0000892251-23-000158.txt : 20231010 0000892251-23-000158.hdr.sgml : 20231010 20231010163705 ACCESSION NUMBER: 0000892251-23-000158 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231006 FILED AS OF DATE: 20231010 DATE AS OF CHANGE: 20231010 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Caneris Thomas A CENTRAL INDEX KEY: 0001409783 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-13375 FILM NUMBER: 231318420 MAIL ADDRESS: STREET 1: 1901 CAMPUS PLACE CITY: LOUISVILLE STATE: KY ZIP: 40299 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LSI INDUSTRIES INC CENTRAL INDEX KEY: 0000763532 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640] IRS NUMBER: 310888951 STATE OF INCORPORATION: OH FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 10000 ALLIANCE RD STREET 2: P O BOX 42728 CITY: CINCINNATI STATE: OH ZIP: 45242 BUSINESS PHONE: 5135796411 MAIL ADDRESS: STREET 1: 10000 ALLIANCE RD STREET 2: P O BOX 42728 CITY: CINCINNATI STATE: OH ZIP: 45242 FORMER COMPANY: FORMER CONFORMED NAME: LSI LIGHTING SYSTEMS INC DATE OF NAME CHANGE: 19891121 4 1 form4.xml X0508 4 2023-10-06 0000763532 LSI INDUSTRIES INC LYTS 0001409783 Caneris Thomas A C/O LSI INDUSTRIES INC. 10000 ALLIANCE RD CINCINNATI OH 45242 true Exec. VP, HR & General Counsel false Common Shares 2023-10-06 4 M 0 4587 16.18 D 71052 D Common Shares 2023-10-06 4 F 0 2138 16.18 D 68914 D Common Shares 2023-10-06 4 G 0 320 16.18 D 68594 D Common Shares 135082 D Option to Buy 4.04 2029-08-05 Common Shares 100000 100000 D Option to Buy 3.83 2029-08-21 Common Shares 73404 73404 D Optino to Buy 6.8 2030-08-19 Common Shares 21928 21928 D On October 8, 2021, the Reporting Person reported Issuer's grant of restricted stock units (RSUs) which vest in three equal annual installments. This Form 4 reports the annual vesting of the RSUs and withholding of shares by Issuer for the Reporting Person's tax obligations and updates end of period holdings. Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan. These holdings have been previously reported on Form 4. Non-qualified stock option granted pursuant to the Employment Offer Letter dated June 13, 2019 between the Reporting Person and the Issuer as an inducement award outside the Issuer's 2012 Stock Incentive Plan in accordance with NASDAQ Listing Rule 5635(c)(4). The option vests as follows: 100,000 shares on August 5, 2022. The vesting of the option is subject to the Reporting Person's continued employment with the Issuer as Senior Vice President, Human Resources and General Counsel on August 5, 2022. The options vest ratably over a three year period. /s/ F. Mark Reuter as Attorney-in-Fact for Thomas A. Caneris 2023-10-10