0000914190-18-000024.txt : 20180212
0000914190-18-000024.hdr.sgml : 20180212
20180212163451
ACCESSION NUMBER: 0000914190-18-000024
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180208
FILED AS OF DATE: 20180212
DATE AS OF CHANGE: 20180212
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MCCONNELL MARC H
CENTRAL INDEX KEY: 0001257238
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-05131
FILM NUMBER: 18596965
MAIL ADDRESS:
STREET 1: 1118 N QUEEN ST
CITY: KINSTON
STATE: NC
ZIP: 28501
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ARTS WAY MANUFACTURING CO INC
CENTRAL INDEX KEY: 0000007623
STANDARD INDUSTRIAL CLASSIFICATION: FARM MACHINERY & EQUIPMENT [3523]
IRS NUMBER: 420920725
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1130
BUSINESS ADDRESS:
STREET 1: P O BOX 288
CITY: ARMSTRONG
STATE: IA
ZIP: 50514
BUSINESS PHONE: 7128643131
MAIL ADDRESS:
STREET 1: P O BOX 288
CITY: ARMSTRONG
STATE: IA
ZIP: 50514
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2018-02-08
0000007623
ARTS WAY MANUFACTURING CO INC
ARTW
0001257238
MCCONNELL MARC H
P. O. BOX 6219
KINSTON
NC
28501
1
0
0
0
Common Stock
45000
D
Common Stock
5000
I
By IRA #1
Common Stock
580
I
By IRA #2
Common Stock
4250
I
By spouse
Common Stock
2018-02-08
4
P
0
5000
2.4167
A
5000
I
By Child #1
Common Stock
2018-02-08
4
P
0
5000
2.4167
A
5000
I
By Child #2
Stock Option (Right to Buy)
8.66
2011-04-28
2021-04-28
Common Stock
2000
2000
D
Stock Option (Right to Buy)
6.75
2012-04-26
2022-04-26
Common Stock
2000
2000
D
Stock Option (Right to Buy)
6.40
2013-04-25
2023-04-25
Common Stock
2000
2000
D
Stock Option (Right to Buy)
6.15
2014-04-29
2024-04-29
Common Stock
2000
2000
D
Stock Option (Right to Buy)
4.70
2015-04-22
2025-04-22
Common Stock
2000
2000
D
Includes (i) 3,000 shares of restricted stock for which the risks of forfeiture lapse on 1/29/19; (ii) 8,000 shares of restricted stock for which the risks of forfeiture lapse in 4,000 share increments on each of 1/27/19 and 1/27/20; and (iii) 12,000 shares of restricted stock for which the risks of forfeiture lapse in 4,000 share increments on each of 2/5/19, 2/5/20 and 2/5/21.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.375 to $2.4499 inclusive. The reporting person undertakes to provide Art's-Way Manufacturing, Inc., any security holder of Art's-Way Manufacturing, Inc. or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
/s/ Amanda Lorentz as attorney-in-fact for Marc H. McConnell pursuant to power of attorney previously filed.
2018-02-12