8-K 1 func-20191021x8k.htm 8-K 8-K





UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C.  20549



FORM 8-K



CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d) OF THE

SECURITIES EXCHANGE ACT OF 1934



Date of Report (Date of earliest event reported):  October 21, 2019



First United Corporation

(Exact name of registrant as specified in its charter)



Maryland

0-14237

52-1380770

(State or other jurisdiction of
incorporation or organization)

(Commission file number)

(IRS Employer
Identification No.)



19 South Second Street, Oakland, Maryland 21550

(Address of principal executive offices) (Zip Code)



(301) 334-9471

(Registrant’s telephone number, including area code)



N/A

(Former Name or Former Address, if Changed Since Last Report)



Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligations of the registrant under any of the following provisions:



Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)



Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)



Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))



Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))



Securities registered pursuant to Section 12(b) of the Act:

 



 

 



 

 

Title of each class

Trading Symbols

Name of each exchange on which registered

Common Stock

FUNC

Nasdaq Stock Market



Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2). Emerging growth company



If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.





 


 

INFORMATION TO BE INCLUDED IN THE REPORT



Item 2.02.  Results of Operation and Financial Condition.



On October 21, 2019, First United Corporation issued a press release describing its financial results for the nine and three months ended September 30, 2019.  A copy of the press release is furnished herewith as Exhibit 99.1. 



The information contained in this Item 2.02 and in Exhibit 99.1 shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such a filing.



Item 9.01.  Financial Statements and Exhibits.



(d)    Exhibits. 



The exhibits filed or furnished with this report are listed in the following Exhibit Index:





 

 

Exhibit No.

 

Description

99.1

 

Press release dated October 21, 2019 (furnished herewith)



 

 


 

SIGNATURES



Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.





 

 

 

 



 

FIRST UNITED CORPORATION



 

 

 

 



 

 

 

 



 

 

 

 

Dated:  October 22, 2019

 

By:

/s/

Tonya K. Sturm



 

 

 

Tonya K. Sturm



 

 

 

Senior Vice President & CFO