-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EPJuCZi9KEg/x/QPCg8TEE8ar54Jvxzw+vs+tlhj3w6xk0K04WSI2u+UBEFWTpRV KXQsA4lcum8wPv+LQyAZjg== 0000758004-07-000105.txt : 20070802 0000758004-07-000105.hdr.sgml : 20070802 20070802162619 ACCESSION NUMBER: 0000758004-07-000105 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070731 FILED AS OF DATE: 20070802 DATE AS OF CHANGE: 20070802 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MALONE CLAUDINE B/CA CENTRAL INDEX KEY: 0001082878 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-13351 FILM NUMBER: 071020811 MAIL ADDRESS: STREET 1: C/O SAIC STREET 2: 10260 CAMPUS POINT DR M/SF3 CITY: SAN DIEGO STATE: CA ZIP: 92121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NOVELL INC CENTRAL INDEX KEY: 0000758004 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 870393339 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 1800 SOUTH NOVELL PLACE CITY: PROVO STATE: UT ZIP: 84606 BUSINESS PHONE: 8018617000 MAIL ADDRESS: STREET 1: 1800 SOUTH NOVELL PLACE CITY: PROVO STATE: UT ZIP: 84606 4 1 mal617.xml X0202 4 2007-07-31 0 0000758004 NOVELL INC NOVL 0001082878 MALONE CLAUDINE B/CA 1800 S. NOVELL PLACE, SJF-1-100 PROVO UT 84606 1 0 0 0 Common Stock 2007-07-31 4 M 0 1096 A 20596.00 I The Claudine B. Malone Family Trust Common Stock 2007-07-31 4 M 0 1043 A 21639.00 I The Claudine B. Malone Family Trust Common Stock 2007-07-31 4 M 0 1299 A 22938.00 I The Claudine B. Malone Family Trust Common Stock 2007-07-31 4 M 0 1269 A 24207.00 I The Claudine B. Malone Family Trust Common Stock 2007-07-31 4 M 0 1233 0.00 A 25440.00 I The Claudine B. Malone Family Trust Common Stock 2007-07-31 4 M 0 984 0.00 A 26424.00 I The Claudine B. Malone Family Trust Common Stock 2007-07-31 4 M 0 770 0.00 A 27194.00 I The Claudine B. Malone Family Trust Common Stock 2007-07-31 4 M 0 912 0.00 A 28106.00 I The Claudine B. Malone Family Trust Common Stock 2007-07-31 4 M 0 1155 0.00 A 29261.00 I The Claudine B. Malone Family Trust Common Stock 2007-07-31 4 M 0 1250 0.00 A 30511.00 I The Claudine B. Malone Family Trust Common Stock 2007-07-31 4 M 0 1034 0.00 A 31545.00 I The Claudine B. Malone Family Trust Common Stock Equivalent 2007-07-31 4 M 0 1096 D 2007-07-31 2007-07-31 Common Stock 1096.00 0.00 D Common Stock Equivalent 2007-07-31 4 M 0 1043 D 2007-07-31 2007-07-31 Common Stock 1043.00 0.00 D Common Stock Equivalent 2007-07-31 4 M 0 1299 D 2007-07-31 2007-07-31 Common Stock 1299.00 0.00 D Common Stock Equivalent 2007-07-31 4 M 0 1269 D 2007-07-31 2007-07-31 Common Stock 1269.00 0.00 D Common Stock Equivalent 2007-07-31 4 M 0 1233 D 2007-07-31 2007-07-31 Common Stock 1233.00 0.00 D Common Stock Equivalent 2007-07-31 4 M 0 984 D 2007-07-31 2007-07-31 Common Stock 984.00 0.00 D Common Stock Equivalent 2007-07-31 4 M 0 770 D 2007-07-31 2007-07-31 Common Stock 770.00 0.00 D Common Stock Equivalent 2007-07-31 4 M 0 912 D 2007-07-31 2007-07-31 Common Stock 912.00 0.00 D Common Stock Equivalent 2007-07-31 4 M 0 1155 D 2007-07-31 2007-07-31 Common Stock 1155.00 0.00 D Common Stock Equivalent 2007-07-31 4 M 0 1250 D 2007-07-31 2007-07-31 Common Stock 1250.00 0.00 D Common Stock Equivalent 2007-07-31 4 M 0 1034 D 2007-07-31 2007-07-31 Common Stock 1034.00 0.00 D Each common stock equivalent is the economic equivalent of one share of Novell common stock. Puruant to Novell's 2000 Stock Plan (the PLAN), at the time the reporting person elected to receive common stock equivalents under the PLAN, the reporting person chose July 31, 2007 as the date on which the reporting person's common stock equivalents would be settled for an equal number of shares of Novell common stock. By: /s/ Betty DePaola authorized signer for 2007-08-02 -----END PRIVACY-ENHANCED MESSAGE-----