-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Q6/eoJopi9y7zrqqOc/aOOwWQXwnhwsFLU5YK+/QXboYiHhk3Jq4vM+ZALlkuN9r UYO2lWiq7t+cCjKGPOlBsA== 0000758004-09-000093.txt : 20090504 0000758004-09-000093.hdr.sgml : 20090504 20090504152844 ACCESSION NUMBER: 0000758004-09-000093 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090501 FILED AS OF DATE: 20090504 DATE AS OF CHANGE: 20090504 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MALONE CLAUDINE B/CA CENTRAL INDEX KEY: 0001082878 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-13351 FILM NUMBER: 09793218 MAIL ADDRESS: STREET 1: 404 WYMAN STREET STREET 2: SUITE 500 CITY: WALTHAM STATE: MA ZIP: 02451 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NOVELL INC CENTRAL INDEX KEY: 0000758004 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 870393339 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 1800 SOUTH NOVELL PLACE CITY: PROVO STATE: UT ZIP: 84606 BUSINESS PHONE: 8018617000 MAIL ADDRESS: STREET 1: 1800 SOUTH NOVELL PLACE CITY: PROVO STATE: UT ZIP: 84606 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2009-05-01 0000758004 NOVELL INC NOVL 0001082878 MALONE CLAUDINE B/CA 404 WYMAN STREET, SUITE 500 WALTHAM MA 02451 1 0 0 0 Common Stock 2009-05-01 4 M 0 228 A 50974 I The Claudine B. Malone Family Trust Common Stock 22365 D Common Stock Equivalent 2009-05-01 4 M 0 228 0 D 2009-05-01 2009-05-01 Common Stock 228 0 D In connection with the reporting person's acquisition of 912 common stock equivalents on May 1, 2006, the issuer issued the reporting person 228 match common stock equivalents that, according to the Novell 2000 Stock Plan and pursuant to the election of the reporting person, vest on May 1, 2009. Each common stock equivalent is the economic equivalent of one share of Novell common stock. On May 1, 2009, the reporting person's common stock equivalents were settled for an equal number of shares of Novell common stock in accordance with the Novell 2000 Stock Plan. /s/ Elspeth Grant-Pruett/Attorney-in-fact 2009-05-04 -----END PRIVACY-ENHANCED MESSAGE-----