Chief Investment Officer

0000909012-17-000059.txt : 20170214 0000909012-17-000059.hdr.sgml : 20170214 20170214162336 ACCESSION NUMBER: 0000909012-17-000059 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170214 DATE AS OF CHANGE: 20170214 EFFECTIVENESS DATE: 20170214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NWQ INVESTMENT MANAGEMENT COMPANY, LLC CENTRAL INDEX KEY: 0000763848 IRS NUMBER: 470875103 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-01474 FILM NUMBER: 17609313 BUSINESS ADDRESS: STREET 1: 2049 CENTURY PARK EAST STREET 2: 16TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: (310) 552-5114 MAIL ADDRESS: STREET 1: 2049 CENTURY PARK EAST STREET 2: 16TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90067 FORMER COMPANY: FORMER CONFORMED NAME: NWQ INVESTMENT MANAGEMENT CO LLC DATE OF NAME CHANGE: 20030416 FORMER COMPANY: FORMER CONFORMED NAME: NWQ INVESTMENT MANAGEMENT CO /CA/ DATE OF NAME CHANGE: 19990407 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000763848 XXXXXXXX 12-31-2016 12-31-2016 NWQ INVESTMENT MANAGEMENT COMPANY, LLC

2049 CENTURY PARK EAST 16TH FLOOR LOS ANGELES CA 90067

13F HOLDINGS REPORT 028-01474 N Jon D. Bosse Chief Investment Officer 310-552-5114 /s/ JON D. BOSSE Los Angeles CA 02-13-2017 2 210 7364795 false 1 028-11405 Nuveen Investments, Inc. 2 028-16475 SEI Investments Management Corporation INFORMATION TABLE 2 aci_13f.xml Accenture PLC SHS CLASS A G1151C101 293 2503 SH DFND 1 2503 0 0 Advance Auto Parts Inc COM 00751Y106 44264 261731 SH DFND 1 252244 0 9487 AES Corp/VA COM 00130H105 156 13460 SH DFND 1 13460 0 0 Agrium Inc COM 008916108 5009 49812 SH DFND 1 49812 0 0 Albany International Corp CL A 012348108 44571 962651 SH DFND 1,2 962651 0 0 Allergan PLC SHS G0177J108 58928 280596 SH DFND 1 270086 0 10510 Allied World Assurance Co Holdings AG SHS H01531104 253 4704 SH DFND 1 4704 0 0 Alphabet Inc CAP STK CL A 02079K305 45544 57472 SH DFND 1 54921 0 2551 Alphabet Inc CAP STK CL C 02079K107 4071 5274 SH DFND 1 5274 0 0 American International Group Inc COM NEW 026874784 6050 92634 SH DFND 1 92634 0 0 Ameris Bancorp COM 03076K108 52507 1204296 SH DFND 1,2 1204296 0 0 Analogic Corp COM PAR $0.05 032657207 42131 507905 SH DFND 1 507905 0 0 Anthem Inc COM 036752103 1294 9000 SH DFND 1 9000 0 0 Aon PLC SHS CL A G0408V102 112185 1005877 SH DFND 1 972696 0 33181 Apache Corp COM 037411105 4534 71432 SH DFND 1 71432 0 0 Apartment Investment & Management Co PFD CL A 6.875% 03748R762 17942 57165 SH DFND 1 57165 0 0 Apartment Investment & Management Co CL A 03748R101 1477 394770 SH DFND 1 394770 0 0 Apogee Enterprises Inc COM 037598109 20613 384853 SH DFND 1,2 384853 0 0 Apple Inc COM 037833100 4884 42167 SH DFND 1 42167 0 0 Ares Capital Corp COM 04010L103 18142 1100193 SH DFND 1 1100193 0 0 ARRIS International PLC SHS G0551A103 18570 616316 SH DFND 1,2 616316 0 0 AstraZeneca PLC SPONSORED ADR 046353108 25822 945170 SH DFND 1 945170 0 0 Atmos Energy Corp COM 049560105 4330 58392 SH DFND 1 58392 0 0 Avery Dennison Corp COM 053611109 6644 94611 SH DFND 1,2 94611 0 0 Axis Capital Holdings Ltd SHS G0692U109 67916 1040537 SH DFND 1,2 1038169 0 2368 Banco Bilbao Vizcaya Argentaria SA SPONSORED ADR 05946K101 7873 1162966 SH DFND 1 1154760 0 8206 Bank of America Corp COM 060505104 88592 4008703 SH DFND 1 3864460 0 144243 Bank of America Corp 7.25%CNV PFD L 060505682 14709 12606 SH DFND 1 12606 0 0 Bank of NT Butterfield & Son Ltd/The SHS NEW G0772R208 58118 1848530 SH DFND 1,2 1848530 0 0 Banner Corp COM NEW 06652V208 18147 325150 SH DFND 1 325150 0 0 Bio-Rad Laboratories Inc CL A 090572207 74034 406157 SH DFND 1,2 401314 0 4843 Bloomin' Brands Inc COM 094235108 6393 354587 SH DFND 