-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, G+9wyQGyddq5cgz5bAkiAElA4D319kCisdZ5uz7QBkcHbQqAj5+5cXfsHBzQr572 eOT4nwHfDFALevURcaZB8A== 0000758004-09-000243.txt : 20091222 0000758004-09-000243.hdr.sgml : 20091222 20091222165010 ACCESSION NUMBER: 0000758004-09-000243 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091220 FILED AS OF DATE: 20091222 DATE AS OF CHANGE: 20091222 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NOVELL INC CENTRAL INDEX KEY: 0000758004 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 870393339 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 404 WYMAN STREET, SUITE 500 CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: 8018617000 MAIL ADDRESS: STREET 1: 1800 SOUTH NOVELL PLACE CITY: PROVO STATE: UT ZIP: 84606 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HOVSEPIAN RONALD W CENTRAL INDEX KEY: 0001091482 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-13351 FILM NUMBER: 091255672 MAIL ADDRESS: STREET 1: C/O ANNTAYLOR STORES CORP STREET 2: 7 TIMES SQUARE, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2009-12-20 0000758004 NOVELL INC NOVL 0001091482 HOVSEPIAN RONALD W NOVELL, INC. 404 WYMAN STREET, SUITE 500 WALTHAM MA 02451 0 1 0 0 President and CEO Common Stock 2009-12-20 4 M 0 19462 0 A 1164811 D Common Stock 2009-12-20 4 F 0 8126 4.08 D 1156685 D Restricted Stock Units 2009-12-20 4 M 0 19462 0 D Common Stock 19462 19462 D Represents shares withheld to satisfy the tax liability of the reporting person upon the vesting of 19,462 shares under a Restricted Stock Unit award. Each restricted stock unit represents the contingent right to one share of Novell common stock. The 77,847 restricted stock units granted on December 20, 2006 vest 25% on December 20, 2007, December 20, 2008, December 20, 2009 and December 20, 2010. As the restricted stock units vest, the vested units are automatically converted to vested common stock on a one-for-one basis on the vesting date. /s/ Elspeth Grant Pruett/Attorney-in-fact 2009-12-22 -----END PRIVACY-ENHANCED MESSAGE-----