-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UbsIStEMdn1EyQq1+Qyl6FDwDMiL3ON55hlOGHHCGKJ2jxzPob5wpWdA+oIcbbUp PdHQvdUMcknev06sThkXqw== 0000764532-02-000001.txt : 20020413 0000764532-02-000001.hdr.sgml : 20020413 ACCESSION NUMBER: 0000764532-02-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20011231 FILED AS OF DATE: 20020123 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIDUCIARY MANAGEMENT INC /WI/ CENTRAL INDEX KEY: 0000764532 IRS NUMBER: 391346018 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-01526 FILM NUMBER: 02514626 BUSINESS ADDRESS: STREET 1: 225 EAST MASON ST CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 4142264545 MAIL ADDRESS: STREET 1: 225 EAST MASON STREET CITY: MILWAUKEE STATE: WI ZIP: 53202 13F-HR 1 dec01mod.txt DEC 2001 13F FORM 13F COVER PAGE FOR FORM 13F REPORT FOR THE CALENDER QUARTER ENDED DECEMBER 31, 2001 FIDUCIARY MANAGEMENT, INC. 225 EAST MASON STREET MILWAUKEE, WI 53202 FORM 13F FILE NUMBER 028-01526 THE INSITITUTIONAL INVESTMENT MANAGER FILING THIS REPORT AND THE PERSON BY WHOM IT IS SIGNED HEREBY REPRESENT THAT THE PERSON SIGNING THE REPORT IS AUTHORIZED TO SUBMIT IT, THAT ALL INFORMATION CONTAINED HEREIN IS TRUE, CORRECT AND COMPLETE, AND THAT IT IS UNDERSTOOD THAT ALL REQUIRED ITEMS, STATEMENTS, SCHEDULES, LISTS AND TABLES, ARE CONSIDERED INTERGRAL PARTS OF THIS FORM. PERSON SIGNING THIS REPORT ON BEHALF OF REPORTING MANAGER: NAME: TED D KELLNER TITLE: CHAIRMAN AND CEO PHONE: (414) 226-4545 REPORT TYPE: 13F HOLDINGS REPORT NAME AND 13F FILE NUMBERS OF ALL INSTITUTIONAL INVESTMENT MANAGERS WITH RESPECT TO WHICH THIS SCHEDULE IS FILED. 1. RESOURCE BANK AND TRUST CO 2. HAROLD MCCOMAS - FOLEY AND LARDNER FORM 13F SUMMARY PAGE: OTHER INSTITUTIONAL INVESTMENT MANAGERS TOTAL: 2 1. RESOURCE BANK AND TRUST CO 2. HAROLD MCCOMAS - FOLEY AND LARDNER FORM 13F INFORMATION TABLE ENTRY TOTAL: 144 FORM 13F INFORMATION TABLE VALUE TOTAL: 1,131,516 "Name of Reporting Manager: Fiduciary Management, Inc." Item I Item 2 Item 3 Item 4 Item 5 Item 6 Item 7 Item 8 Name of Issuer Title Cusip Fair Shares/(a)Sole (b) Shared (c)Shared Sole Shared M/V Prin Amt inst Ace Limited COM G0070K103 803 20,000 20,000 20,000 ADC Telecom COM 000886101 1912 415,560 415,560 415,560 AK Steel Hldg COM 001547108 3260 286,500 286,500 286,500 Adelphia Commun COM 006848105 12485 400,422 400,422 400,422 Airgas Inc COM 009363102 4965 328,400 328,400 328,400 Alaska Air Grp COM 011659109 2677 92,000 92,000 92,000 Allegiant Banc COM 017476102 2804 203,953 203,953 203,953 Allete Inc COM 018522102 10470 415,445 353,545 61,900 353,545 61,900 Alltel Corp COM 020039103 1296 21,000 21,000 21,000 Amcore Fincl COM 023912108 2459 110,022 110,022 110,022 Anaren MicrowaveCOM 032744104 2139 123,500 123,500 123,500 Anchor Bancorp COM 032839102 3246 183,000 183,000 183,000 Andrew Corp COM 034425108 3907 178,500 178,500 178,500 Apogent Tech COM 03760A101 15554 602,857 515,957 86,900 515,957 86,900 Aptar Group Inc COM 038336103 27654 789,451 682,351 107,100 682,351 107,100 Arrow Elec COM 042735100 20590 688,619 597,419 91,200 597,419 91,200 Aspen Tech COM 045327103 13369 795,750 795,750 795,750 Assctd Bancorp COM 045487105 9492 268,970 268,970 268,970 Asyst Tech COM 04648X107 4990 391,100 391,100 391,100 Atwood Oceanics COM 050095108 4652 133,500 133,500 133,500 Aware Inc COM 05453N100 1394 168,000 168,000 168,000 Banknorth Group COM 06646L100 2275 101,000 101,000 101,000 Becton DickinsonCOM 075887109 307 9,264 9,264 9,264 Big Lots Inc COM 089302103 19161 1,842,357 1,547,007 295,350 1,547,007 295,350 Blackhawk Bcorp COM 09237E105 352 37,412 37,412 37,412 Boeing Co