0000950123-20-004780.txt : 20200514 0000950123-20-004780.hdr.sgml : 20200514 20200514090014 ACCESSION NUMBER: 0000950123-20-004780 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20200514 DATE AS OF CHANGE: 20200514 EFFECTIVENESS DATE: 20200514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NWQ INVESTMENT MANAGEMENT COMPANY, LLC CENTRAL INDEX KEY: 0000763848 IRS NUMBER: 470875103 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-01474 FILM NUMBER: 20875488 BUSINESS ADDRESS: STREET 1: 2029 CENTURY PARK EAST STREET 2: 16TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: (310) 552-5114 MAIL ADDRESS: STREET 1: 2029 CENTURY PARK EAST STREET 2: 16TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90067 FORMER COMPANY: FORMER CONFORMED NAME: NWQ INVESTMENT MANAGEMENT CO LLC DATE OF NAME CHANGE: 20030416 FORMER COMPANY: FORMER CONFORMED NAME: NWQ INVESTMENT MANAGEMENT CO /CA/ DATE OF NAME CHANGE: 19990407 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000763848 XXXXXXXX 03-31-2020 03-31-2020 NWQ INVESTMENT MANAGEMENT COMPANY, LLC

2029 CENTURY PARK EAST 16TH FLOOR LOS ANGELES CA 90067

13F HOLDINGS REPORT 028-01474 N Jon D. Bosse 310.552.5114 /s/ Jon D. Bosse Los Angeles CA 05-14-2020 2 156 2491081 false 1 028-11405 Nuveen Investments, Inc. 2 028-16475 SEI Investments Management Corporation INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F ACTIVISION BLIZZARD INC COM 00507V109 39432 662946 SH DFND 1 658602 0 4344 ADESTO TECHNOLOGIES CORP COM 00687D101 11785 1053179 SH DFND 1 1053179 0 0 ADVANCE AUTO PARTS INC COM 00751Y106 21690 232426 SH DFND 1 230993 0 1433 ALAMO GROUP INC COM 011311107 10912 122910 SH DFND 1 122910 0 0 ALBANY INTL CORP CL A 012348108 12009 253737 SH DFND 1 253737 0 0 ALEXANDRIA REAL ESTATE EQ IN COM 015271109 15874 115820 SH DFND 1 114824 0 996 ALPHABET INC CAP STK CL A 02079K305 27108 23330 SH DFND 1 23143 0 187 AMDOCS LTD SHS G02602103 30120 547933 SH DFND 1 545612 0 2321 AMERICAN EAGLE OUTFITTERS IN COM 02553E106 11930 1500664 SH DFND 1 1500664 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 8529 607313 SH DFND 1 601969 0 5344 AMERIS BANCORP COM 03076K108 19293 812003 SH DFND 1 812003 0 0 ANTHEM INC COM 036752103 39261 172927 SH DFND 1 172037 0 890 AON PLC SHS CL A G0408V102 27515 166715 SH DFND 1 165648 0 1067 APARTMENT INVT & MGMT CO CL A 03748R754 4595 130716 SH DFND 1 130716 0 0 ARCHER DANIELS MIDLAND CO COM 039483102 15465 439598 SH DFND 1 436068 0 3530 ARES CAPITAL CORP COM 04010L103 8434 782330 SH DFND 1 782330 0 0 ASTRAZENECA PLC SPONSORED ADR 046353108 29424 658837 SH DFND 1 658837 0 0 AVANTOR INC 6.25 PFD CNV SR 05352A209 21 482200 PRN DFND 1 482200 0 0 AVERY DENNISON CORP COM 053611109 524 5146 SH DFND 1 5146 0 0 AXIS CAPITAL HOLDINGS LTD SHS G0692U109 33499 866737 SH DFND 1,2 866217 0 520 B. RILEY FINANCIAL INC COM 05580M108 4838 262641 SH DFND 1 262641 0 0 BANC OF CALIFORNIA INC COM 05990K106 4018 502298 SH DFND 1 502298 0 0 BANK OF NT BUTTERFIELD&SON L SHS NEW G0772R208 32415 962434 SH DFND 1 962434 0 0 BHP GROUP PLC SPONSORED ADR 05545E209 3626 119528 SH DFND 1,2 