0001140361-17-046390.txt : 20171215
0001140361-17-046390.hdr.sgml : 20171215
20171215160140
ACCESSION NUMBER: 0001140361-17-046390
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171214
FILED AS OF DATE: 20171215
DATE AS OF CHANGE: 20171215
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Japlon Howard E.
CENTRAL INDEX KEY: 0001701271
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-13375
FILM NUMBER: 171258976
MAIL ADDRESS:
STREET 1: 10000 ALLIANCE ROAD
CITY: CINCINNATI
STATE: OH
ZIP: 45242
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LSI INDUSTRIES INC
CENTRAL INDEX KEY: 0000763532
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640]
IRS NUMBER: 310888951
STATE OF INCORPORATION: OH
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 10000 ALLIANCE RD
STREET 2: P O BOX 42728
CITY: CINCINNATI
STATE: OH
ZIP: 45242
BUSINESS PHONE: 5135796411
MAIL ADDRESS:
STREET 1: 10000 ALLIANCE RD
STREET 2: P O BOX 42728
CITY: CINCINNATI
STATE: OH
ZIP: 45242
FORMER COMPANY:
FORMER CONFORMED NAME: LSI LIGHTING SYSTEMS INC
DATE OF NAME CHANGE: 19891121
4
1
doc1.xml
FORM 4
X0306
4
2017-12-14
0
0000763532
LSI INDUSTRIES INC
LYTS
0001701271
Japlon Howard E.
10000 ALLIANCE ROAD
CINCINNATI
OH
45242
0
1
0
0
Exec.VP, HR & GC, Secretary
Common Shares
2017-12-14
4
P
0
5000
6.88
A
23500
D
Option to Buy
9.48
2027-03-21
Common Shares
60000
60000
D
Option to Buy
5.92
2027-08-17
Common Shares
38000
38000
D
The reported price is a weighted average price. The shares were purchased in multiple transactions ranging from $6.86 to $6.90. The Reporting Person undertakes to provide full pricing information to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission upon request.
These holdings have been previously reported on Form 4.
The options vest at a rate of 25% per year beginning on the first anniversary of the grant date.
The options vest ratably over a three year time period.
/s/ F. Mark Reuter as Attorney-in-Fact for Howard E. Japlon
2017-12-15