-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HC2Qx4vr5zKsc0KCYdvnceTY5ni2rMCYpmNJnMEtL6XBRGcDUxs9NzFBK9dbWNM9 u7TzPKkKHOOQSKnyYpQ/1w== 0000758004-09-000034.txt : 20090311 0000758004-09-000034.hdr.sgml : 20090311 20090311105615 ACCESSION NUMBER: 0000758004-09-000034 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090310 FILED AS OF DATE: 20090311 DATE AS OF CHANGE: 20090311 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NOVELL INC CENTRAL INDEX KEY: 0000758004 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 870393339 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 1800 SOUTH NOVELL PLACE CITY: PROVO STATE: UT ZIP: 84606 BUSINESS PHONE: 8018617000 MAIL ADDRESS: STREET 1: 1800 SOUTH NOVELL PLACE CITY: PROVO STATE: UT ZIP: 84606 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DRAGOON JOHN CENTRAL INDEX KEY: 0001230472 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-13351 FILM NUMBER: 09671560 BUSINESS ADDRESS: STREET 1: ART TECHNOLOGY GROUP INC STREET 2: 25 FIRST ST 2ND FLOOR CITY: CAMBRIDGE STATE: MA ZIP: 02141 BUSINESS PHONE: 781-464-8416 MAIL ADDRESS: STREET 1: 404 WYMAN STREET STREET 2: SUITE 500 CITY: WALTHAM STATE: MA ZIP: 02451 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2009-03-10 0000758004 NOVELL INC NOVL 0001230472 DRAGOON JOHN 404 WYMAN STREET SUITE 500 WALTHAM MA 02451 0 1 0 0 Sr VP & Chief Mktg Officer Common Stock 2009-03-10 4 M 0 17095 0 A 166313 D Common Stock 2009-03-10 4 F 0 6449 3.02 D 159864 D Restricted Stock Units 2009-03-10 4 M 0 17095 0 D Common Stock 17095 0 D The 51,285 restricted stock units granted on March 10, 2006 vested 33% on March 10, 2007, March 10, 2008 and March 10, 2009. As restricted stock units vest, the vested units are automatically converted to vested common stock on a one-for-one basis on the vesting date. Each restricted stock unit represented the contingent right to one share of Novell common stock. /s/ Elspeth Grant Pruett/Attorney-in-fact 2009-03-11 -----END PRIVACY-ENHANCED MESSAGE-----