-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, V8C6WOjJDfnSEN8wwfBtycP3QT0VwXScKFnxvZ6BK7ahsjwzI8pYVGLfVmIJr6R5 a8gZgCVN55yUgVkXogY71w== 0000758004-09-000244.txt : 20091222 0000758004-09-000244.hdr.sgml : 20091222 20091222165558 ACCESSION NUMBER: 0000758004-09-000244 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091220 FILED AS OF DATE: 20091222 DATE AS OF CHANGE: 20091222 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PODUSKA JOHN WILLIAM SR CENTRAL INDEX KEY: 0001190078 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-13351 FILM NUMBER: 091255710 MAIL ADDRESS: STREET 1: 295 MEADOWBROOK RD CITY: WESTON STATE: MA ZIP: 02493 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NOVELL INC CENTRAL INDEX KEY: 0000758004 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 870393339 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 404 WYMAN STREET, SUITE 500 CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: 8018617000 MAIL ADDRESS: STREET 1: 1800 SOUTH NOVELL PLACE CITY: PROVO STATE: UT ZIP: 84606 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2009-12-20 0000758004 NOVELL INC NOVL 0001190078 PODUSKA JOHN WILLIAM SR NOVELL, INC. 404 WYMAN STREET, SUITE 500 WALTHAM MA 02451 1 0 0 0 Common Stock 2009-12-20 4 M 0 1026 A 148205 D Common Stock 2009-12-20 4 M 0 256 A 148461 D Common Stock 2009-12-20 4 M 0 1216 A 149677 D Common Stock 2009-12-20 4 M 0 304 A 149981 D Common Stock 2009-12-20 4 M 0 1540 A 151521 D Common Stock 2009-12-20 4 M 0 385 A 151906 D Common Stock 2009-12-20 4 M 0 1666 A 153572 D Common Stock 2009-12-20 4 M 0 416 A 153988 D Common Stock Equivalent 2009-12-20 4 M 0 1026 9.74 D 2009-12-20 2009-12-20 Common Stock 1026 0 D Common Stock Equivalent 2009-12-20 4 M 0 256 0 D 2009-12-20 2009-12-20 Common Stock 256 0 D Common Stock Equivalent 2009-12-20 4 M 0 1216 8.22 D 2009-12-20 2009-12-20 Common Stock 1216 0 D Common Stock Equivalent 2009-12-20 4 M 0 304 0 D 2009-12-20 2009-12-20 Common Stock 304 0 D Common Stock Equivalent 2009-12-20 4 M 0 1540 6.49 D 2009-12-20 2009-12-20 Common Stock 1540 0 D Common Stock Equivalent 2009-12-20 4 M 0 385 0 D 2009-12-20 2009-12-20 Common Stock 385 0 D Common Stock Equivalent 2009-12-20 4 M 0 1666 6.00 D 2009-12-20 2009-12-20 Common Stock 1666 0 D Common Stock Equivalent 2009-12-20 4 M 0 416 0 D 2009-12-20 2009-12-20 Common Stock 416 0 D On February 1, 2006, the reporting person acquired 1,026 common stock equivalents under the Novell 2000 Stock Plan at a price of $9.74 per common stock equivalent in lieu of a Board retainer of $10,000. Pursuant to the election of the reporting person, such common stock equivalents vested on December 20, 2009. In connection with the acquisition of the common stock equivalents referenced in footnote (1) above, on February 1, 2006 the issuer issued the reporting person 256 match common stock equivalents that, according to the terms of the Novell 2000 Stock Plan and pursuant to the election of the reporting person, vested on December 20, 2009. On May 1, 2006, the reporting person acquired 1,216 common stock equivalents under the Novell 2000 Stock Plan at a price of $8.22 per common stock equivalent in lieu of a Board retainer of $10,000. Pursuant to the election of the reporting person, such common stock equivalents vested on December 20, 2009. In connection with the acquisition of the common stock equivalents referenced in footnote (3) above, on May 1, 2006 the issuer issued the reporting person 304 match common stock equivalents that, according to the terms of the Novell 2000 Stock Plan and pursuant to the election of the reporting person, vested on December 20, 2009. On August 1, 2006, the reporting person acquired 1,540 common stock equivalents under the Novell 2000 Stock Plan at a price of $6.49 per common stock equivalent in lieu of a Board retainer of $10,000. Pursuant to the election of the reporting person, such common stock equivalents vested on December 20, 2009. In connection with the acquisition of the common stock equivalents referenced in footnote (5) above, on August 1, 2006 the issuer issued the reporting person 385 match common stock equivalents that, according to the terms of the Novell 2000 Stock Plan and pursuant to the election of the reporting person, vested on December 20, 2009. On November 1, 2006, the reporting person acquired 1,666 common stock equivalents under the Novell 2000 Stock Plan at a price of $6.00 per common stock equivalent in lieu of a Board retainer of $10,000. Pursuant to the election of the reporting person, such common stock equivalents vested on December 20, 2009. In connection with the acquisition of the common stock equivalents referenced in footnote (7) above, on November 1, 2006 the issuer issued the reporting person 416 match common stock equivalents that, according to the terms of the Novell 2000 Stock Plan and pursuant to the election of the reporting person, vested on December 20, 2009. Each common stock equivalent is the economic equivalent of one share of Novell common stock. On December 20, 2009, the reporting person's common stock equivalents were settled for an equal number of shares of common stock in accordance with the Novell 2000 Stock Plan. /s/ Elspeth Grant Pruett/Attorney-in-fact 2009-12-22 -----END PRIVACY-ENHANCED MESSAGE-----