0001140361-12-043119.txt : 20121005 0001140361-12-043119.hdr.sgml : 20121005 20121005194451 ACCESSION NUMBER: 0001140361-12-043119 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120925 FILED AS OF DATE: 20121005 DATE AS OF CHANGE: 20121005 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Egholm Michael CENTRAL INDEX KEY: 0001559779 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04311 FILM NUMBER: 121133243 MAIL ADDRESS: STREET 1: C/O PALL CORPORATION STREET 2: 25 HARBOR PARK DRIVE CITY: PORT WASHINGTON STATE: NY ZIP: 11050 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PALL CORP CENTRAL INDEX KEY: 0000075829 STANDARD INDUSTRIAL CLASSIFICATION: GENERAL INDUSTRIAL MACHINERY & EQUIPMENT, NEC [3569] IRS NUMBER: 111541330 STATE OF INCORPORATION: NY FISCAL YEAR END: 0731 BUSINESS ADDRESS: STREET 1: 2200 NORTHERN BLVD CITY: EAST HILLS STATE: NY ZIP: 11548 BUSINESS PHONE: 5164845400 MAIL ADDRESS: STREET 1: 2200 NORTHERN BLVD CITY: EAST HILLS STATE: NY ZIP: 11548 3 1 doc1.xml FORM 3 X0206 3 2012-09-25 0 0000075829 PALL CORP PLL 0001559779 Egholm Michael C/O PALL CORPORATION 25 HARBOR PARK DRIVE PORT WASHINGTON NY 11050 0 1 0 0 Chief Technology Officer Common Stock 0 D Employee Stock Options (Rights to Buy) 36.64 2011-07-14 2017-07-14 Common Stock 962 D Employee Stock Options (Rights to Buy) 36.64 2012-07-14 2017-07-14 Common Stock 963 D Employee Stock Options (Rights to Buy) 36.64 2013-07-14 2017-07-14 Common Stock 962 D Employee Stock Options (Rights to Buy) 36.64 2014-07-14 2017-07-14 Common Stock 963 D Employee Stock Options (Rights to Buy) 55.67 2012-07-13 2018-07-13 Common Stock 652 D Employee Stock Options (Rights to Buy) 55.67 2013-07-13 2018-07-13 Common Stock 653 D Employee Stock Options (Rights to Buy) 55.67 2014-07-13 2018-07-13 Common Stock 652 D Employee Stock Options (Rights to Buy) 55.67 2015-07-13 2018-07-13 Common Stock 653 D Employee Stock Options (Rights to Buy) 59.75 2013-01-18 2019-01-18 Common Stock 2407 D Employee Stock Options (Rights to Buy) 59.75 2014-01-18 2019-01-18 Common Stock 2408 D Employee Stock Options (Rights to Buy) 59.75 2015-01-18 2019-01-18 Common Stock 2407 D Employee Stock Options (Rights to Buy) 59.75 2016-01-18 2019-01-18 Common Stock 2408 D Restricted Stock Units 2014-07-14 2014-07-14 Common Stock 2273.322 D Restricted Stock Units 2013-02-03 2013-02-03 Common Stock 4736.815 D Restricted Stock Units 2015-07-13 2015-07-13 Common Stock 1537.402 D Restricted Stock Units 2016-01-18 2016-01-18 Common Stock 2779.521 D Salary Units 2016-01-31 2016-01-31 Common Stock 539 D Salary Units 2016-07-31 2016-07-31 Common Stock 623 D The Units will vest and become convertible into shares of Common Stock of the Issuer on a one-for-one basis on the date shown in column 2, provided the Reporting Person is still employed by the Issuer or a subsidiary on that date. If employment terminates sooner, the Units will be forfeited unless termination of employment occurs because of death, disability or retirement, in any of which events the Units may vest in whole or in part. The Date Exercisable (vesting date) and the Expiration Date are the fourth anniversary of the transaction date, or, if sooner, the date on which the Reporting Person's employment with the Issuer terminates, or, if later, the date to which the Reporting Person elects to defer receipt of common stock beyond the vesting date. The Units will vest and become convertible into shares of Common Stock of the Issuer on a one-for-one basis on the date shown in column 2, subject to adjustments if the Reporting Person's employment with the Issuer terminates under certain circumstances prior to the fourth anniversary of the date on which the Units were granted. /s/ Cherita Thomas as Attorney-in-Fact for Michael Egholm 2012-10-05