0000950123-20-011856.txt : 20201116
0000950123-20-011856.hdr.sgml : 20201116
20201116061517
ACCESSION NUMBER: 0000950123-20-011856
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200930
FILED AS OF DATE: 20201116
DATE AS OF CHANGE: 20201116
EFFECTIVENESS DATE: 20201116
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: NWQ INVESTMENT MANAGEMENT COMPANY, LLC
CENTRAL INDEX KEY: 0000763848
IRS NUMBER: 470875103
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-01474
FILM NUMBER: 201313531
BUSINESS ADDRESS:
STREET 1: 2029 CENTURY PARK EAST
STREET 2: 16TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
BUSINESS PHONE: (310) 552-5114
MAIL ADDRESS:
STREET 1: 2029 CENTURY PARK EAST
STREET 2: 16TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
FORMER COMPANY:
FORMER CONFORMED NAME: NWQ INVESTMENT MANAGEMENT CO LLC
DATE OF NAME CHANGE: 20030416
FORMER COMPANY:
FORMER CONFORMED NAME: NWQ INVESTMENT MANAGEMENT CO /CA/
DATE OF NAME CHANGE: 19990407
13F-HR
1
primary_doc.xml
13F-HR
LIVE
0000763848
XXXXXXXX
09-30-2020
09-30-2020
false
NWQ INVESTMENT MANAGEMENT COMPANY, LLC
2029 CENTURY PARK EAST
16TH FLOOR
LOS ANGELES
CA
90067
13F HOLDINGS REPORT
028-01474
N
Jon D. Bosse
Chief Investment Officer
310.552.5114
/s/ Jon D. Bosse
Los Angeles
CA
11-14-2020
2
152
2215289
false
1
028-11405
Nuveen Investments, Inc.
2
028-16475
SEI Investments Management Corporation
INFORMATION TABLE
2
1885.xml
INFORMATION TABLE FOR FORM 13F
ACTIVISION BLIZZARD INC
COM
00507V109
27842
343935
SH
DFND
1
337492
0
6443
ADVANCE AUTO PARTS INC
COM
00751Y106
28321
184502
SH
DFND
1
181112
0
3390
ALAMO GROUP INC
COM
011311107
5870
54336
SH
DFND
1
54336
0
0
ALBANY INTL CORP
CL A
012348108
6737
136071
SH
DFND
1
136071
0
0
ALEXANDRIA REAL ESTATE EQ IN
COM
015271109
14967
93546
SH
DFND
1
92374
0
1172
ALPHABET INC
CAP STK CL A
02079K305
25060
17099
SH
DFND
1
16916
0
183
AMDOCS LTD
SHS
G02602103
29143
507636
SH
DFND
1
500676
0
6960
AMERICAN EAGLE OUTFITTERS IN
COM
02553E106
15476
1187177
SH
DFND
1
1168734
0
18443
AMERICAN INTL GROUP INC
COM NEW
026874784
14729
535009
SH
DFND
1
528147
0
6862
AMERIS BANCORP
COM
03076K108
9199
403817
SH
DFND
1
403817
0
0
ANTHEM INC
COM
036752103
41129
153129
SH
DFND
1
151142
0
1987
AON PLC
SHS CL A
G0403H108
18043
87459
SH
DFND
1
85346
0
2113
APARTMENT INVT & MGMT CO
CL A
03748R754
4399
130460
SH
DFND
1
130460
0
0
ARCHER DANIELS MIDLAND CO
COM
039483102
16870
362865
SH
DFND
1
358884
0
3981
ARES CAPITAL CORP
COM
04010L103
8239
590630
SH
DFND
1
590630
0
0
ASTRAZENECA PLC
SPONSORED ADR
046353108
30569
557821
SH
DFND
1
557821
0
0
AXIS CAP HLDGS LTD
SHS
G0692U109
33557
761970
SH
DFND
1,2
761497
0
473
B. RILEY FINANCIAL INC
COM
05580M108
5634
224823
SH
DFND
1
217330
0
7493
BAIDU INC
SPON ADR REP A
056752108
21127
166895
SH
DFND
1,2
166737
0
158
BANC OF CALIFORNIA INC
COM
05990K106
3948
390112
SH
DFND
1
390112
0
0
BANK OF NT BUTTERFIELD&SON L
SHS NEW
G0772R208
12116
543817
SH
DFND
1
537636
0
6181
BHP GROUP PLC
SPONSORED ADR
05545E209
14285
334867
SH
DFND
1,2
332096
0
2771
BIO RAD LABS INC
CL A
090572207
31845
61779
SH
DFND
1
60638
0
1141
BK OF AMERICA CORP
COM
060505104
25532
1390346
SH
DFND
1
1372337
0
18009
BK OF AMERICA CORP
7.25%CNV PFD L
060505682
277
18636
PRN
DFND
1
18636
0
0
BMC STK HLDGS INC
COM
05591B109
