MA/A
0000764106
XXXXXXXX
JODENE K ARAKAKI
808-525-5763
jarakaki@FHB.COM
RUSHIJIMA@FHB.COM
jarakaki@fhb.com
FIRST HAWAIIAN BANK
99-0034327
867-01250
FEDERAL DEPOSIT INSURANCE CORPORATION
17985
999 BISHOP STREET
SUITE 2806
HONOLULU
HI
96813
8085255177
8085258110
Y
P.O. BOX 3708
HONOLULU
HI
96811
WWW.FHB.COM
JODENE
KAMAILE
ARAKAKI
999 BISHOP STREET
3RD FLOOR
HONOLULU
HI
96813
8085255763
8085257115
JARAKAKI@fhb.com
RYAN
SHIGEO
USHIJIMA
999 BISHOP STREET
3RD FLOOR
HONOLULU
HI
96813
8085255120
8085257115
RUSHIJIMA@FHB.COM
BANCWEST CORPORATION
Y
FEDERAL RESERVE SYSTEM
1025608
BNP PARIBAS S.A.
Y
FINANCIAL MARKETS AUTHORITY
I0
FIRST HAWAIIAN, INC.
Y
SECURITIES EXCHANGE COMMISSION
36377
SID OF A BANK
December
HI
01-17-1974
N
5
3
0
3
0
1
Municipal Entities
0
0
0
Not Applicable
Fixed Fees
Not Applicable
Advice Investment Of Proceeds MS
Y
Y
Y
N
Investment Adviser
1
Add
Investment Adviser
BISHOP STREET CAPITAL MANAGEMENT, CORP.
BISHOP STREET CAPITAL MANAGEMENT
N
Y
N
N
N
N
N
N
N
Y
Y
Y
N
Y
N
N
N
BNP PARIBAS
0000872786
Schedule B
FIRST HAWAIIAN, INC.
0000036377
Schedule C Section 4
FIRST HAWAIIAN BANK ("FHB"), THE BANK OF WHICH THE APPLICANT IS A SEPARATELY IDENTIFIABLE DEPARTMENT OR DIVISION ("SID"), IS INDIRECTLY OWNED BY BNP PARIBAS S.A. ("BNPP"), A PUBLICLY OWNED BANK ORGANIZED IN FRANCE ENGAGED IN GLOBAL FINANCIAL ACTIVITIES. AS A GLOBAL FINANCIAL SERVICES INSTITUTION, BNPP, IN THE NORMAL COURSE, CONDUCTS FINANCIAL SERVICE ACTIVITIES THROUGH VARIOUS ENTITIES SUCH AS, BUT NOT LIMITED TO, BANKING, BROKERAGE, UNDERWRITING AND INVESTMENT ADVISORY COMPANIES BOTH DOMESTICALLY AND IN FOREIGN JURISDICTIONS.
ITEM 6.A.: AS PART OF BNPP, THE SID HAS ASSOCIATED PERSONS THAT PERFORM ACTIVITIES OTHER THAN THOSE ACTIVITIES SELECTED IN RESPONSE TO ITEM 6.A. AND THAT ARE NOT LISTED IN SECTION 1-K OF SCHEDULE D AS THE SID HAS NO BUSINESS DEALINGS WITH THESE ASSOCIATED PERSONS IN CONNECTION WITH MUNICIPAL ADVISORY SERVICES IT PROVIDES TO ITS CLIENTS, IT DOES NOT CONDUCT SHARED OPERATIONS WITH THESE ASSOCIATED PERSONS, IT DOES NOT REFER CLIENTS OR BUSINESS TO THESE ASSOCIATED PERSONS AND THESE ASSOCIATED PERSONS DO NOT REFER PROSPECTIVE CLIENTS OR BUSINESS TO IT. THE SID DOES NOT SHARE SUPERVISED PERSONS OR PREMISES WITH THESE ASSOCIATED PERSONS, NOR DOES THE SID HAVE ANY REASON TO BELIEVE THAT ITS RELATIONSHIP WITH THESE ASSOCIATED PERSONS OTHERWISE CREATES A CONFLICT OF INTEREST WITH THE SID'S CLIENTS. A LIST OF THESE ASSOCIATED PERSONS IS AVAILABLE UPON REQUEST.
ITEM 7.A.: THE SID DOES NOT BUY OR SELL FOR ITSELF SECURITIES IT ALSO RECOMMENDS TO CLIENTS, AND THE SID'S RECOMMENDATIONS ARE KEPT CONFIDENTIAL. THE SID IS, HOWEVER, PART OF FHB, AND THE TREASURY & INVESTMENT DIVISION OF FHB MAY INDEPENDENTLY, WITHOUT THE KNOWLEDGE OF THE SID, BUY OR SELL THE SAME SECURITIES THE SID RECOMMENDS TO CLIENTS, AND, AS PART OF BNPP, A GLOBAL FINANCIAL INSTITUTION, ASSOCIATED PERSONS MAY INDEPENDENTLY BUY OR SELL THE SAME SECURITIES THE SID RECOMMENDS TO CLIENTS.
