0001140361-17-046390.txt : 20171215 0001140361-17-046390.hdr.sgml : 20171215 20171215160140 ACCESSION NUMBER: 0001140361-17-046390 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171214 FILED AS OF DATE: 20171215 DATE AS OF CHANGE: 20171215 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Japlon Howard E. CENTRAL INDEX KEY: 0001701271 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-13375 FILM NUMBER: 171258976 MAIL ADDRESS: STREET 1: 10000 ALLIANCE ROAD CITY: CINCINNATI STATE: OH ZIP: 45242 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LSI INDUSTRIES INC CENTRAL INDEX KEY: 0000763532 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640] IRS NUMBER: 310888951 STATE OF INCORPORATION: OH FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 10000 ALLIANCE RD STREET 2: P O BOX 42728 CITY: CINCINNATI STATE: OH ZIP: 45242 BUSINESS PHONE: 5135796411 MAIL ADDRESS: STREET 1: 10000 ALLIANCE RD STREET 2: P O BOX 42728 CITY: CINCINNATI STATE: OH ZIP: 45242 FORMER COMPANY: FORMER CONFORMED NAME: LSI LIGHTING SYSTEMS INC DATE OF NAME CHANGE: 19891121 4 1 doc1.xml FORM 4 X0306 4 2017-12-14 0 0000763532 LSI INDUSTRIES INC LYTS 0001701271 Japlon Howard E. 10000 ALLIANCE ROAD CINCINNATI OH 45242 0 1 0 0 Exec.VP, HR & GC, Secretary Common Shares 2017-12-14 4 P 0 5000 6.88 A 23500 D Option to Buy 9.48 2027-03-21 Common Shares 60000 60000 D Option to Buy 5.92 2027-08-17 Common Shares 38000 38000 D The reported price is a weighted average price. The shares were purchased in multiple transactions ranging from $6.86 to $6.90. The Reporting Person undertakes to provide full pricing information to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission upon request. These holdings have been previously reported on Form 4. The options vest at a rate of 25% per year beginning on the first anniversary of the grant date. The options vest ratably over a three year time period. /s/ F. Mark Reuter as Attorney-in-Fact for Howard E. Japlon 2017-12-15