0000892251-23-000117.txt : 20230818 0000892251-23-000117.hdr.sgml : 20230818 20230818134928 ACCESSION NUMBER: 0000892251-23-000117 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230816 FILED AS OF DATE: 20230818 DATE AS OF CHANGE: 20230818 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bastian Jeffery S. CENTRAL INDEX KEY: 0001708953 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-13375 FILM NUMBER: 231185286 MAIL ADDRESS: STREET 1: C/O LSI INDUSTRIES STREET 2: 10000 ALLIANCE RD. CITY: CINCINNATI STATE: OH ZIP: 45242 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LSI INDUSTRIES INC CENTRAL INDEX KEY: 0000763532 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640] IRS NUMBER: 310888951 STATE OF INCORPORATION: OH FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 10000 ALLIANCE RD STREET 2: P O BOX 42728 CITY: CINCINNATI STATE: OH ZIP: 45242 BUSINESS PHONE: 5135796411 MAIL ADDRESS: STREET 1: 10000 ALLIANCE RD STREET 2: P O BOX 42728 CITY: CINCINNATI STATE: OH ZIP: 45242 FORMER COMPANY: FORMER CONFORMED NAME: LSI LIGHTING SYSTEMS INC DATE OF NAME CHANGE: 19891121 4 1 form4.xml X0508 4 2023-08-16 0000763532 LSI INDUSTRIES INC LYTS 0001708953 Bastian Jeffery S. C/O LSI INDUSTRIES 10000 ALLIANCE RD. CINCINNATI OH 45242 true Chief Accounting Officer false Common Shares 64927 D Common Shares 2023-08-16 4 A 0 4389 0 A 27459 D Common Shares 2023-08-16 4 A 0 9545 0 A 37004 D Option to Buy 4.94 2028-08-16 Common Shares 20000 20000 D Option to Buy 3.83 2029-08-21 Common Shares 27618 27618 D Option to Buy 9.15 2027-06-12 Common Shares 5000 5000 D Option to Buy 7.2 2023-05-18 4 M 0 4481 0 D 2023-08-23 Common Shares 7197 0 D Option to Buy 6.81 2023-05-18 4 M 0 20000 0 D 2024-11-20 Common Shares 20000 0 D Option to Buy 9.39 2025-07-01 Common Shares 15000 15000 D Option to Buy 11.06 2026-07-01 Common Shares 10000 10000 D Option to Buy 5.92 2027-08-17 Common Shares 18000 18000 D Option to Buy 6.8 2030-08-19 Common Shares 13096 13096 D Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan. Award of restricted stock units (RSUs) pursuant to 2019 Omnibus Award Plan and FY24 Long Term Incentive Plan. The RSUs vest in equal annual installments over three years. Acquired shares pursuant to vesting of performance share units granted in August 2020. These holdings have been previously reported on Form 4. The options vest ratably over a three year time period. The option vests at a rate of 25% per year beginning on the one year anniversary of the date of grant. /s/ F. Mark Reuter as Attorney-in-Fact on behalf of Jeffery S. Bastian 2023-08-18