COMPANY CONFORMED NAME: BOHON JOHN G CENTRAL INDEX KEY: 0001091916 STANDARD INDUSTRIAL CLASSIFICATION: [] OFFICER FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: C/O IMPERIAL FINANCIAL PRINTING STREET 2: 210 S 4TH AVE CITY: PHOENIX STATE: AZ ZIP: 85003 BUSINESS PHONE: 6024952101 MAIL ADDRESS: STREET 1: IMPERIAL FINANCIAL PRINTING STREET 2: 210 S 4TH AVE CITY: PHOENIX STATE: AZ ZIP: 85003 3 1 FORM-3 OF JOHN G. BOHON ------------------------------ OMB APPROVAL ------------------------------ OMB Number 3235-0104 Expires: September 30, 1998 Estimated average burden hours per response ....... 0.5 ------------------------------ ------ FORM 3 U.S. SECURITIES AND EXCHANGE COMMISSION ------ Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 ================================================================================ 1. Name and Address of Reporting Person Bohon John G. - -------------------------------------------------------------------------------- (Last) (First) (Middle) 400 E. Van Buren, P.O. Box 52132 - -------------------------------------------------------------------------------- (Street) Phoenix AZ 85032 - -------------------------------------------------------------------------------- (City) (State) (Zip) ================================================================================ 2. Date of Event Requiring Statement (Month/Day/Year) 7-23-99 ================================================================================ 3. IRS or Social Security Number of Reporting Person (Voluntary) ================================================================================ 4. Issuer Name and Ticker or Trading Symbol Pinnacle West Capital Corporation (PNW) ================================================================================ 5. Relationship of Reporting Person to Issuer (Check all applicable) [ ] Director [ ] 10% Owner [X] Officer (give title below) [ ] Other (specify below) Vice President, Corporate Services and Human Resources -------------------------------------------------------------------- ================================================================================ 6. If Amendment, Date of Original (Month/Year) ================================================================================ 7. Individual or Joint/Group Filing (Check applicable line) [X] Form filed by One Reporting Person [ ] Form filed by More than One Reporting Person ================================================================================ FORM 3 (continued) ================================================================================ Table I -- Non-Derivative Securities Beneficially Owned ================================================================================ 3. Ownership Form: 1. Title of 2. Amount of Securities Direct (D) or 4. Nature of Indirect Security Beneficially Owned Indirect (I) Beneficial Ownership (Instr. 4) (Instr. 4) (Instr. 5) (Instr.5) - -------------------------------------------------------------------------------- Common Stock 6,925 D - -------------------------------------------------------------------------------- Common Stock 80 I By Daughter - -------------------------------------------------------------------------------- Common Stock 80 I By Daughter - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- ================================================================================ Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Print or Type Responses) Table II -- Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
========================================================================================================= 3. Title and Amount 5. Owner- of Securities Underlying ship Derivative Security Form of 2. Date Exercisable (Instr. 4) Derivative and Expiration Date ------------------------- 4. Conver- Security: (Month/Day/Year) Amount sion or Direct 6. Nature of 1. Title of ---------------------- or Exercise (D) or Indirect Derivative Date Expira- Number Price of Indirect Beneficial Security Exer- tion of Derivative (I) Ownership (Instr. 4) cisable Date Title Shares Security (Instr.5) (Instr. 5) - --------------------------------------------------------------------------------------------------------- Employee Stock Option (right to buy) (1) 12/07/02 Common Stock 3,000 $19.56 D - --------------------------------------------------------------------------------------------------------- Employee Stock Option (right to buy) (2) 12/15/03 Common Stock 3,000 $22.13 D - --------------------------------------------------------------------------------------------------------- Employee Stock Option (right to buy) (3) 11/16/04 Common Stock 3,000 $19.00 D - --------------------------------------------------------------------------------------------------------- Employee Stock Option (right to buy) (4) 11/15/05 Common Stock 2,500 $27.44 D - --------------------------------------------------------------------------------------------------------- Employee Stock Option (right to buy) (5) 11/20/06 Common Stock 2,500 $31.44 D - --------------------------------------------------------------------------------------------------------- Employee Stock Option (right to buy) (6) 12/17/07 Common Stock 3,750 $39.75 D - --------------------------------------------------------------------------------------------------------- Employee Stock Option (right to buy) (7) 11/18/08 Common Stock 4,500 $46.78 D - --------------------------------------------------------------------------------------------------------- =========================================================================================================
Explanation of Responses: (1) The option became exercisable 1/3 of the grant per year commencing 12-07-93. (2) The option became exercisable 1/3 of the grant per year commencing 12-15-94. (3) The option became exercisable 1/3 of the grant per year commencing 11-16-95. (4) The option became exercisable 1/3 of the grant per year commencing 11-15-96. (5) The option becomes exercisable 1/3 of the grant per year commencing 11-20-97. (6) The option becomes exercisable 1/3 of the grant per year commencing 12-17-98. (7) The option becomes exercisable 1/3 of the grant per year commencing 11-18-99. John G. Bohon August 2, 1999 - --------------------------------------------- ----------------------- **Signature of Reporting Person Date John G. Bohon ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient. See Instruction 6 for procedure. -----END PRIVACY-ENHANCED MESSAGE-----