7881
184017
SH
DFND
1
184017
0
0
BORGWARNER INC
COM
099724106
2228
57520
SH
DFND
1
57520
0
0
BRANDYWINE RLTY TR
SH BEN INT NEW
105368203
5256
508277
SH
DFND
1
508277
0
0
BRISTOL-MYERS SQUIBB CO
COM
110122108
72560
1203521
SH
DFND
1
1196703
0
6818
BROADCOM INC
COM
11135F101
23197
63671
SH
DFND
1
63113
0
558
CENTERPOINT ENERGY INC
COM
15189T107
26978
1394231
SH
DFND
1
1367598
0
26633
CHANGE HEALTHCARE INC
COM
15912K100
9432
782085
SH
DFND
1
765182
0
16903
CHANGE HEALTHCARE INC
UNIT 99/99/9999
15912K209
253
473290
PRN
DFND
1
473290
0
0
CHENIERE ENERGY INC
COM NEW
16411R208
13414
289910
SH
DFND
1
284657
0
5253
CHEVRON CORP NEW
COM
166764100
24559
341096
SH
DFND
1
336223
0
4873
CHINA PETROLEUM & CHEMICAL C
SPON ADR H SHS
16941R108
2807
69372
SH
DFND
1
69191
0
181
CISCO SYS INC
COM
17275R102
24625
625160
SH
DFND
1
625160
0
0
CITIGROUP INC
COM NEW
172967424
48951
1135484
SH
DFND
1
1118800
0
16684
CLOUDERA INC
COM
18914U100
3470
318604
SH
DFND
1
318604
0
0
COCA COLA CO
COM
191216100
24141
488989
SH
DFND
1
482614
0
6375
COHERENT INC
COM
192479103
3686
33232
SH
DFND
1
33232
0
0
COHERUS BIOSCIENCES INC
COM
19249H103
4419
240971
SH
DFND
1
240971
0
0
COMCAST CORP NEW
CL A
20030N101
45934
992943
SH
DFND
1
980395
0
12548
CREDIT SUISSE GROUP
SPONSORED ADR
225401108
1033
103634
SH
DFND
1
103523
0
111
DISCOVER FINL SVCS
COM
254709108
22927
396792
SH
DFND
1
389283
0
7509
DUPONT DE NEMOURS INC
COM
26614N102
44589
803699
SH
DFND
1
791652
0
12047
EASTERLY GOVT PPTYS INC
COM
27616P103
5025
224215
SH
DFND
1
224215
0
0
EATON CORP PLC
SHS
G29183103
20135
197341
SH
DFND
1
195883
0
1458
EL POLLO LOCO HLDGS INC
COM
268603107
4651
287086
SH
DFND
1
287086
0
0
ENERSYS
COM
29275Y102
8291
123528
SH
DFND
1
123528
0
0
ENTERGY CORP NEW
COM
29364G103
27769
281831
SH
DFND
1
280739
0
1092
ENTERPRISE PRODS PARTNERS L
COM
293792107
10701
677691
SH
DFND
1
677691
0
0
EVERCORE INC
CLASS A
29977A105
4898
74818
SH
DFND
1
74818
0
0
EVEREST RE GROUP LTD
COM
G3223R108
8021
40603
SH
DFND
1
40603
0
0
EVERGY INC
COM
30034W106
18503
364088
SH
DFND
1
360666
0
3422
FABRINET
SHS
G3323L100
3902
61904
SH
DFND
1
61904
0
0
FEDERAL SIGNAL CORP
COM
313855108
4523
154641
SH
DFND
1
154641
0
0
FIRST HORIZON NATL CORP
COM
320517105
19744
2093692
SH
DFND
1
2078287
0
15405
FISERV INC
COM
337738108
31748
308086
SH
DFND
1
302609
0
5477
FLEX LTD
ORD
Y2573F102
16572
1915377
SH
DFND
1,2
1913781
0
1596
FLOWSERVE CORP
COM
34354P105
5035
184483
SH
DFND
1
184483
0
0
FRESENIUS MED CARE AG&CO KGA
SPONSORED ADR
358029106
2990
237346
SH
DFND
1,2
236674
0
672
GENERAL DYNAMICS CORP
COM
369550108
32278
233174
SH
DFND
1
230381
0
2793
GENERAL MTRS CO
COM
37045V100
32153
1086603
SH
DFND
1
1066011
0
20592
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
76538
2033412
SH
DFND
1,2
2020401
0
13011
GLOBE LIFE INC
COM
37959E102
21878
273818
SH
DFND
1
269058
0
4760
GLOBUS MED INC
CL A
379577208
4642
93739
SH
DFND
1
93739
0
0
HEALTHCARE RLTY TR
COM
421946104
23881
792866
SH
DFND
1
787540
0
5326
HESS CORP
COM
42809H107
22423
547826
SH
DFND
1
537586
0
10240
HOMESTREET INC
COM
43785V102
5849
227052
SH
DFND
1
227052
0
0
HUBBELL INC
COM
443510607
736
5375
SH
DFND
1
5375
0
0
HUNTSMAN CORP
COM
447011107
658
29612
SH
DFND
1
29612
0
0
IDACORP INC
COM
451107106
3880
48563
SH
DFND
1
48563
0
0
ING GROEP N.V.
