0000892251-23-000158.txt : 20231010
0000892251-23-000158.hdr.sgml : 20231010
20231010163705
ACCESSION NUMBER: 0000892251-23-000158
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231006
FILED AS OF DATE: 20231010
DATE AS OF CHANGE: 20231010
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Caneris Thomas A
CENTRAL INDEX KEY: 0001409783
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-13375
FILM NUMBER: 231318420
MAIL ADDRESS:
STREET 1: 1901 CAMPUS PLACE
CITY: LOUISVILLE
STATE: KY
ZIP: 40299
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LSI INDUSTRIES INC
CENTRAL INDEX KEY: 0000763532
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640]
IRS NUMBER: 310888951
STATE OF INCORPORATION: OH
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 10000 ALLIANCE RD
STREET 2: P O BOX 42728
CITY: CINCINNATI
STATE: OH
ZIP: 45242
BUSINESS PHONE: 5135796411
MAIL ADDRESS:
STREET 1: 10000 ALLIANCE RD
STREET 2: P O BOX 42728
CITY: CINCINNATI
STATE: OH
ZIP: 45242
FORMER COMPANY:
FORMER CONFORMED NAME: LSI LIGHTING SYSTEMS INC
DATE OF NAME CHANGE: 19891121
4
1
form4.xml
X0508
4
2023-10-06
0000763532
LSI INDUSTRIES INC
LYTS
0001409783
Caneris Thomas A
C/O LSI INDUSTRIES INC.
10000 ALLIANCE RD
CINCINNATI
OH
45242
true
Exec. VP, HR & General Counsel
false
Common Shares
2023-10-06
4
M
0
4587
16.18
D
71052
D
Common Shares
2023-10-06
4
F
0
2138
16.18
D
68914
D
Common Shares
2023-10-06
4
G
0
320
16.18
D
68594
D
Common Shares
135082
D
Option to Buy
4.04
2029-08-05
Common Shares
100000
100000
D
Option to Buy
3.83
2029-08-21
Common Shares
73404
73404
D
Optino to Buy
6.8
2030-08-19
Common Shares
21928
21928
D
On October 8, 2021, the Reporting Person reported Issuer's grant of restricted stock units (RSUs) which vest in three equal annual installments. This Form 4 reports the annual vesting of the RSUs and withholding of shares by Issuer for the Reporting Person's tax obligations and updates end of period holdings.
Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan.
These holdings have been previously reported on Form 4.
Non-qualified stock option granted pursuant to the Employment Offer Letter dated June 13, 2019 between the Reporting Person and the Issuer as an inducement award outside the Issuer's 2012 Stock Incentive Plan in accordance with NASDAQ Listing Rule 5635(c)(4). The option vests as follows: 100,000 shares on August 5, 2022. The vesting of the option is subject to the Reporting Person's continued employment with the Issuer as Senior Vice President, Human Resources and General Counsel on August 5, 2022.
The options vest ratably over a three year period.
/s/ F. Mark Reuter as Attorney-in-Fact for Thomas A. Caneris
2023-10-10