-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OvS+maglZbDGvIu8+Tt4fr1BM1SS+7lWPoSXUBT7eKp9ef/l/DCaUl7QqFGJsC4k 2/A93YieEwBEa8QMBT13uA== 0000758004-09-000203.txt : 20091215 0000758004-09-000203.hdr.sgml : 20091215 20091215164541 ACCESSION NUMBER: 0000758004-09-000203 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091212 FILED AS OF DATE: 20091215 DATE AS OF CHANGE: 20091215 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Russell Dana C CENTRAL INDEX KEY: 0001367405 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-13351 FILM NUMBER: 091242165 MAIL ADDRESS: STREET 1: 404 WYMAN STREET STREET 2: SUITE 500 CITY: WALTHAM STATE: MA ZIP: 02451 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NOVELL INC CENTRAL INDEX KEY: 0000758004 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 870393339 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 404 WYMAN STREET, SUITE 500 CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: 8018617000 MAIL ADDRESS: STREET 1: 1800 SOUTH NOVELL PLACE CITY: PROVO STATE: UT ZIP: 84606 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2009-12-12 0000758004 NOVELL INC NOVL 0001367405 Russell Dana C NOVELL, INC. 404 WYMAN STREET, SUITE 500 WALTHAM MA 02451 0 1 0 0 Senior VP and CFO Common Stock 2009-12-12 4 M 0 2872 0 A 366722 D Common Stock 2009-12-12 4 F 0 912 4.08 D 365810 D Restricted Stock Units 2009-12-12 4 M 0 2872 0 D Common Stock 2872 2872 D Represents shares withheld to satisfy tax liability of the reporting person upon the vesting of 2,872 shares under a Restricted Stock Unit award. Each restricted stock unit represents the contingent right to one share of Novell common stock. The 11,487 restricted stock units granted on December 12, 2006 vest 25% on December 12, 2007, December 12, 2008, December 12, 2009 and December 12, 2010. As restricted stock units vest, the vested units are automatically converted to vested common stock on a one-for-one basis on the vesting date. /s/ Elspeth Grant Pruett/Attorney-in-fact 2009-12-15 -----END PRIVACY-ENHANCED MESSAGE-----