-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, COEMBgJncFNxCFwu1X9gJg5wR+PjB0DWTIUkbVdAiCdrERWXXEDzK/281WXnYsG+ egWg/aScsmXiIJrvdp4KJg== 0000950147-03-000175.txt : 20030214 0000950147-03-000175.hdr.sgml : 20030214 20030213183652 ACCESSION NUMBER: 0000950147-03-000175 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20021231 FILED AS OF DATE: 20030214 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: BASHA EDWARD N JR CENTRAL INDEX KEY: 0001104056 RELATIONSHIP: DIRECTOR FILING VALUES: FORM TYPE: 5 BUSINESS ADDRESS: STREET 1: 210 SOUTH FOURTH AVENUE CITY: PHOENIX STATE: AZ ZIP: 85003 MAIL ADDRESS: STREET 1: 210 SOUTH FOURTH AVENUE CITY: PHOENIX STATE: AZ ZIP: 85003 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PINNACLE WEST CAPITAL CORP CENTRAL INDEX KEY: 0000764622 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 860512431 STATE OF INCORPORATION: AZ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08962 FILM NUMBER: 03561881 BUSINESS ADDRESS: STREET 1: 400 E VAN BUREN ST PO BOX 52132 STREET 2: P O BOX 52132 CITY: PHOENIX STATE: AZ ZIP: 85072-2132 BUSINESS PHONE: 6022501000 MAIL ADDRESS: STREET 1: 400 E VAN BUREN ST STREET 2: PO BOX 52132 CITY: PHOENIX STATE: AZ ZIP: 85072-2132 FORMER COMPANY: FORMER CONFORMED NAME: AZP GROUP INC DATE OF NAME CHANGE: 19870506 5 1 e-9515.txt FORM 5 FOR EDWARD N. BASHA, JR. ------------------------------ OMB APPROVAL ------------------------------ - ------ OMB Number: 3235-0362 FORM 5 Expires: January 31, 2005 - ------ Estimated average burden hours per response ....... 1.0 ------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 [ ] Check this box if no longer subject of Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). [ ] Form 3 Holdings Report [ ] Form 4 Transactions Reported ================================================================================ 1. Name and Address of Reporting Person* Basha Edward N., Jr. - -------------------------------------------------------------------------------- (Last) (First) (Middle) 22402 S. Basha Road - -------------------------------------------------------------------------------- (Street) Chandler AZ 85248 - -------------------------------------------------------------------------------- (City) (State) (Zip) ================================================================================ 2. Issuer Name AND Ticker or Trading Symbol Pinnacle West Capital Corporation (PNW) ================================================================================ 3. I.R.S. Identification Number of Reporting Person, if an entity (Voluntary) ================================================================================ 4. Statement for Month/Year 12/02 ================================================================================ 5. If Amendment, Date of Original (Month/Year) ================================================================================ 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) [X] Director [ ] 10% Owner [ ] Officer (give title below) [ ] Other (specify below) ------------------------------------ ================================================================================ 7. Individual or Joint/Group Filing (Check applicable line) [X] Form filed by One Reporting Person [ ] Form filed by More Than one Reporting Person ================================================================================ Page 1 of 3 Form 5 (continued) Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
======================================================================================================================== | | | | | | | | | | | | 5. Amount| | | | | | | of Secur-| | | | | | 4. | ities | | 7. | | | | Securities | Bene- | | Nature | | | | Acquired (A) | ficially | 6. Owner-| of | | | | or Disposed | Owned at | ship | Indirect | | 2A. | | of (D) (Instr. | End of | Form: | Bene- | | Deemed | | 3, 4 and 5) | Issuer's | Direct | ficial | 2. Trans- | Execution | 3. | ---------------- | Fiscal | (D) or | Owner- | action Date | Date, if any| Transaction | |(A)| | Year | Indirect | ship 1. Title of Security | (Month/Day/ | (Month/Day/ | Code | Amount|or |Price | (Instr. | (I) | (Instr. (Instr. 3) | Year) | Year) | (Instr. 8) | |(D)| | 3 and 4) | (Instr.4)| 4) - ------------------------------------------------------------------------------------------------------------------------ Common Stock 7-1-02 A 900 A 5,735 D - ------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------ ========================================================================================================================
* If the Form is filed by more than one Reporting Person, see Instruction 4(b)(v). Page 2 of 3 Form 5 (continued) Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
========================================================================================================================= | | | | |5. | | | | 9. |10. | | | | | |Number | | | | Number |Owner-| | | | | |of | |7. | | of |ship | |2. | | | |Deriv- | |Title and | | Deriv- |of | |Conver-| | | |ative | |Amount of | | ative |Deriv-|11. |sion | | | |Secur- | |Underlying | | Secur- |ative |Nature |of | |3A. | |ities |6. |Securities |8. | ities |Secur-|of |Exer- | |Deemed | |Acquired |Date |(Instr. 3 |Price | Bene- |ity: |In- |cise |3. |Execu- | |(A) or |Exercisable and |and 4) |of | ficially|Direct|direct |Price |Trans- |tion |4. |Disposed |Expiration Date |-------------|Deriv- | Owned |(D) or|Bene- 1. |of |action |Date, |Trans- |of(D) |(Month/Day/Year) | |Amount|ative | at End |In- |ficial Title of |Deriv- |Date |if any |action |(Instr.3,|-----------------| |or |Secur- | of |direct|Owner- Derivative |ative |(Month/ |(Month/ |Code |4 and 5) |Date | Expira-| |Number|ity | Year |(I) |ship Security |Secur- |Day/ |Day/ |(Instr.|-------- |Exer- | tion | |of |(Instr.| (Instr. |(Instr|(Instr. (Instr. 3) |ity |Year) |Year) |8) |(A) | (D)|cisable | Date |Title |Shares|5) | 4) |4) |4) - ------------------------------------------------------------------------------------------------------------------------- N/A - ------------------------------------------------------------------------------------------------------------------------- - ------------------------------------------------------------------------------------------------------------------------- =========================================================================================================================
Explanation of Responses: Edward N. Basha, Jr. February 13, 2003 - ------------------------------- ----------------- **Signature of Reporting Person Date Edward N. Basha, Jr. ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedures. Page 3 of 3 -----END PRIVACY-ENHANCED MESSAGE-----