-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IVkMq37oFwKMKknX10iOzAz5OGCv67aQkIanq+E9WWSjC5twiQqdokou2i2CVIEu Rp3886uQOu8NWMQ6KuENVw== 0001354861-06-000001.txt : 20060323 0001354861-06-000001.hdr.sgml : 20060323 20060323094017 ACCESSION NUMBER: 0001354861-06-000001 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060314 FILED AS OF DATE: 20060323 DATE AS OF CHANGE: 20060323 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BARTLETT MARY ANN CENTRAL INDEX KEY: 0001354861 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04311 FILM NUMBER: 06705075 BUSINESS ADDRESS: BUSINESS PHONE: 516-484-5400 MAIL ADDRESS: STREET 1: C/O PALL CORPORATION STREET 2: 2200 NORTHERN BOULEVARD CITY: EAST HILLS STATE: NY ZIP: 11548 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PALL CORP CENTRAL INDEX KEY: 0000075829 STANDARD INDUSTRIAL CLASSIFICATION: GENERAL INDUSTRIAL MACHINERY & EQUIPMENT, NEC [3569] IRS NUMBER: 111541330 STATE OF INCORPORATION: NY FISCAL YEAR END: 0705 BUSINESS ADDRESS: STREET 1: 2200 NORTHERN BLVD CITY: EAST HILLS STATE: NY ZIP: 11548 BUSINESS PHONE: 5164845400 MAIL ADDRESS: STREET 1: 2200 NORTHERN BLVD CITY: EAST HILLS STATE: NY ZIP: 11548 3 1 edgar.xml PRIMARY DOCUMENT X0202 3 2006-03-14 0 0000075829 PALL CORP PLL 0001354861 BARTLETT MARY ANN PALL CORPORATION 2200 NORTHERN BLVD. EAST HILLS NY 11548 0 1 0 0 Sr VP, Gen Counsel & Secretary Common Stock 0 D Employee Stock Options (Rights to Buy) 22.09 2005-03-19 2011-03-18 Common Stock 2500 D Employee Stock Options (Rights to Buy) 16.13 2005-10-03 2012-10-02 Common Stock 2750 D Employee Stock Options (Rights to Buy) 16.13 2006-10-03 2012-10-02 Common Stock 2750 D Employee Stock Options (Rights to Buy) 27.00 2006-01-19 2012-01-19 Common Stock 500 D Employee Stock Options (Rights to Buy) 27.00 2007-01-19 2012-01-19 Common Stock 500 D Employee Stock Options (Rights to Buy) 27.00 2008-01-19 2012-01-19 Common Stock 500 D Employee Stock Options (Rights to Buy) 27.00 2009-01-19 2012-01-19 Common Stock 500 D Employee Stock Options (Rights to Buy) 28.33 2006-08-29 2012-08-29 Common Stock 300 D Employee Stock Options (Rights to Buy) 28.33 2007-08-29 2012-08-29 Common Stock 300 D Employee Stock Options (Rights to Buy) 28.33 2008-08-29 2012-08-29 Common Stock 300 D Employee Stock Options (Rights to Buy) 28.33 2009-08-29 2012-08-29 Common Stock 300 D Employee Stock Options (Rights to Buy) 28.68 2007-01-19 2013-01-19 Common Stock 800 D Employee Stock Options (Rights to Buy) 28.68 2008-01-19 2013-01-19 Common Stock 800 D Employee Stock Options (Rights to Buy) 28.68 2009-01-19 2013-01-19 Common Stock 800 D Employee Stock Options (Rights to Buy) 28.68 2010-01-19 2013-01-19 Common Stock 800 D Restricted Stock Units 2009-01-19 2009-01-19 Common Stock 1425.55 D Restricted Stock Units 2009-08-29 2009-08-29 Common Stock 1007.28 D Restricted Stock Units 2010-01-19 2010-01-19 Common Stock 2509.3 D Initial Award Units 0 2002-08-02 Common Stock 1380.4 D Bonus Units 0 2002-08-26 Common Stock 3342.5 D Cash Payment Units 0 2002-08-26 Common Stock 2205.1 D Bonus Units 0 2007-09-11 2007-09-11 Common Stock 463.22 D Base Salary Units 0 2008-01-31 2008-01-31 Common Stock 256.17 D Base Salary Units 0 2008-07-31 2008-07-31 Common Stock 283.38 D Base Salary Units 0 2009-01-31 2009-01-31 Common Stock 127.27 D Cash Payment Units 0 2009-01-31 2009-01-31 Common Stock 756.22 D Base Salary Units 0 2009-07-31 2009-07-31 Common Stock 130.14 D Cash Payment Units 0 2009-09-30 2009-09-30 Common Stock 1098.85 D Base Salary Units 0 2010-01-31 2010-01-31 Common Stock 80.7 D This amount includes 25.55 dividend equivalent units. This amount includes 7.28 dividend equivalent units. This amount includes 9.30 dividend equivalent units. The Units will vest and become convertible into shares of Common Stock of the Issuer on a one-for-one basis on the date shown in Column 2 provided the Reporting Person is still employed by the Issuer or a subsidiary on that date. If employment terminates sooner, the Units will be forfeited unless termination of employment occurs because of death, disability, retirement, or termination of employment without cause, in any of which events the Units may vest in whole or in part. The Date Exercisable (vesting date) is the third anniversary of the allocation date or, if later, the date to which the reporting person elects to defer receipt of common stock beyond the vesting date. The Expiration Date is the first business day of the year following the date of the reporting person's termination of employment. The Units will convert into shares of common stock on a 1-for-1 basis. The Date Exercisable (vesting date) and the Expiration Date are the fourth anniversary date of the allocation date or, if sooner, the date on which the reporting person's employment with the Issuer terminates, or, if later, the date to which the reporting person elects to defer receipt of common stock beyond the vesting date. This amount includes 180.40 dividend equivalent units. This amount includes 436.81 dividend equivalent units. This amount includes 288.17 dividend equivalent units. This amount includes 16.45 dividend equivalent units. This amount includes 8.20 dividend equivalent units. This amount includes 7.04 dividend equivalent units. This amount includes 2.28 dividend equivalent units. This amount includes 13.55 dividend equivalent units. This amount includes 1.39 dividend equivalent units. This amount includes 7.94 dividend equivalent units. This amount includes 0.30 dividend equivalent units. 1 for 1, subject to adjustments if the reporting person's employment with the Issuer terminates under certain circumstances prior to the fourth anniversary of the date on which the units were granted. Mary Ann Bartlett 2006-03-23 -----END PRIVACY-ENHANCED MESSAGE-----