0001209191-18-014781.txt : 20180301 0001209191-18-014781.hdr.sgml : 20180301 20180301103352 ACCESSION NUMBER: 0001209191-18-014781 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180227 FILED AS OF DATE: 20180301 DATE AS OF CHANGE: 20180301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CARRION RICHARD L CENTRAL INDEX KEY: 0001187725 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34084 FILM NUMBER: 18655133 MAIL ADDRESS: STREET 1: POPULAR INC & BANCO POPULAR DE STREET 2: 209 MONZ RIVERA AVE 3RD FL PURERTO RICO CITY: HATO REY STATE: PR ZIP: 00918 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: POPULAR INC CENTRAL INDEX KEY: 0000763901 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 660667416 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 209 MUNOZ RIVERA AVE STREET 2: POPULAR CENTER BUILDING CITY: HATO REY STATE: PR ZIP: 00918 BUSINESS PHONE: 7877659800 MAIL ADDRESS: STREET 1: P.O. BOX 362708 CITY: SAN JUAN STATE: PR ZIP: 00936-2708 FORMER COMPANY: FORMER CONFORMED NAME: BANPONCE CORP DATE OF NAME CHANGE: 19920703 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-02-27 0 0000763901 POPULAR INC BPOP 0001187725 CARRION RICHARD L PO BOX 362708 SAN JUAN PR 00936-2708 PUERTO RICO 1 1 0 0 Executive Chairman Common Stock Par Value $0.01 per share 2018-02-27 4 M 0 10429 A 382526.817 D Common Stock Par Value $0.01 per share 2018-02-27 4 F 0 3687 42.84 D 378839.817 D Common Stock Par Value $0.01 per share 2018-02-27 4 F 0 3560 42.84 D 375279.817 D Common Stock Par Value $0.01 per share 23 I by son Common Stock Par Value $0.01 per share 81955 I Junior Investment Common Stock Par Value $0.01 per share 3408 I by Spouse Restricted Stock Units 2018-02-27 4 M 0 10429 0.00 D Common Stock Par Value $0.01 per share 10429 0 D Restricted Stock Units convert into an equivalent number of shares of Common Stock. Represents Mr. Carrion's indirect ownership in the shares of the Corporation owned by Junior Investment Corporation in which he has approximately 16.99% interest. Shares held by the estate of Mr. Carrion's deceased spouse. On January 26, 2018, 10,429 performance share units granted to the reporting person on February 27, 2015 were converted into restricted stock units upon their performance-based vesting. The restricted stock units remained subject to continued time-based vesting conditions through February 27, 2018. Marie Reyes-Rodriguez, Attorney-in-fact 2018-03-01