ITEM 7.B.: THE SID MAY RECOMMEND PURCHASES OF SECURITIES IN PRIMARY OFFERINGS WHERE AN ASSOCIATED PERSON IS A MEMBER OF THE UNDERWRITING SYNDICATE. THE SID, HOWEVER, DOES NOT EFFECT TRANSACTIONS WITH BNPP OR ANY BROKERS OR DEALERS THAT ARE ASSOCIATED PERSONS.
REGULATORY ACTION DRP (FOR DISCLOSURE ID 134140): THERE ARE THREE (3) ASSOCIATED PERSONS FOR WHOM THIS REGULATORY ACTION DRP WAS FILED - BNP PARIBAS USA, INC. (NOT REGISTERED WITH SEC; LISTED ON THE DRP), BNP PARIBAS SECURITIES CORP. (CRD 15794/SEC REGISTRATION NO. 008-32682) AND BNP PARIBAS S.A. (NOT REGISTERED WITH SEC). THE FIRM INTENDED TO DISCLOSE ALL ASSOCIATED PERSONS INVOLVED IN THE REGULATORY ACTION ON THE DRP BUT DUE TO A TECHNICAL GLITCH WITH EDGAR, ONLY BNP PARIBAS USA, INC. IS LISTED ON THE DRP.
Y
Y
Y
Y
Y
Y
N
Y
Y
Y
Y
N
Y
N
N
N
N
N
N
N
N
N
N
N
Y
Y
FIRST HAWAIIAN, INC.
Y
99-0156159
PARENT
07-01-2016
E
Y
JODENE
KAMAILE
ARAKAKI
CHIEF COMPLIANCE OFFICER
09-11-2017
NA
Y
000000000
KENNETH
LEE
MILLER
SENIOR VICE PRESIDENT
12-01-2017
NA
Y
002727644
BANCWEST CORPORATION
BNP PARIBAS S.A.
Y
94-1677765
PARENT
12-20-2001
E
Y
FIRST HAWAIIAN, INC.
BANCWEST CORPORATION
N
99-0156159
PARENT
07-01-2016
D
Y
Amend
FIRST HAWAIIAN, INC.
Y
99-0156159
PARENT
07-01-2016
E
Y
Amend
JODENE
KAMAILE
ARAKAKI
CHIEF COMPLIANCE OFFICER
09-11-2017
NA
Y
000000000
Add
KENNETH
LEE
MILLER
SENIOR VICE PRESIDENT
12-01-2017
NA
Y
002727644
Add
BANCWEST CORPORATION
BNP PARIBAS S.A.
Y
94-1677765
PARENT
12-20-2001
E
Y
Amend
FIRST HAWAIIAN, INC.
BANCWEST CORPORATION
N
99-0156159
PARENT
07-01-2016
C
Y
1
9-A1
9-A2
9-B1
9-B2
BNP PARIBAS S.A.
N
BISHOP STREET CAPITAL MANAGEMENT
000108042
47144
1
9-A1
9-A2
9-B1
9-B2
BNP PARIBAS S.A.
N
BISHOP STREET CAPITAL MANAGEMENT
000108042
47145
1
9-A1
9-A2
BNP Paribas USA, Inc.
N
Bishop Street Capital Management Corp.
000108042
134944
1
9-A1
9-A2
BNP Paribas USA, Inc.
N
Bishop Street Capital Management Corp.
000108042
135999
1
9-D1
BNP PARIBAS S.A.
N
BISHOP STREET CAPITAL MANAGEMENT
000108042
47143
1
9-D1
BNP PARIBAS S.A.
N
BISHOP STREET CAPITAL MANAGEMENT
000108042
47146
1
9-D1
BNP PARIBAS S.A.
N
BISHOP STREET CAPITAL MANAGEMENT
000108042
47147
1
9-D1
BNP PARIBAS S.A.
N
BISHOP STREET CAPITAL MANAGEMENT
000108042
47148
3
9-D1
9-D2
9-D4
BNP Paribas USA, Inc.
N
Bishop Street Capital Management Corporation (ADV Update)
000108042
134140
BNP Paribas Securities Corp.
Y
008-32682
Bishop Street Capital Management Corp. (ADV Update)
000108042
134140
BNP PARIBAS S.A.
N
Bishop Street Capital Management Corp. (ADV Update)
000108042
134140
1
9-C1
9-C2
9-C4
9-C5
BNP Paribas Securities Corp.
Y
008-32682
BNP Paribas Securities Corp.
000015794
1994973
Jodene K Arakaki
Jodene K Arakaki
Chief Compliance Officer
09-26-2018
N
N
N
N
N
N
N
N
Y
N
N
N
Y
N
N
N
N
Y
Y
N
N