0001014100-21-000011.txt : 20210217 0001014100-21-000011.hdr.sgml : 20210217 20210217105424 ACCESSION NUMBER: 0001014100-21-000011 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210201 FILED AS OF DATE: 20210217 DATE AS OF CHANGE: 20210217 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rodeheaver Carissa Lynn CENTRAL INDEX KEY: 0001347919 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-14237 FILM NUMBER: 21643114 MAIL ADDRESS: STREET 1: 19 SOUTH SECOND STREET CITY: OAKLAND STATE: MD ZIP: 21550 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST UNITED CORP/MD/ CENTRAL INDEX KEY: 0000763907 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 521380770 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 19 S SECOND ST CITY: OAKLAND STATE: MD ZIP: 21550 BUSINESS PHONE: 3013349471 MAIL ADDRESS: STREET 1: 19 S SECOND ST CITY: OAKLAND STATE: MD ZIP: 21550 4/A 1 primary_doc.xml PRIMARY DOCUMENT X0306 4/A 2021-02-01 2021-02-03 0 0000763907 FIRST UNITED CORP/MD/ FUNC 0001347919 Rodeheaver Carissa Lynn 19 SOUTH SECOND STREET OAKLAND MD 21550 1 1 0 0 Chairman, President & CEO Common Stock 2021-02-01 4 P 0 82.237 15.86 A 26170.0228 D Common Stock 2021-02-01 4 P 0 42.7307 15.84 A 26212.7535 D Common Stock 72.1508 I By spouse as UTMA custodian for son Common Stock 790.24 I By 401(k) plan The shares were purchased pursuant to a dividend reinvestment program offered through a brokerage account maintained by the reporting person. This Form 4/A corrects the amounts of securities that the reporting person beneficially owned following the reported transactions. The reporting person inadvertently omitted 1.1964 shares from her direct holdings that had been purchased with cash dividends since the date of the last report under the First United Corporation Dividend Reinvestment and Direct Purchase Plan. These shares were mistakenly included in the amount of securities beneficially owned by the reporting person's spouse as UTMA custodian for son, which item is also corrected hereby. /s/ Carissa L. Rodeheaver 2021-02-17