COM 097023105 344 8,860 8,860 8,860 Brady Corp Cl A 104674106 227 6,200 6,200 6,200 C-Cornet Corp COM 125010108 2513 172,500 172,500 172,500 Cambrex Corp COM 132011107 17958 411,873 348,273 63,600 348,273 63,600 Casella Waste COM 147448104 5059 341,600 341,600 341,600 Casey's Gen St COM 147528103 27743 1,861,919 1,582,419 279,500 1,582,419 279,500 Centurytel Inc COM 156700106 24164 736,697 630,597 106,100 630,597 106,100 Champ Auto Race COM 158711101 2246 139,615 114,615 25,000 114,615 25,000 Channell Coml COM 159186105 177 54,500 54,500 54,500 Circor Int'l COM 17273K109 3236 175,400 175,400 174,400 Comerica Inc COM 200340107 332 5,800 5,800 5,800 Computer ScienceCOM 205363104 416 8,500 8,500 8,500 Conexant Sys COM 207142100 3971 276,500 276,500 276,500 Covance Inc COM 222816100 574 25,300 25,300 25,300 Daisytek Inc COM 234053106 3170 240,700 240,700 240,700 Dean Foods COM 242361103 9262 135,800 135,800 135,800 Delia*s Corp COM 24688Q101 682 110,000 110,000 110,000 Delphi Fin'l Gr COM 247131105 26442 794,042 675,142 118,900 675,142 118,900 Dentsply Int'l COM 249030107 15156 301,920 262,220 39,700 262,220 39,700 Documentum Inc COM 256159104 6729 309,800 309,800 309,800 E Piphany Inc COM 26881V100 2979 342,000 342,000 342,000 Echostar Comm COM 278762109 277 10,100 10,100 10,100 Entravision COM 29382R107 3918 327,900 327,900 327,900 Entegris Inc COM 29362U104 3277 299,000 299,000 299,000 Family Dollar COM 307000109 13783 459,726 395,326 64,400 395,326 64,400 First Fed Cap COM 319960100 3713 236,500 236,500 236,500 Flowserve Corp COM 34354P105 3685 138,500 138,500 138,500 G&K Services CL A 361268105 34993 1,083,378 927,828 155,550 927,828 155,550 Georgia Gulf COM 373200203 4144 224,000 224,000 224,000 Grant Prideco COM 33821G101 1852 161,000 161,000 161,000 Gymboree Corp COM 403777105 3841 322,000 322,000 322,000 Halliburton Co COM 406216101 183 14,000 14,000 14,000 Harte-Hanks COM 416196103 7704 273,480 232,780 40,700 232,780 40,700 Idexx LaboratoryCOM 451680104 16165 566,984 479,084 87,900 479,084 87,900 Insight Comm COM 45768V108 1872 77,500 77,500 77,500 Interwoven Inc COM 46114T102 1944 199,600 199,600 199,600 IPC Holdings COM G4933P101 5091 172,000 172,000 172,000 JDA Software GrpCom 46612K108 6482 290,000 290,000 290,000 Jos A Bank ClothCOM 480838101 3428 484,900 484,900 484,900 Joy Global COM 481165108 7568 450,500 450,500 450,500 Kadant Inc COM 48282T104 6144 423,700 423,700 423,700 Keane Inc COM 486665102 16037 889,437 760,937 128,500 760,937 128,500 Kemet Corp COM 488360108 3781 213,000 213,000 213,000 Kennamental COM 489170100 6105 151,600 151,600 151,600 Kforce.com COM 493732101 2739 435,400 435,400 435,400 Kimberly Clark COM 494368103 610 10,200 10,200 10,200 Lancaster ColonyCOM 513847103 10331 290,930 246,830 44,100 246,830 44,100 Liberty Media Cl A 530718105 728 52,000 52,000 52,000 Liz Claiborne COM 539320101 24942 501,351 426,051 75,300 426,051 75,300 Loews Corp COM 540424108 432 7,800 7,800 7,800 MGIC Investment COM 552848103 6022 97,572 83,672 13,900 83,672 13,900 Manpower COM 56418H100 21077 625,256 524,956 100,300 524,956 100,300 Marshall&Ilsley COM 571834100 27676 437,350 437,350 437,350 May Dept Store COM 577778103 259 7,000 7,000 7,000 Metron Tech COM N5665B105 2716 388,000 388,000 388,000 Midwest Express COM 597911106 2548 174,490 174,490 174,490 Mineral Tech COM 603158106 17226 369,342 314,142 55,200 314,142 55,200 Modis Prof Svcs COM 607830106 10328 1,446,486 1,234,486 212,000 1,234,486 212,000 Molecular Dvcs COM 60851C107 3005 144,000 144,000 144,000 Motorola Inc COM 620076109 150 10,000 10,000 10,000 Mykrolis Corp COM 62852P103 5840 