0000758004-11-000044.txt : 20110428 0000758004-11-000044.hdr.sgml : 20110428 20110428123227 ACCESSION NUMBER: 0000758004-11-000044 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110427 FILED AS OF DATE: 20110428 DATE AS OF CHANGE: 20110428 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PODUSKA JOHN WILLIAM SR CENTRAL INDEX KEY: 0001190078 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-13351 FILM NUMBER: 11786750 MAIL ADDRESS: STREET 1: 295 MEADOWBROOK RD CITY: WESTON STATE: MA ZIP: 02493 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NOVELL INC CENTRAL INDEX KEY: 0000758004 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 870393339 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 404 WYMAN STREET, SUITE 500 CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: 8018617000 MAIL ADDRESS: STREET 1: 1800 SOUTH NOVELL PLACE CITY: PROVO STATE: UT ZIP: 84606 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2011-04-27 1 0000758004 NOVELL INC NOVL 0001190078 PODUSKA JOHN WILLIAM SR NOVELL, INC. 404 WYMAN STREET, SUITE 500 WALTHAM MA 02451 1 0 0 0 Common Stock Equivalent 2011-04-27 4 D 0 2069 6.10 D Common Stock 2069 0 D Common Stock Equivalent 2011-04-27 4 D 0 517 6.10 D Common Stock 517 0 D Common Stock Equivalent 2011-04-27 4 D 0 2107 6.10 D Common Stock 2107 0 D Common Stock Equivalent 2011-04-27 4 D 0 526 6.10 D Common Stock 526 0 D Each common stock equivalent ("CSE") is the economic equivalent of one share of Novell common stock. Pursuant to the Merger Agreement, this CSE, which according to its terms converts to common stock upon the reporting person's retirement from the Board, was canceled in exchange for a cash payment of $12,620.90, representing the product of the Merger Consideration multiplied by the number of notional shares of Novell common stock subject to such CSE. Pursuant to the Merger Agreement, this match CSE, which vested on August 1, 2013 and which according to its terms converts to common stock upon the reporting person's retirement from the Board, was canceled in exchange for a cash payment of $3,153.70, representing the product of the Merger Consideration multiplied by the number of notional shares of Novell common stock subject to such CSE. Pursuant to the Merger Agreement, this CSE, which according to its terms converts to common stock upon the reporting person's retirement from the Board, was canceled in exchange for a cash payment of $12,852.70, representing the product of the Merger Consideration multiplied by the number of notional shares of Novell common stock subject to such CSE. Pursuant to the Merger Agreement, this match CSE, which vested on November 1, 2013 and which according to its terms converts to common stock upon the reporting person's retirement from the Board, was canceled in exchange for a cash payment of $3,208.60, representing the product of the Merger Consideration multiplied by the number of notional shares of Novell common stock subject to such CSE. Form 2 of 2 /s/ Elspeth Grant Pruett/Attorney-in-fact 2011-04-28