0000892251-23-000156.txt : 20231010 0000892251-23-000156.hdr.sgml : 20231010 20231010163533 ACCESSION NUMBER: 0000892251-23-000156 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231006 FILED AS OF DATE: 20231010 DATE AS OF CHANGE: 20231010 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bastian Jeffery S. CENTRAL INDEX KEY: 0001708953 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-13375 FILM NUMBER: 231318407 MAIL ADDRESS: STREET 1: C/O LSI INDUSTRIES STREET 2: 10000 ALLIANCE RD. CITY: CINCINNATI STATE: OH ZIP: 45242 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LSI INDUSTRIES INC CENTRAL INDEX KEY: 0000763532 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640] IRS NUMBER: 310888951 STATE OF INCORPORATION: OH FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 10000 ALLIANCE RD STREET 2: P O BOX 42728 CITY: CINCINNATI STATE: OH ZIP: 45242 BUSINESS PHONE: 5135796411 MAIL ADDRESS: STREET 1: 10000 ALLIANCE RD STREET 2: P O BOX 42728 CITY: CINCINNATI STATE: OH ZIP: 45242 FORMER COMPANY: FORMER CONFORMED NAME: LSI LIGHTING SYSTEMS INC DATE OF NAME CHANGE: 19891121 4 1 form4.xml X0508 4 2023-10-06 0000763532 LSI INDUSTRIES INC LYTS 0001708953 Bastian Jeffery S. C/O LSI INDUSTRIES 10000 ALLIANCE RD. CINCINNATI OH 45242 true Chief Accounting Officer false Common Shares 64927 D Common Shares 2023-10-06 4 M 0 2090 16.18 D 40430 D Common Shares 2023-10-06 4 F 0 922 16.18 D 39508 D Option to Buy 4.94 2028-08-16 Common Shares 20000 20000 D Option to Buy 3.83 2029-08-21 Common Shares 27618 27618 D Option to Buy 9.15 2027-06-12 Common Shares 5000 5000 D Option to Buy 9.39 2025-07-01 Common Shares 15000 15000 D Option to Buy 11.06 2026-07-01 Common Shares 10000 10000 D Option to Buy 5.92 2027-08-17 Common Shares 18000 18000 D Option to Buy 6.8 2030-08-19 Common Shares 13096 13096 D Common Shares held in the LSI Industries Inc. Nonqualified Deferred Compensation Plan. On October 8, 2021, the Reporting Person reported Issuer's grant of restricted stock units (RSUs) which vest in three equal annual installments. This Form 4 reports the annual vesting of the RSUs and withholding of shares by Issuer for the Reporting Person's tax obligations and updates end of period holdings. These holdings have been previously reported on Form 4. The options vest ratably over a three year time period. The option vests at a rate of 25% per year beginning on the one year anniversary of the date of grant. /s/ F. Mark Reuter as Attorney-in-Fact on behalf of Jeffery S. Bastian 2023-10-10