119234 0 294 BIO RAD LABS INC CL A 090572207 36877 105195 SH DFND 1 104685 0 510 BK OF AMERICA CORP COM 060505104 35903 1691145 SH DFND 1 1682558 0 8587 BK OF AMERICA CORP 7.25%CNV PFD L 060505682 18 14421 PRN DFND 1 14421 0 0 BMC STK HLDGS INC COM 05591B109 14086 794489 SH DFND 1 794489 0 0 BORGWARNER INC COM 099724106 1400 57450 SH DFND 1 57450 0 0 BRANDYWINE RLTY TR SH BEN INT NEW 105368203 15625 1485295 SH DFND 1 1485295 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 71497 1282681 SH DFND 1 1279233 0 3448 BROADCOM INC COM 11135F101 22596 95301 SH DFND 1 94682 0 619 BROADCOM INC 8% CNV PFD SER A 11135F200 24 26090 PRN DFND 1 26090 0 0 CENTERPOINT ENERGY INC DEP RP PFD CV B 15189T503 26 915403 PRN DFND 1 915403 0 0 CHANGE HEALTHCARE INC COM 15912K100 4369 437317 SH DFND 1 437317 0 0 CHANGE HEALTHCARE INC UNIT 99/99/9999 15912K209 18 431750 PRN DFND 1 431750 0 0 CHENIERE ENERGY INC COM NEW 16411R208 11595 346118 SH DFND 1 343932 0 2186 CHEVRON CORP NEW COM 166764100 26632 367539 SH DFND 1 365783 0 1756 CHINA PETE & CHEM CORP SPON ADR H SHS 16941R108 987 84650 SH DFND 1 84448 0 202 CISCO SYS INC COM 17275R102 16588 421970 SH DFND 1 421970 0 0 CITIGROUP INC COM NEW 172967424 127351 1236421 SH DFND 1 1230223 0 6198 CNA FINL CORP COM 126117100 9729 313438 SH DFND 1 313438 0 0 COCA COLA CO COM 191216100 27222 615195 SH DFND 1 609573 0 5622 COHERENT INC COM 192479103 9430 88618 SH DFND 1 88618 0 0 COHERUS BIOSCIENCES INC COM 19249H103 7756 478180 SH DFND 1 478180 0 0 COMCAST CORP NEW CL A 20030N101 39617 1152317 SH DFND 1 1147028 0 5289 CREDIT SUISSE GROUP SPONSORED ADR 225401108 1005 124276 SH DFND 1 124192 0 84 DECKERS OUTDOOR CORP COM 243537107 7342 54794 SH DFND 1 54794 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 16982 595218 SH DFND 1 591443 0 3775 DISCOVER FINL SVCS COM 254709108 17580 492840 SH DFND 1 489700 0 3140 DUPONT DE NEMOURS INC COM 26614N102 32913 965197 SH DFND 1 960050 0 5147 EASTERLY GOVT PPTYS INC COM 27616P103 5908 239762 SH DFND 1 239762 0 0 EATON CORP PLC SHS G29183103 7574 97489 SH DFND 1 97489 0 0 ENERSYS COM 29275Y102 15853 320139 SH DFND 1 320139 0 0 ENTEGRIS INC COM 29362U104 11383 254245 SH DFND 1 254245 0 0 ENTERGY CORP NEW COM 29364G103 16244 172868 SH DFND 1 172665 0 203 ENTERPRISE PRODS PARTNERS L COM 293792107 19669 1375482 SH DFND 1 1375482 0 0 EURONET WORLDWIDE INC COM 298736109 2474 28862 SH DFND 1 28862 0 0 EVEREST RE GROUP LTD COM G3223R108 541 2814 SH DFND 1 2814 0 0 FABRINET SHS G3323L100 8716 159748 SH DFND 1 159748 0 0 FEDERAL SIGNAL CORP COM 313855108 8523 312427 SH DFND 1 312427 0 0 FIRST HAWAIIAN INC COM 32051X108 6478 391892 SH DFND 1 391892 0 0 FIRST HORIZON NATL CORP COM 320517105 16131 2459335 SH DFND 1 2448847 0 10488 FIRSTENERGY CORP COM 337932107 89793 2240915 SH DFND 1 2232553 0 8362 FISERV INC COM 337738108 23847 251047 SH DFND 1 249427 0 1620 FLEX LTD ORD Y2573F102 16938 2022481 SH DFND 1,2 2020702 0 1779 FRESENIUS MED CARE AG&CO KGA SPONSORED ADR 358029106 8960 273178 SH DFND 1,2 272451 0 727 GENERAL DYNAMICS CORP COM 369550108 18068 188068 SH DFND 1 186941 0 1127 