SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
UNANUE CARLOS

(Last) (First) (Middle)
P.O. BOX 601467

(Street)
SAN JUAN PR 00936-0960

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
08/27/2021
3. Issuer Name and Ticker or Trading Symbol
POPULAR, INC. [ BPOP ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
02/04/2010
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock Par Value $0.01 per share 120,278 D
Common Stock Par Value $0.01 per share 757,312 I By mother(1)
Common Stock Par Value $0.01 per share 53,312 I By Island Can Corporation(2)
Common Stock Par Value $0.01 per share 13,502 I By Tradewind Foods, Inc.(3)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
2. Island Can Corporation owned 640,000 shares of common stock as of the date of the initial filing of this Form 3 (before giving effect to a 1 for 10 reverse stock split of the common stock on May 29, 2012). Represents 8.33% of the shares of common stock held by Island Can Corporation of which the reporting person has an ownership interest of 8.33% and is General Manager. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
3. Tradewind Foods, Inc. owned 162,090 shares of common stock as of the date of the initial filing of this Form 3 (before giving effect to a 1 for 10 reverse stock split of the common stock on May 29, 2012). Represents 8.33% of the shares of common stock held by Tradewind Foods, Inc. of which the reporting person has an ownership interest of 8.33% and is President and General Manager. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
Remarks:
Marie Reyes-Rodriguez, Attorney-in-fact 08/31/2021
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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