SPONSORED ADR
456837103
11845
1673044
SH
DFND
1,2
1669624
0
3420
INNOSPEC INC
COM
45768S105
5640
89079
SH
DFND
1
86627
0
2452
ISHARES TR
RUS 1000 VAL ETF
464287598
1599
13540
SH
DFND
1
13540
0
0
JACOBS ENGR GROUP INC
COM
469814107
1348
14529
SH
DFND
1
14529
0
0
JPMORGAN CHASE & CO
COM
46625H100
50420
523739
SH
DFND
1
516474
0
7265
KENNAMETAL INC
COM
489170100
3799
131272
SH
DFND
1
131272
0
0
KNIGHT SWIFT TRANSN HLDGS IN
CL A
499049104
6203
152410
SH
DFND
1
152410
0
0
LANDEC CORP
COM
514766104
5371
552537
SH
DFND
1
552537
0
0
LIBERTY MEDIA CORP DEL
DEB 3.750% 2/1
530715AL5
14282
19300
PRN
DFND
1
19300000
0
0
LIVANOVA PLC
SHS
G5509L101
3231
71470
SH
DFND
1
69119
0
2351
LOEWS CORP
COM
540424108
13629
392188
SH
DFND
1
383055
0
9133
LOWES COS INC
COM
548661107
7597
45801
SH
DFND
1
45801
0
0
MADDEN STEVEN LTD
COM
556269108
3503
179621
SH
DFND
1
179621
0
0
MATERION CORP
COM
576690101
6195
119066
SH
DFND
1
119066
0
0
MEDTRONIC PLC
SHS
G5960L103
30586
294325
SH
DFND
1
290224
0
4101
METHODE ELECTRS INC
COM
591520200
2839
99611
SH
DFND
1
99611
0
0
MICRON TECHNOLOGY INC
COM
595112103
483
10291
SH
DFND
1
10291
0
0
MICROSOFT CORP
COM
594918104
15103
71808
SH
DFND
1
71808
0
0
NATIONAL FUEL GAS CO N J
COM
636180101
8345
205583
SH
DFND
1
201305
0
4278
NATIONAL GRID PLC
SPONSORED ADR NE
636274409
8219
142222
SH
DFND
1,2
141835
0
387
NATIONAL OILWELL VARCO INC
COM
637071101
3516
388054
SH
DFND
1
388054
0
0
NEXTERA ENERGY INC
UNIT 09/01/2022S
65339F796
387
714000
PRN
DFND
1
714000
0
0
NEXTERA ENERGY INC
UNIT 99/99/9999
65339F739
191
400000
PRN
DFND
1
400000
0
0
NEXTERA ENERGY PARTNERS LP
COM UNIT PART IN
65341B106
19699
328534
SH
DFND
1
328534
0
0
NORTONLIFELOCK INC
COM
668771108
28868
1385217
SH
DFND
1
1359069
0
26148
NUTRIEN LTD
COM
67077M108
7090
180732
SH
DFND
1,2
180237
0
495
NVENT ELECTRIC PLC
SHS
G6700G107
30757
1738682
SH
DFND
1
1711162
0
27520
ORACLE CORP
COM
68389X105
59005
988359
SH
DFND
1
973900
0
14459
PACWEST BANCORP DEL
COM
695263103
4504
263679
SH
DFND
1
263679
0
0
PHILIP MORRIS INTL INC
COM
718172109
5882
78441
SH
DFND
1
78441
0
0
PINNACLE WEST CAP CORP
COM
723484101
1007
13501
SH
DFND
1
13501
0
0
PNM RES INC
COM
69349H107
7327
177278
SH
DFND
1
173406
0
3872
POSCO
SPONSORED ADR
693483109
5805
138678
SH
DFND
1
138296
0
382
PROSIGHT GLOBAL INC
COM
74349J103
1718
151529
SH
DFND
1
151529
0
0
QORVO INC
COM
74736K101
1459
11311
SH
DFND
1
11311
0
0
QUANTA SVCS INC
COM
74762E102
15518
293576
SH
DFND
1
288425
0
5151
QUEST DIAGNOSTICS INC
COM
74834L100
21465
187481
SH
DFND
1
185138
0
2343
RAMBUS INC DEL
COM
750917106
17089
1248308
SH
DFND
1
1229149
0
19159
RAYTHEON TECHNOLOGIES CORP
COM
75513E101
15214
264407
SH
DFND
1
261090
0
3317
RELIANCE STEEL & ALUMINUM CO
COM
759509102
1464
14345
SH
DFND
1
14345