GENERAL MTRS CO COM 37045V100 27484 1322637 SH DFND 1 1314043 0 8594 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 75897 2003100 SH DFND 1,2 1996841 0 6259 GLOBE LIFE INC COM 37959E102 19820 275388 SH DFND 1 273755 0 1633 GLOBUS MED INC CL A 379577208 7658 180069 SH DFND 1 180069 0 0 GP STRATEGIES CORP COM 36225V104 3289 505209 SH DFND 1 505209 0 0 HEALTHCARE RLTY TR COM 421946104 21601 773401 SH DFND 1 773401 0 0 HESS CORP COM 42809H107 9600 288285 SH DFND 1 286553 0 1732 HNI CORP COM 404251100 5497 218214 SH DFND 1 218214 0 0 HOMESTREET INC COM 43785V102 11364 511192 SH DFND 1 511192 0 0 HSBC HLDGS PLC SPON ADR NEW 404280406 7798 278417 SH DFND 1 277727 0 690 HUNTSMAN CORP COM 447011107 731 50640 SH DFND 1 50640 0 0 IDACORP INC COM 451107106 5678 64680 SH DFND 1 64680 0 0 INCYTE CORP COM 45337C102 25286 345294 SH DFND 1 342927 0 2367 ING GROEP N.V. SPONSORED ADR 456837103 8650 1679632 SH DFND 1,2 1676532 0 3100 INGERSOLL RAND INC COM 45687V106 5770 232657 SH DFND 1 231168 0 1489 INNOSPEC INC COM 45768S105 3746 53911 SH DFND 1 53911 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 5090 51320 SH DFND 1 51320 0 0 ISHARES TR MSCI EAFE ETF 464287465 3116 58282 SH DFND 1 58282 0 0 JACOBS ENGR GROUP INC COM 469814107 1399 17644 SH DFND 1 17644 0 0 JPMORGAN CHASE & CO COM 46625H100 54689 607448 SH DFND 1 604122 0 3326 KAISER ALUMINUM CORP COM PAR $0.01 483007704 5304 76552 SH DFND 1 76552 0 0 KENNAMETAL INC COM 489170100 5367 288232 SH DFND 1 288232 0 0 KIMBALL ELECTRONICS INC COM 49428J109 2869 262687 SH DFND 1 262687 0 0 KNIGHT SWIFT TRANSN HLDGS IN CL A 499049104 20958 638958 SH DFND 1 638958 0 0 LANDEC CORP COM 514766104 16760 1928671 SH DFND 1 1928671 0 0 LIBERTY MEDIA CORP DEB 4.000%11/1 530715AG6 2322 33165 PRN DFND 1 33165 0 0 LIBERTY MEDIA CORP DEB 3.750% 2/1 530715AL5 1255 19300 PRN DFND 1 19300 0 0 LIVANOVA PLC SHS G5509L101 14413 318517 SH DFND 1 318517 0 0 LOEWS CORP COM 540424108 17273 495925 SH DFND 1 492528 0 3397 LOWES COS INC COM 548661107 5189 60300 SH DFND 1 60300 0 0 MATERION CORP COM 576690101 8401 239956 SH DFND 1 239956 0 0 MELLANOX TECHNOLOGIES LTD SHS M51363113 45816 377645 SH DFND 1 376162 0 1483 METHODE ELECTRS INC COM 591520200 11075 419016 SH DFND 1 419016 0 0 MICRON TECHNOLOGY INC COM 595112103 433 10291 SH DFND 1 10291 0 0 MICROSOFT CORP COM 594918104 14521 92071 SH DFND 1 92071 0 0 NATIONAL GRID PLC SPONSORED ADR NE 636274409 9935 170497 SH DFND 1,2 170074 0 423 NEENAH INC COM 640079109 10093 234016 SH DFND 1 234016 0 0 NEXTERA ENERGY INC UNIT 09/01/2022S 65339F796 31 656000 PRN DFND 1 656000 0 0 NORTONLIFELOCK INC COM 668771108 23486 1255260 SH DFND 1 1247052 0 8208 NUTRIEN LTD COM 67077M108 5866 172826 SH DFND 1,2 172400 0 426 NVENT ELECTRIC PLC SHS G6700G107 13443 796838 SH DFND 1 796838 0 0 OLD REP INTL CORP COM 680223104 11071 725972 SH DFND 1 725972 0 0 ORACLE CORP COM 68389X105 55926 1157170 SH DFND 1 1151246 0 5924 PACWEST BANCORP DEL COM 695263103 9429 526194 SH DFND 1 526194 0 0 PHILIP MORRIS INTL INC COM 718172109 6504 89142 SH DFND 1 89142 0 0 POSCO SPONSORED ADR 693483109 5488 