365,000 365,000 365,000 Nasdaq 100 Tr COM 631100104 817 21,000 21,000 21,000 Nat'l Oilwell COM 637071101 2537 123,100 123,100 123,100 Newport Corp COM 651824104 2092 108,500 108,500 108,500 Old Republic COM 680223104 38604 1,378,231 1,193,631 184,600 1,193,631 184,600 ONI Systems COM 68273F103 1740 277,500 277,500 277,500 Openwave Sys COM 683718100 2991 305,500 305,500 305,500 Pall Corp COM 696429307 5847 243,000 243,000 243,000 Parametric Tech COM 699173100 14375 1,840,585 1,560,885 279,700 1,560,885 279,700 Partneere Ltd. COM G6852T105 5022 93,000 93,000 93,000 Paxar Corp COM 704227107 19136 1,347,604 1,145,704 201,900 1,145,704 201,900 Petsmart COM 716768106 4517 459,000 459,000 459,000 Phillips Pete COM 718507106 343 5,700 5,700 5,700 Pioneer Stndrd COM 723877106 7459 587,295 587,295 587,295 Polo RalphLaurenCOM 731572103 1860 69,500 69,500 69,500 Polyone Corp COM 73179P106 3812 389,000 389,000 389,000 Powerwave Tech COM 739363109 4216 244,000 244,000 244,000 Pride Intl COM 741932107 8155 540,050 540,050 540,050 Primedia Inc COM 74157K101 1833 421,400 421,400 421,400 Progressive Cor COM 743315103 1165 7,800 7,800 7,800 Prologis Tr COM 743410102 27158 1,262,587 1,070,087 192,500 1,070,087 192,500 Proquest Co COM 74346P102 18044 532,109 455,409 76,700 455,409 76,700 Prosperity Banc COM 743606105 1822 67,500 67,500 67,500 Protective Life COM 743674103 23439 810,189 693,289 116,900 693,289 116,900 RPM Inc COM 749685103 3839 265,501 265,501 265,501 Regal Beloit COM 758750103 19207 881,048 778,148 102,900 778,148 102,900 Renal Care Grp COM 759930100 14199 442,322 379,722 62,600 379,722 62,600 Republic Svcs COM 760759100 49869 2,497,178 2,210,478 286,700 2,210,478 286,700 Robbins & Myers COM 770196103 2360 100,800 100,800 100,800 Rockwell Intl COM 773903109 29282 1,639,527 1,501,027 138,500 1,501,027 138,500 Royal Caribbean COM V7780T103 6010 371,000 371,000 371,000 S&P SMCP 600 IDXCOM 464287804 15444 135,000 135,000 135,000 Security Cap CL B 81413P204 24963 983,959 835,859 148,100 835,859 148,100 Service Corp COM 817565104 2632 527,400 527,400 527,400 Sigma Aldrich COM 826552101 12355 313,492 270,592 42,900 270,592 42,900 SignalSoft Corp COM 82668M102 3214 719,000 719,000 719,000 Snap-On Tools COM 833034101 15210 451,885 403,285 48,600 403,285 48,600 Sports AuthorityCOM 849176102 2975 521,900 521,900 521,900 Stone Energy COM 861642106 13930 352,665 302,465 50,200 302,465 50,200 Stratos Ltwave COM 863100103 1304 212,000 212,000 212,000 SunGard Data COM 867363103 14391 497,425 432,225 65,200 432,225 65,200 Supervalu Inc COM 868536103 2466 111,500 111,500 111,500 Sybron Dental COM 871142105 23823 1,103,917 984,017 119,900 984,017 119,900 Sykes EnterpriseCOM 871237103 2274 243,500 243,500 243,500 Symbol Tech COM 871508107 4675 294,400 294,400 294,400 Tessco Tech COM 872386107 3250 189,500 189,500 189,500 Tower Auto COM 891707101 2687 297,600 297,600 297,600 Trenwick Group COM G9032C109 978 96,200 96,200 96,200 Tuesday Morning COM 899035505 4371 241,600 241,600 241,600 Ulticom COM 903844108 3139 312,000 312,000 312,000 United Global Cl A 913247508 1165 233,000 233,000 233,000 Unumprovident COM 91529Y106 1498 56,500 56,500 56,500 Vishay COM 928298108 1514 77,624 77,624 77,624 Willbros Group COM 969199108 3197 199,800 199,800 199,800 Wisconsin EnergyCOM 976657106 14065 623,434 529,834 93,600 529,834 93,600 Worldcom MCI GrpCOM 98157D304 156 11,100 11,100 11,100 Yellow Corp COM 985509108 6451 257,000 257,000 257,000 Zale Corp COM 988858106 5172 123,500 123,500 123,500 Zarlink Semi COM 606711109 4258 378,500 378,500 378,500
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