-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KIjq5sFOkOqvuX+LgWxYlba59TRwD1QoQMvwHUztzDPrsHCla64PmR09WZAu5IHU V7wtZmZRbZClZOyvoUlKag== 0000758004-07-000204.txt : 20071226 0000758004-07-000204.hdr.sgml : 20071225 20071226123639 ACCESSION NUMBER: 0000758004-07-000204 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071221 FILED AS OF DATE: 20071226 DATE AS OF CHANGE: 20071226 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NOVELL INC CENTRAL INDEX KEY: 0000758004 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 870393339 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 1800 SOUTH NOVELL PLACE CITY: PROVO STATE: UT ZIP: 84606 BUSINESS PHONE: 8018617000 MAIL ADDRESS: STREET 1: 1800 SOUTH NOVELL PLACE CITY: PROVO STATE: UT ZIP: 84606 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HOVSEPIAN RONALD W CENTRAL INDEX KEY: 0001091482 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-13351 FILM NUMBER: 071325740 BUSINESS ADDRESS: STREET 1: C/O ANNTAYLOR STORES CORP STREET 2: 142 WEST 57TH STREET CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-541-3300 MAIL ADDRESS: STREET 1: C/O ANNTAYLOR STORES CORP STREET 2: 7 TIMES SQUARE, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 4 1 hov699.xml X0202 4 2007-12-21 0 0000758004 NOVELL INC NOVL 0001091482 HOVSEPIAN RONALD W 1800 S. NOVELL PLACE, SJF-1-100 PROVO UT 84606 1 1 0 0 President and CEO Common Stock 2007-12-21 4 F 0 37215 6.87 D 506110.00 D Common Stock 2007-12-21 4 M 0 38923 A 545033.00 D Common Stock 2007-12-21 4 F 0 16367 6.87 D 528666.00 D Common Stock 2007-12-21 4 M 0 94345 A 623011.00 D Common Stock 2007-12-21 4 F 0 39672 6.87 D 583339.00 D Restricted Stock Units 2007-12-21 4 M 0 38923 D Common Stock 38923.00 38924.00 D Restricted Stock Units 2007-12-21 4 M 0 94345 D Common Stock 94345.00 141518.00 D Each restricted stock unit was the economic equivalent of one share of Novell common stock. The restricted stock units granted on December 20, 2006 vested 50% on December 21, 2007 based on Novell's satisfaction of certain performance criteria. As restricted stock units vest, the vested units are automatically converted to vested common stock on a one-for-one basis on the vesting date. The restricted stock units granted on February 2, 2007 vested 40% on December 21, 2007 based on Novell's satisfaction of certain performance criteria. As restricted stock units vest, the vested units are automatically converted to vested common stock on a one-for-one basis on the vesting date. By: /s/ Betty DePaola authorized signer for 2007-12-26 -----END PRIVACY-ENHANCED MESSAGE-----