0000758004-11-000053.txt : 20110428
0000758004-11-000053.hdr.sgml : 20110428
20110428125415
ACCESSION NUMBER: 0000758004-11-000053
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110427
FILED AS OF DATE: 20110428
DATE AS OF CHANGE: 20110428
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Wagner Joseph H
CENTRAL INDEX KEY: 0001478736
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-13351
FILM NUMBER: 11786867
MAIL ADDRESS:
STREET 1: NOVELL, INC.
STREET 2: 404 WYMAN STREET, SUITE 500
CITY: WALTHAM
STATE: MA
ZIP: 02451
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NOVELL INC
CENTRAL INDEX KEY: 0000758004
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 870393339
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: 404 WYMAN STREET, SUITE 500
CITY: WALTHAM
STATE: MA
ZIP: 02451
BUSINESS PHONE: 8018617000
MAIL ADDRESS:
STREET 1: 1800 SOUTH NOVELL PLACE
CITY: PROVO
STATE: UT
ZIP: 84606
4
1
edgar.xml
PRIMARY DOCUMENT
X0303
4
2011-04-27
1
0000758004
NOVELL INC
NOVL
0001478736
Wagner Joseph H
NOVELL, INC.
404 WYMAN STREET, SUITE 500
WALTHAM
MA
02451
0
1
0
0
SVP, GM Global Alliances
Common Stock
2011-04-27
4
D
0
300699
D
0
D
Stock Option (right to buy)
3.52
2011-04-27
4
D
0
27841
2.58
D
2011-08-12
Common Stock
27841
0
D
Stock Option (right to buy)
5.55
2011-04-27
4
D
0
60000
.55
D
2013-03-30
Common Stock
60000
0
D
Stock Option (right to buy)
6.08
2011-04-27
4
D
0
88878
.02
D
2014-12-12
Common Stock
88878
0
D
Stock Option (right to buy)
3.64
2011-04-27
4
D
0
93750
2.46
D
2016-12-16
Common Stock
93750
0
D
Stock Option (right to buy)
3.99
2011-04-27
4
D
0
112179
2.11
D
2017-12-08
Common Stock
112179
0
D
Stock Option (right to buy)
3.64
2011-04-27
4
D
0
117187
2.46
D
2016-12-16
Common Stock
117187
0
D
Disposed of pursuant to the Agreement and Plan of Merger, dated as of November 21, 2010, by and among Novell, Inc. ("Novell"), Attachmate Corporation and Longview Software Acquisition Corp. (the "Merger Agreement") in exchange for a cash payment of $6.10 per share (the "Merger Consideration") on the effective date of the merger.
Pursuant to the Merger Agreement, this option, which provided for vesting of 25% on August 12, 2004 and thereafter 2.0833% on each monthly anniversary, was canceled in exchange for a cash payment of $71,829.78, representing the product obtained by multiplying (i) the excess of the Merger Consideration over the exercise price per share of such option, by (ii) the number of shares issuable upon exercise of such option.
Pursuant to the Merger Agreement, this option, which provided for vesting of 25% on March 30, 2006 and thereafter 2.0833% on each monthly anniversary, was canceled in exchange for a cash payment of $33,000, representing the product obtained by multiplying (i) the excess of the Merger Consideration over the exercise price per share of such option, by (ii) the number of shares issuable upon exercise of such option.
Pursuant to the Merger Agreement, this option, which provided for vesting of 25% on December 12, 2007 and thereafter 2.0833% on each monthly anniversary, was canceled in exchange for a cash payment of $1,777.56, representing the product obtained by multiplying (i) the excess of the Merger Consideration over the exercise price per share of such option, by (ii) the number of shares issuable upon exercise of such option.
Pursuant to the Merger Agreement, this option, which provided for vesting of 25% on December 16, 2009 and thereafter 2.0833% on each monthly anniversary, was canceled in exchange for a cash payment of $230,625, representing the product obtained by multiplying (i) the excess of the Merger Consideration over the exercise price per share of such option, by (ii) the number of shares issuable upon exercise of such option.
Pursuant to the Merger Agreement, this option, which provided for vesting of 25% on December 8, 2010 and thereafter 2.0833% on each monthly anniversary, was canceled in exchange for a cash payment of $236,697.69, representing the product obtained by multiplying (i) the excess of the Merger Consideration over the exercise price per share of such option, by (ii) the number of shares issuable upon exercise of such option.
Pursuant to the Merger Agreement, this option, which vests based on achievement of performance criteria, was canceled in exchange for a cash payment of $288,280.02, representing the product obtained by multiplying (i) the excess of the Merger Consideration over the exercise price per share of such option, by (ii) the number of shares issuable upon exercise of such option.
/s/ Elspeth Grant Pruett/Attorney-in-fact
2011-04-28