0
0
RENAISSANCERE HLDGS LTD
COM
G7496G103
29005
170877
SH
DFND
1
167936
0
2941
REXNORD CORP
COM
76169B102
7799
261359
SH
DFND
1
257206
0
4153
ROYAL DUTCH SHELL PLC
SPON ADR B
780259107
18945
782201
SH
DFND
1,2
781560
0
641
RPT REALTY
SH BEN INT
74971D101
4900
900799
SH
DFND
1
900799
0
0
SANFILIPPO JOHN B & SON INC
COM
800422107
4260
56517
SH
DFND
1
56517
0
0
SANOFI
SPONSORED ADR
80105N105
11130
221837
SH
DFND
1,2
221225
0
612
SAP SE
SPON ADR
803054204
6404
41100
SH
DFND
1,2
40993
0
107
SEAGATE TECHNOLOGY PLC
SHS
G7945M107
23952
486137
SH
DFND
1
477241
0
8896
SEMPRA ENERGY
6.75% CNV PFD B
816851505
428
437100
PRN
DFND
1
437100
0
0
SK TELECOM LTD
SPONSORED ADR
78440P108
44173
1970257
SH
DFND
1,2
1969036
0
1221
SONOCO PRODS CO
COM
835495102
5491
107525
SH
DFND
1
107525
0
0
SOUTHERN CO
UNIT 08/01/2022
842587602
334
717600
PRN
DFND
1
717600
0
0
SPROUTS FMRS MKT INC
COM
85208M102
9507
454215
SH
DFND
1
446757
0
7458
STAG INDL INC
COM
85254J102
13088
429253
SH
DFND
1
421954
0
7299
STATE STR CORP
COM
857477103
21669
365227
SH
DFND
1
358396
0
6831
STONERIDGE INC
COM
86183P102
3874
210865
SH
DFND
1
210865
0
0
TAKEDA PHARMACEUTICAL CO LTD
SPONSORED ADS
874060205
19025
1066440
SH
DFND
1,2
1055677
0
10763
TAYLOR MORRISON HOME CORP
COM
87724P106
8882
361209
SH
DFND
1
361209
0
0
TELEFONICA BRASIL SA
SPONSORED ADR
87936R106
332
43292
SH
DFND
1
43292
0
0
TERADATA CORP DEL
COM
88076W103
17860
786768
SH
DFND
1
774087
0
12681
TERADYNE INC
COM
880770102
711
8949
SH
DFND
1
8949
0
0
TEREX CORP NEW
COM
880779103
3115
160905
SH
DFND
1
155654
0
5251
T-MOBILE US INC
COM
872590104
17264
150962
SH
DFND
1
148198
0
2764
TOWER SEMICONDUCTOR LTD
SHS NEW
M87915274
3476
190805
SH
DFND
1
190805
0
0
TOYOTA MOTOR CORP
SP ADR REP2COM
892331307
28826
217652
SH
DFND
1,2
217480
0
172
TRANE TECHNOLOGIES PLC
SHS
G8994E103
22899
188856
SH
DFND
1
185340
0
3516
TRINITY INDS INC
COM
896522109
16746
858755
SH
DFND
1
842925
0
15830
TRIPADVISOR INC
COM
896945201
12385
632224
SH
DFND
1
622375
0
9849
TYSON FOODS INC
CL A
902494103
18346
308440
SH
DFND
1
302481
0
5959
UBS GROUP AG
SHS
H42097107
23003
2063081
SH
DFND
1,2
2061393
0
1688
UNITED THERAPEUTICS CORP DEL
COM
91307C102
4314
42712
SH
DFND
1
42712
0
0
VIASAT INC
COM
92552V100
24169
702784
SH
DFND
1
691648
0
11136
VISHAY INTERTECHNOLOGY INC
COM
928298108
4869
312732
SH
DFND
1
312732
0
0
VISHAY PRECISION GROUP INC
COM
92835K103
3434
135626
SH
DFND
1
135626
0
0
VISTRA CORP
COM
92840M102
9571
507498
SH
DFND
1
507498
0
0
WALMART INC
COM
931142103
32000
228720
SH
DFND
1
224467
0
4253
WELLS FARGO CO NEW
PERP PFD CNV A
949746804
629
46842
PRN
DFND
1
46842
0
0
WESTERN ALLIANCE BANCORP
COM
957638109
11387
390723
SH
DFND
1
387064
0
3659
WSFS FINL CORP
COM
929328102
4209
156053
SH
DFND
1
156053
0
0