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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
 
FORM 8-K
CURRENT REPORT
 
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
 
Date of Report (Date of earliest event reported) November 10, 2020
 
lyts20201110_8kimg001.gif
 
LSI INDUSTRIES INC.
(Exact name of Registrant as Specified in its Charter)
 
Ohio
  
01-13375
  
31-0888951
(State or Other Jurisdiction of Incorporation)
  
(Commission File Number)
  
(IRS Employer Identification No.)
 
 
10000 Alliance Road, Cincinnati, Ohio
45242
  
 
(Address of Principal Executive Offices)
(Zip Code)
  
 
Registrant’s telephone number, including area code      (513) 793-3200
(Former name or former address, if changed since last report.)
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
 
☐
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
   
☐
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
   
☐
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
   
☐
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
Securities registered pursuant to Section 12(b) of the Act:
 
Title of each class Trading Symbol(s) Name of each exchange on which registered
Common Stock, no par value LYTS NASDAQ
 
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (17CFR §240.12b-2 of this chapter).
 
Emerging growth company ☐
 
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act ☐
 
 
 
 
Item 5.07 – Submission of Matters to a Vote of Security Holders.
 
The Annual Meeting of Shareholders of LSI Industries Inc. (“LSI” or the “Company”) was held on November 10, 2020 at which the following matters were submitted to a vote of shareholders:
 
(a)     Votes regarding the election of six directors.
 
Name
For
Withheld
Robert P. Beech
20,118,480
496,404
Ronald D. Brown
20,107,514
507,370
James A. Clark
20,123,275
491,609
Amy L. Hanson
20,120,653
494,231
Chantel E. Lenard 
20,198,499
416,385
Wilfred T. O’Gara
19,923,641
691,243
     
 
(b)     Votes regarding the ratification of the Audit Committee’s appointment of Grant Thornton LLP as LSI’s Independent Registered Public Accounting Firm for fiscal 2021.
 
For
Against
Abstain
24,819,118
94,045
28,346
 
(c)     Advisory votes on the Company’s executive compensation as described in the Company’s Proxy Statement.
 
For
Against
Abstain
Broker Non-Votes
20,371,245
223,178
20,461
4,326,625
 
 
 
SIGNATURES
 
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.
 
 
 
LSI INDUSTRIES INC.
 
 
 
 
  
/s/ Thomas A. Caneris
 
 
Thomas A. Caneris
 
 
Senior Vice President, Human Resources & General Counsel
November 10, 2020