-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, S2WGtL9UkbWAvxhLNEH7Ogo5Ng8PKOBuXnngtcMpcNti6iYxT75Sc1gbx108hc0j oyX3JwPMRpX/+gocO/L1aA== 0000758004-07-000195.txt : 20071221 0000758004-07-000195.hdr.sgml : 20071221 20071221133711 ACCESSION NUMBER: 0000758004-07-000195 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071220 FILED AS OF DATE: 20071221 DATE AS OF CHANGE: 20071221 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NOVELL INC CENTRAL INDEX KEY: 0000758004 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 870393339 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 1800 SOUTH NOVELL PLACE CITY: PROVO STATE: UT ZIP: 84606 BUSINESS PHONE: 8018617000 MAIL ADDRESS: STREET 1: 1800 SOUTH NOVELL PLACE CITY: PROVO STATE: UT ZIP: 84606 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HOVSEPIAN RONALD W CENTRAL INDEX KEY: 0001091482 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-13351 FILM NUMBER: 071322144 BUSINESS ADDRESS: STREET 1: C/O ANNTAYLOR STORES CORP STREET 2: 142 WEST 57TH STREET CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-541-3300 MAIL ADDRESS: STREET 1: C/O ANNTAYLOR STORES CORP STREET 2: 7 TIMES SQUARE, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 4 1 hov689.xml X0202 4 2007-12-20 0 0000758004 NOVELL INC NOVL 0001091482 HOVSEPIAN RONALD W 1800 S. NOVELL PLACE, SJF-1-100 PROVO UT 84606 1 1 0 0 President and CEO Common Stock 2007-12-20 4 M 0 19461 A 551508.00 D Common Stock 2007-12-20 4 F 0 8183 6.77 D 543325.00 D Restricted Stock Units 2007-12-20 4 M 0 19461 D Common Stock 19461.00 58386.00 D Each restricted stock unit was the economic equivalent of one share of Novell common stock. The restricted stock units granted on December 20, 2006 will vest in four equal annual installments beginning December 20, 2007. As restricted stock units vest, the vested units are automatically converted to vested common stock on a one-for-one basis on the vesting date. By: /s/ Betty DePaola authorized signer for 2007-12-21 -----END PRIVACY-ENHANCED MESSAGE-----