-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RHfeeN9WTFh4GC3OFEvGlR+O/+PwdLrUTToam3ar44wVjgh9BzF2SxOmfTfD10/1 SsjduvIaL1gjsemtcXeGdA== 0000950147-01-500850.txt : 20010511 0000950147-01-500850.hdr.sgml : 20010511 ACCESSION NUMBER: 0000950147-01-500850 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010425 FILED AS OF DATE: 20010510 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PINNACLE WEST CAPITAL CORP CENTRAL INDEX KEY: 0000764622 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 860512431 STATE OF INCORPORATION: AZ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 001-08962 FILM NUMBER: 1628530 BUSINESS ADDRESS: STREET 1: 400 E VAN BUREN ST PO BOX 52132 STREET 2: P O BOX 52132 CITY: PHOENIX STATE: AZ ZIP: 85072-2132 BUSINESS PHONE: 6022501000 MAIL ADDRESS: STREET 1: 400 E VAN BUREN ST STREET 2: PO BOX 52132 CITY: PHOENIX STATE: AZ ZIP: 85072-2132 FORMER COMPANY: FORMER CONFORMED NAME: AZP GROUP INC DATE OF NAME CHANGE: 19870506 COMPANY DATA: COMPANY CONFORMED NAME: DAVIS JACK E CENTRAL INDEX KEY: 0001104057 STANDARD INDUSTRIAL CLASSIFICATION: [] OFFICER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 210 SOUTH FOURTH AVENUE CITY: PHOENIX STATE: AZ ZIP: 85003 MAIL ADDRESS: STREET 1: 210 SOUTH FOURTH AVENUE CITY: PHOENIX STATE: AZ ZIP: 85003 4 1 e-6800.txt FORM 4 OF JACK E. DAVIS - ------ ------------------------------------- FORM 4 OMB APPROVAL - ------ ------------------------------------- [ ] Check this box if no longer OMB Number 3235-0287 subject to Section 16. Form 4 Expires: December 31, 2001 or Form 5 obligations may Estimated average burden continue. See Instruction 1(b). hours per response............. 0.5 ------------------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 ================================================================================ 1. Name and Address of Reporting Person* Davis Jack E. - -------------------------------------------------------------------------------- (Last) (First) (Middle) 400 North Fifth Street - -------------------------------------------------------------------------------- (Street) Phoenix Arizona 85004 - -------------------------------------------------------------------------------- (City (State) (Zip) ================================================================================ 2. Issuer Name and Ticker or Trading Symbol Pinnacle West Capital Corporation (PNW) ================================================================================ 3. IRS Or Social Security Number of Reporting Person (Voluntary) ================================================================================ 4. Statement for Month/Year April 2001 ================================================================================ 5. If Amendment, Date of Original (Month/Year) ================================================================================ 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) [X] Director [ ] 10% Owner [X] Officer (give title below) [ ] Other (specify below) President ----------------------------- ================================================================================ 7. Individual or Joint/Group Filing (Check Applicable Line) [X] Form filed by One Reporting Person [ ] Form filed by More than One Reporting Person ================================================================================ Form 4 (continued)
================================================================================================================== TABLE I--NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED ================================================================================================================== 1.Title of Security 2.Trans- 3.Trans- 4.Securities Acquired (A) 5.Amount of 6.Owner- 7.Nature of (Instr. 3) action action or Disposed of (D) Securities ship Indirect Date Code (Instr. 3, 4 and 5) Beneficially Form: Beneficial (Month/ (Instr. 8) Owned at Direct Owner- Day/ ---------- ---------------------- End of Month (D) or ship Year) (A) or (Instr. 3 and 4) Indirect I) (Instr. 4) Code V Amount (D) Price (Instr. 4) - ------------------------------------------------------------------------------------------------------------------ Common Stock 4-24-01 M 1,948 A $27.16 - ------------------------------------------------------------------------------------------------------------------ Common Stock 4-24-01 F 4,719** D $49.15 - ------------------------------------------------------------------------------------------------------------------ Common Stock 4-25-01 M 1,172 A $34.65 - ------------------------------------------------------------------------------------------------------------------ Common Stock 4-25-01 F 4,662** D $50.00 33,535 D - ------------------------------------------------------------------------------------------------------------------ Common Stock 5,336 I by 401(k) - ------------------------------------------------------------------------------------------------------------------ ================================================================================================================== ** The minimum amount of shares were sold solely for the purpose of meeting tax withholding requirements. Mr. Davis retained all other shares received upon the noted option exercise. =============================================================================================== Table II--DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED (e.g., puts, calls, warrants, options, convertible securities) =============================================================================================== 1. Title of Derivative 2. Conver- 3. Trans- 4. Transac- 5. Number of Derivative Security (Instr. 3) sion or action tion Securities Acquired Exercise Date Code (A) or Disposed Price of (Month/ (Instr. 8) of (D)(Instr. 3,4, and 5) Derivative Day/ ----------- ------------------------- Security Year) Code V (A) (D) - ----------------------------------------------------------------------------------------------- Employee Stock Option (Right to Buy) $27.16 4-24-01 M 6,667 - ----------------------------------------------------------------------------------------------- Employee Stock Option (Right to Buy) $34.65 4-25-01 M 5,834 - ----------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------- 6.Date Exer- 7.Title and Amount of 8.Price 9.Number 10.Owner- 11. Nature cisable and Underlying Securities of of Deriv- ship of Expiration (Instr. 3 and 4) Deriv- ative Form of Indirect Date (Month/ ative Securities Deriv- Benefi- Day/Year) Security Bene- ative cial ---------------- -------------------- (Instr.5) ficially Security: Owner- Date Expira- Title Amount or Owned at Direct (D) ship Exer- tion Number of End of Month or Indirect (Instr.4) cisable Date Shares (Instr. 4) (I)(Instr.4) - ----------------------------------------------------------------------------------------------- Common (1) 3-22-10 Stock 6,667 13,333 D - ----------------------------------------------------------------------------------------------- Common (2) 11-17-09 Stock 5,834 11,666 D - ----------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------- ===============================================================================================
Explanation of Responses: (1) The option became exercisable 1/3 of the grant per year commencing 3-22-01. (2) The option became exercisable 1/3 of the grant per year commencing 11-17-00. Jack E. Davis 5-10-01 ------------------------------- ----------------- **Signature of Reporting Person Date Jack E. Davis ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. -----END PRIVACY-ENHANCED MESSAGE-----