0000759944-17-000002.txt : 20170110 0000759944-17-000002.hdr.sgml : 20170110 20170110172012 ACCESSION NUMBER: 0000759944-17-000002 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170110 DATE AS OF CHANGE: 20170110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CITIZENS FINANCIAL GROUP INC/RI CENTRAL INDEX KEY: 0000759944 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 050412693 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1 CITIZENS PLAZA CITY: PROVIDENCE STATE: RI ZIP: 02903 BUSINESS PHONE: 4014567000 MAIL ADDRESS: STREET 1: 1 CITIZENS PLAZA CITY: PROVIDENCE STATE: RI ZIP: 02903 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Aboaf Eric W. CENTRAL INDEX KEY: 0001638861 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36636 FILM NUMBER: 17521354 MAIL ADDRESS: STREET 1: CITIZENS FINANCIAL GROUP, INC. STREET 2: 600 WASHINGTON BLVD. CITY: STAMFORD STATE: CT ZIP: 06901 5 1 wf-form5_148408679918240.xml FORM 5 X0306 5 2016-12-31 0 0 0 0000759944 CITIZENS FINANCIAL GROUP INC/RI CFG 0001638861 Aboaf Eric W. C/O CITIZENS FINANCIAL GROUP, INC. 600 WASHINGTON BLVD. STAMFORD CT 06901 0 1 0 0 Chief Financial Officer Common Stock 2016-01-20 5 F 0 12463 22.23 D 22004 D Reflects disposition of shares to cover tax liability not previously reported on Form 4 Reflects forfeiture of equity-based awards granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan following termination of employement /s/ Lindsey Cameron, as Attorney-in-Fact 2017-01-10