-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CvCz7h+L+60YLAg/hXqhA8qSF27BxlaC4zWw1+0UCLFn21ETIhaU8swuGvxzB5DQ v7CAVMdHd20Ug3ICSzcF7A== 0001161707-02-000002.txt : 20020509 0001161707-02-000002.hdr.sgml : 20020509 ACCESSION NUMBER: 0001161707-02-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020430 FILED AS OF DATE: 20020509 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PARKER HANNIFIN CORP CENTRAL INDEX KEY: 0000076334 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FABRICATED METAL PRODUCTS [3490] IRS NUMBER: 340451060 STATE OF INCORPORATION: OH FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04982 FILM NUMBER: 02639663 BUSINESS ADDRESS: STREET 1: 6035 PARKLAND BOULEVARD CITY: CLEVELAND STATE: OH ZIP: 44124-4141 BUSINESS PHONE: 2168963000 MAIL ADDRESS: STREET 1: 6035 PARKLAND BOULEVARD CITY: CLEVELAND STATE: OH ZIP: 44124-4141 FORMER COMPANY: FORMER CONFORMED NAME: PARKER APPLIANCE CO DATE OF NAME CHANGE: 19670907 COMPANY DATA: COMPANY CONFORMED NAME: BANKS LEE C CENTRAL INDEX KEY: 0001161707 OFFICER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: PARKER HANNIFIN CORP STREET 2: 6035 PARKLAND BLVD CITY: CLEVELAND STATE: OH ZIP: 44124-4141 BUSINESS PHONE: 2168962420 MAIL ADDRESS: STREET 1: PARKER HANNIFIN CORP STREET 2: 6035 PARKLAND BLVD CITY: CLEVELAND STATE: OH ZIP: 44124-4141 4 1 edgar.txt FORM 4 - APRIL 30, 2002 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). 1. Name and Address of Reporting Person BANKS, LEE C PARKER-HANNIFIN CORPORATION 6035 PARKLAND BOULEVARD CLEVELAND, OH 44124-4141 USA 2. Issuer Name and Ticker or Trading Symbol PARKER-HANNIFIN CORPORATION PH 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for Month/Year April 30, 2002 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) ( ) Director ( ) 10% Owner (X) Officer (give title below) ( ) Other (specify below) VICE PRESIDENT 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | | Transaction | or Disposed of (D) | Securities |ect | Beneficial Ownership | | | | | Beneficially |(D)or | | | | | | | A/| | Owned at |Indir | | | Date |Code|V| Amount | D | Price | End of Month |ect(I)| | ___________________________________________________________________________________________________________________________________| Common Stock | | | | | | |3,262.802(1) |I |(1) | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |4/30/0|M | |7 |A |$20.167 |5 |D | | |2 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |4/30/0|F | |2 |D |$48.80 |5 |D | | |2 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Con- |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Security |version |Transaction | rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | |or Exer | | | rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |Price of| | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva- | | | |Date |Expir| | |ficially |Ind| | |tive | | | | A/|Exer-|ation| Title and Number | |Owned at |ire| | |Secu- | | | | | D |cisa-|Date | of Shares | |End of |ct | | |rity |Date |Code|V| Amount | |ble | | | |Month |(I)| | ___________________________________________________________________________________________________________________________________| Phantom Stock Units |1-for-1 | | | | | | | | | | |76.699(2) |I |(2) | - -----------------------------------------------------------------------------------------------------------------------------------| Option to Buy |$44.4200|8/08/|A |V|4,900 |A |8/08/|8/07/|Common Stock|4,900 |(3) |4,900(4) |D | | | |01 | | | | |02 |11 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Option to Buy |$44.4200|8/08/|A |V|4,900 |A |8/08/|8/07/|Common Stock|4,900 |(3) |4,900(4) |D | | | |01 | | | | |03 |11 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Option to Buy |$20.167 |4/30/|M | |7 |D |2/02/|2/01/|Common Stock|7 |(3) |668(4) |D | | | |02 | | | | |06 |05 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | ___________________________________________________________________________________________________________________________________|
Explanation of Responses: (1) Parker Retirement Savings Plan, as of March 31, 2002, the latest date for which information is available. (2) Savings Restoration Plan, as of March 31, 2002, the latest date for which information is available. (3) Granted under the Corporation's 1993 Stock Incentive Program in a transaction exempt under Rule 16b-3. (4) In addition to the options reported hereon, Mr. Banks also owns 8,585 additional options which were granted pursuant to the Corporaiton's 1993 Stock Incentive Program, at various exercise prices and expiration dates, as previously reported. SIGNATURE OF REPORTING PERSON Thomas L. Meyer, Attorney-in-Fact DATE May 9, 2002 -----END PRIVACY-ENHANCED MESSAGE-----