1 354587 0 0 Boise Cascade Co COM 09739D100 36018 1600788 SH DFND 1,2 1600788 0 0 Brandywine Realty Trust SH BEN INT NEW 105368203 58298 3531071 SH DFND 1,2 3531071 0 0 Bruker Corp COM 116794108 8364 394886 SH DFND 1,2 394886 0 0 Calpine Corp COM NEW 131347304 56317 4927132 SH DFND 1 4743739 0 183393 Cameco Corp COM 13321L108 22365 2136147 SH DFND 1,2 2129450 0 6697 Canadian Natural Resources Ltd COM 136385101 28560 895853 SH DFND 1,2 892813 0 3040 Capital Bank Financial Corp CL A COM 139794101 64039 1631578 SH DFND 1,2 1631578 0 0 Cedar Fair LP DEPOSITRY UNIT 150185106 5715 89020 SH DFND 1 89020 0 0 CenturyLink Inc COM 156700106 2466 103693 SH DFND 1 103693 0 0 Cheniere Energy Inc COM NEW 16411R208 113387 2736835 SH DFND 1 2645374 0 91461 Chevron Corp COM 166764100 219 1864 SH DFND 1 1864 0 0 Chubb Ltd COM H1467J104 263 1987 SH DFND 1 1987 0 0 Cia de Saneamento Basico do Estado de Sao Paulo SPONSORED ADR 20441A102 91 10431 SH DFND 1 10431 0 0 Cigna Corp COM 125509109 57470 430840 SH DFND 1 416311 0 14529 Cisco Systems Inc COM 17275R102 16520 546660 SH DFND 1 546579 0 81 CIT Group Inc COM NEW 125581801 180220 4222590 SH DFND 1,2 4109594 0 112996 CIT Group Inc COM NEW 125581801 10218 239400 SH Call DFND 1 239400 0 0 Citigroup Inc COM NEW 172967424 178630 3005722 SH DFND 1 2911800 0 93922 CNA Financial Corp COM 126117100 15986 385200 SH DFND 1 385200 0 0 Coherent Inc COM 192479103 80504 585972 SH DFND 1,2 585921 0 51 Colgate-Palmolive Co COM 194162103 202 3091 SH DFND 1 3091 0 0 Colony Capital Inc CL A 19624R106 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49428J109 2742 150655 SH DFND 1 150655 0 0 Koninklijke Philips NV NY REG SH NEW 500472303 96425 3154229 SH DFND 1,2 3064705 0 89524 KT Corp SPONSORED ADR 48268K101 149 10580 SH DFND 1 10580 0 0 Landec Corp COM 514766104 41693 3021209 SH DFND 1 3021209 0 0 Lattice Semiconductor Corp COM 518415104 73721 10016443 SH DFND 1,2 10016443 0 0 La-Z-Boy Inc COM 505336107 16547 532910 SH DFND 1,2 532910 0 0 Lexington Realty Trust COM 529043101 170 15779 SH DFND 1 15779 0 0 Lloyds Banking Group PLC SPONSORED ADR 539439109 68 21921 SH DFND 1 21921 0 0 Louisiana-Pacific Corp COM 546347105 7856 414985 SH DFND 1 414985 0 0 Lumentum Holdings Inc COM 55024U109 5513 142640 SH DFND 1,2 142640 0 0 Luxoft Holding Inc ORD SHS CL A G57279104 17886 318264 SH DFND 1,2 317216 0 1048 Macy's Inc COM 55616P104 51391 1435109 SH DFND 1 1370988 0 64121 Marten Transport Ltd COM 573075108 7653 328444 SH DFND 1,2 328444 0 0 Materion Corp COM 576690101 58882 1486931 SH DFND 1,2 1486931 0 0 MedEquities Realty Trust Inc COM 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DFND 1 36813 0 0 Select Comfort Corp COM 81616X103 14807 654600 SH DFND 1 654600 0 0 SK Telecom Co Ltd SPONSORED ADR 78440P108 43160 2065076 SH DFND 1,2 2057982 0 7094 SkyWest Inc COM 830879102 1037 28458 SH DFND 1 28458 0 0 Southwest Airlines Co COM 844741108 105114 2109034 SH DFND 1 2034521 0 74513 State Street Corp COM 857477103 1764 22700 SH DFND 1 22700 0 0 Stoneridge Inc COM 86183P102 33025 1866902 SH DFND 1 1866902 0 0 Suncor Energy Inc COM 867224107 69806 2135378 SH DFND 1 2053260 0 82118 SVB Financial Group COM 78486Q101 4368 25448 SH DFND 1,2 25448 0 0 Symantec Corp COM 871503108 66941 2802056 SH DFND 1 2694069 0 107987 Synchrony Financial COM 87165B103 99975 2756424 SH DFND 1 2648798 0 107626 Synergy Resources Corp COM 87164P103 46670 5237934 SH DFND 1,2 5237934 0 0 Target Corp COM 87612E106 68518 948615 SH DFND 1 918334 0 30281 Taylor Morrison Home Corp CL A 87724P106 58260 3024942 SH DFND 1,2 3024562 0 380 TE Connectivity Ltd REG SHS H84989104 229 3312 SH DFND 1 3312 0 0 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