-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EESLK/KLw/rv0Qadfv53WYLjBjBBuHCXG4SXv9r9pJcb9CaD7jRY1O9PFpII/wGe SEHJEnH4120v9iZMcDHaqg== 0000758004-10-000112.txt : 20101102 0000758004-10-000112.hdr.sgml : 20101102 20101102165405 ACCESSION NUMBER: 0000758004-10-000112 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101101 FILED AS OF DATE: 20101102 DATE AS OF CHANGE: 20101102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PODUSKA JOHN WILLIAM SR CENTRAL INDEX KEY: 0001190078 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-13351 FILM NUMBER: 101158803 MAIL ADDRESS: STREET 1: 295 MEADOWBROOK RD CITY: WESTON STATE: MA ZIP: 02493 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NOVELL INC CENTRAL INDEX KEY: 0000758004 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 870393339 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 404 WYMAN STREET, SUITE 500 CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: 8018617000 MAIL ADDRESS: STREET 1: 1800 SOUTH NOVELL PLACE CITY: PROVO STATE: UT ZIP: 84606 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2010-11-01 0000758004 NOVELL INC NOVL 0001190078 PODUSKA JOHN WILLIAM SR NOVELL, INC. 404 WYMAN STREET, SUITE 500 WALTHAM MA 02451 1 0 0 0 Common Stock Equivalent 2010-11-01 4 A 0 2107 5.93 A Common Stock 2107 2107 D Common Stock Equivalent 2010-11-01 4 A 0 526 0 A Common Stock 526 526 D On November 1, 2010, the reporting person acquired 2,107 common stock equivalents under the Novell 2009 Omnibus Incentive Plan at a price of $5.93 per common stock equivalent in lieu of a Board retainer of $12,500. The common stock equivalents will be converted into an equal number of shares of Novell common stock upon the reporting person's termination of service as a director. Each common stock equivalent is the economic equivalent of one share of Novell common stock. In connection with the acquisition of common stock equivalents referenced in footnote (1) above, the issuer issued the reporting person 526 match common stock equivalents according to the terms of the Novell 2009 Omnibus Incentive Plan. Should the reporting person serve as a director until November 1, 2013, the match common stock equivalents will be converted into an equal number of shares of Novell common stock upon the reporting person's termination of service as a director. Should the reporting person's service as a director terminate prior to November 1, 2013, the match common stock equivalents will be forfeited. /s/ Elspeth Grant Pruett/Attorney-in-fact 2010-11-02 -----END PRIVACY-ENHANCED MESSAGE-----