0000759944-23-000044.txt : 20230303 0000759944-23-000044.hdr.sgml : 20230303 20230303174809 ACCESSION NUMBER: 0000759944-23-000044 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230301 FILED AS OF DATE: 20230303 DATE AS OF CHANGE: 20230303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LaMonica Susan CENTRAL INDEX KEY: 0001800575 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36636 FILM NUMBER: 23706254 MAIL ADDRESS: STREET 1: CITIZENS FINANCIAL GROUP, INC. STREET 2: 600 WASHINGTON BLVD. 11TH FLOOR CITY: STAMFORD STATE: CT ZIP: 06901 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CITIZENS FINANCIAL GROUP INC/RI CENTRAL INDEX KEY: 0000759944 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 050412693 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1 CITIZENS PLAZA CITY: PROVIDENCE STATE: RI ZIP: 02903 BUSINESS PHONE: 2039006715 MAIL ADDRESS: STREET 1: 1 CITIZENS PLAZA CITY: PROVIDENCE STATE: RI ZIP: 02903 4 1 wf-form4_167788366314158.xml FORM 4 X0306 4 2023-03-01 0 0000759944 CITIZENS FINANCIAL GROUP INC/RI CFG 0001800575 LaMonica Susan C/O CITIZENS FINANCIAL GROUP, INC. 600 WASHINGTON BLVD. STAMFORD CT 06901 0 1 0 0 Chief Human Resources Officer Common Stock 2023-03-01 4 A 0 12977 0 A 174847 D Common Stock 2023-03-01 4 F 0 3341 41.76 D 171506 D Common Stock 2023-03-02 4 F 0 10034 41.61 D 161472 D Reflects an award in respect of shares of common stock of the company, par value $0.01, granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan. /s/ Lindsey Cameron as Attorney-in-Fact 2023-03-03