168073 SH DFND 1 167664 0 409 POTLATCHDELTIC CORPORATION COM 737630103 6941 221124 SH DFND 1 221124 0 0 QORVO INC COM 74736K101 895 11099 SH DFND 1 11099 0 0 QUANTA SVCS INC COM 74762E102 25528 804544 SH DFND 1 804544 0 0 QUEST DIAGNOSTICS INC COM 74834L100 18209 226757 SH DFND 1 224812 0 1945 RAMBUS INC DEL COM 750917106 25548 2301625 SH DFND 1 2301625 0 0 RAYTHEON CO COM NEW 755111507 12343 94115 SH DFND 1 93272 0 843 RELIANCE STEEL & ALUMINUM CO COM 759509102 1425 16264 SH DFND 1 16264 0 0 RENAISSANCERE HOLDINGS LTD COM G7496G103 42173 282432 SH DFND 1 281197 0 1235 ROYAL BK SCOTLAND GROUP PLC SPONS ADR 2 ORD 780097689 2455 2174664 SH DFND 1,2 2169456 0 5208 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 20583 630215 SH DFND 1,2 629694 0 521 RPT REALTY SH BEN INT 74971D101 10722 1778081 SH DFND 1 1778081 0 0 SANFILIPPO JOHN B & SON INC COM 800422107 10563 118150 SH DFND 1 118150 0 0 SANOFI SPONSORED ADR 80105N105 22014 274692 SH DFND 1,2 274029 0 663 SAP SE SPON ADR 803054204 6149 55650 SH DFND 1,2 55516 0 134 SEAGATE TECHNOLOGY PLC SHS G7945M107 22781 466828 SH DFND 1 463782 0 3046 SEMPRA ENERGY 6.75% CNV PFD B 816851505 35 376500 PRN DFND 1 376500 0 0 SK TELECOM LTD SPONSORED ADR 78440P108 35412 2176526 SH DFND 1,2 2175180 0 1346 SOUTHERN CO UNIT 08/01/2022 842587602 23 508100 PRN DFND 1 508100 0 0 STAG INDL INC COM 85254J102 16083 714171 SH DFND 1 714171 0 0 STATE STR CORP COM 857477103 20072 376806 SH DFND 1 374282 0 2524 STONERIDGE INC COM 86183P102 8347 498315 SH DFND 1 498315 0 0 TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS 874060205 20125 1325788 SH DFND 1,2 1316079 0 9709 TAYLOR MORRISON HOME CORP COM 87724P106 9687 880611 SH DFND 1 880611 0 0 TELEFONICA BRASIL SA SPONSORED ADR 87936R106 556 58340 SH DFND 1 58340 0 0 TERADATA CORP DEL COM 88076W103 25340 1236698 SH DFND 1 1236698 0 0 TERADYNE INC COM 880770102 13537 249899 SH DFND 1 248419 0 1480 TEREX CORP NEW COM 880779103 3708 258219 SH DFND 1 258219 0 0 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 33677 280758 SH DFND 1,2 280512 0 246 TRANE TECHNOLOGIES PLC SHS G8994E103 21483 260122 SH DFND 1 258411 0 1711 TRINITY INDS INC COM 896522109 25407 1581046 SH DFND 1 1570783 0 10263 TURKCELL ILETISIM HIZMETLERI SPON ADR NEW 900111204 5045 1084839 SH DFND 1 1082309 0 2530 UBS GROUP AG SHS H42097107 20624 2227178 SH DFND 1,2 2225148 0 2030 UNITED THERAPEUTICS CORP DEL COM 91307C102 7462 78689 SH DFND 1 78689 0 0 VIACOMCBS INC CL B 92556H206 9381 669597 SH DFND 1 665322 0 4275 VIASAT INC COM 92552V100 23323 649317 SH DFND 1 646462 0 2855 VISHAY PRECISION GROUP INC COM 92835K103 5848 291218 SH DFND 1 291218 0 0 VISTRA ENERGY CORP COM 92840M102 14069 881498 SH DFND 1 881498 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 14880 325242 SH DFND 1 323101 0 2141 WALMART INC COM 931142103 31750 279439 SH DFND 1 277607 0 1832 WELLS FARGO CO NEW PERP PFD CNV A 949746804 45 35098 PRN DFND 1 35098 0 0 WESTERN ALLIANCE BANCORP COM 957638109 23357 763064 SH DFND 1 763064 0 0 ISHARES CORE S&P U.S. VALUE CORE S&P US VLU 464287663 1503 32550 SH DFND 1 32550 0 0