-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Pk9VY9e2cwmI4YNMinJKFRwDVqcaZ6ac55Z6DW8D/g9b2iv0kcyMAtqHh51Nhwuv EXhL19P84NDIomHvYUCfdw== 0000758004-07-000199.txt : 20071226 0000758004-07-000199.hdr.sgml : 20071225 20071226115048 ACCESSION NUMBER: 0000758004-07-000199 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071221 FILED AS OF DATE: 20071226 DATE AS OF CHANGE: 20071226 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NOVELL INC CENTRAL INDEX KEY: 0000758004 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 870393339 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 1800 SOUTH NOVELL PLACE CITY: PROVO STATE: UT ZIP: 84606 BUSINESS PHONE: 8018617000 MAIL ADDRESS: STREET 1: 1800 SOUTH NOVELL PLACE CITY: PROVO STATE: UT ZIP: 84606 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Jaffe Jeffrey M CENTRAL INDEX KEY: 0001345525 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-13351 FILM NUMBER: 071325584 BUSINESS ADDRESS: BUSINESS PHONE: 408-961-1021 MAIL ADDRESS: STREET 1: 1800 SOUTH NOVELL PLACE CITY: PROVO STATE: UT ZIP: 84606 4 1 jaf695.xml X0202 4 2007-12-21 0 0000758004 NOVELL INC NOVL 0001345525 Jaffe Jeffrey M 1800 S. NOVELL PLACE, SJF-1-100 PROVO UT 84606 0 1 0 0 Exec. Vice President & CTO Common Stock 2007-12-21 4 F 0 651 6.87 D 116660.00 D Common Stock 2007-12-21 4 M 0 7576 A 124236.00 D Common Stock 2007-12-21 4 F 0 2560 6.87 D 121676.00 D Common Stock 2007-12-21 4 M 0 23117 A 144793.00 D Common Stock 2007-12-21 4 F 0 7813 6.87 D 136980.00 D Restricted Stock Units 2007-12-21 4 M 0 7576 D Common Stock 7576.00 7578.00 D Restricted Stock Units 2007-12-21 4 M 0 23117 D Common Stock 23117.00 34676.00 D Each restricted stock unit was the economic equivalent of one share of Novell common stock. The restricted stock units granted on December 12, 2006 vested 50% on December 21, 2007 based on Novell's satisfaction of certain performance criteria. As restricted stock units vest, the vested units are automatically converted to vested common stock on a one-for-one basis on the vesting date. The restricted stock units granted on February 2, 2007 vested 40% on December 21, 2007 based on Novell's satisfaction of certain performance criteria. As restricted stock units vest, the vested units are automatically converted to vested common stock on a one-for-one basis on the vesting date. By: /s/ Betty DePaola authorized signer for 2007-12-26 -----END PRIVACY-ENHANCED MESSAGE-----