0001127602-14-029619.txt : 20141007 0001127602-14-029619.hdr.sgml : 20141007 20141007163112 ACCESSION NUMBER: 0001127602-14-029619 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141003 FILED AS OF DATE: 20141007 DATE AS OF CHANGE: 20141007 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PALL CORP CENTRAL INDEX KEY: 0000075829 STANDARD INDUSTRIAL CLASSIFICATION: GENERAL INDUSTRIAL MACHINERY & EQUIPMENT, NEC [3569] IRS NUMBER: 111541330 STATE OF INCORPORATION: NY FISCAL YEAR END: 0731 BUSINESS ADDRESS: STREET 1: 25 HARBOR PARK DRIVE CITY: PORT WASHINGTON STATE: NY ZIP: 11050 BUSINESS PHONE: 5164845400 MAIL ADDRESS: STREET 1: 25 HARBOR PARK DRIVE CITY: PORT WASHINGTON STATE: NY ZIP: 11050 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kim H. Alex CENTRAL INDEX KEY: 0001559663 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04311 FILM NUMBER: 141145975 MAIL ADDRESS: STREET 1: C/O PALL CORPORATION STREET 2: 25 HARBOR PARK DRIVE CITY: PORT WASHINGTON STATE: NY ZIP: 11050 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2014-10-03 0000075829 PALL CORP PLL 0001559663 Kim H. Alex C/O PALL CORPORATION 25 HARBOR PARK DRIVE PORT WASHINGTON NY 11050 1 SVP, Corporate Strategy Bonus Units 2014-10-03 4 A 0 3608.81 83.11 A 2018-10-03 2018-10-03 Common Stock 3608.81 3608.81 D The Units will vest and become convertible into shares of Common Stock of the Issuer on a one-for-one basis on the date shown in Column 6, subject to adjustments if the Reporting Person's employment with the Issuer terminates under certain circumstances prior to the date shown in Column 6. Includes 1,804.403 matching units granted by the Issuer for which the price in Column 8 was not paid. The Date Exercisable (vesting date) and the Expiration Date are the fourth anniversary date of the Transaction Date shown in Column 3, or, if sooner, the date on which the Reporting Person's employment with the Issuer terminates, or, if later, the date to which the Reporting Person elects to defer receipt of the Issuer's common stock beyond the vesting date. /s/ Adam Mandelbaum as Attorney-in-Fact for H. Alex Kim 2014-10-07