-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Rb16pqGzZDB7r+FANNxq+feMr+ovIpZEYgkQ07lZK6E3368zxAl8/eccyIsR1WSa Dr2Y1varMSpOf9Nb7m/ggQ== 0000758004-07-000023.txt : 20070206 0000758004-07-000023.hdr.sgml : 20070206 20070206133101 ACCESSION NUMBER: 0000758004-07-000023 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070202 FILED AS OF DATE: 20070206 DATE AS OF CHANGE: 20070206 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NOVELL INC CENTRAL INDEX KEY: 0000758004 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 870393339 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 1800 SOUTH NOVELL PLACE CITY: PROVO STATE: UT ZIP: 84606 BUSINESS PHONE: 8018617000 MAIL ADDRESS: STREET 1: 1800 SOUTH NOVELL PLACE CITY: PROVO STATE: UT ZIP: 84606 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Francese Thomas CENTRAL INDEX KEY: 0001340531 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-13351 FILM NUMBER: 07583639 BUSINESS ADDRESS: BUSINESS PHONE: 408-961-1021 MAIL ADDRESS: STREET 1: 1800 SOUTH NOVELL PLACE CITY: PROVO STATE: UT ZIP: 84606 4 1 fra582.xml X0202 4 2007-02-02 0 0000758004 NOVELL INC NOVL 0001340531 Francese Thomas 1800 S. NOVELL PLACE, SJF-1-100 PROVO UT 84606 0 1 0 0 EVP, Worldwide Sales Restricted Stock Units 2007-02-02 4 A 0 71472 0 A Common Stock 71472.000 71472.000 D Each restricted stock unit represents a contingent right to receive one share of Novell, Inc. common stock without payment of additional consideration. Of these, 40% of the restricted stock units vest upon the achievement of certain exit rate operating margin targets for fiscal year 2007, and will expire if such targets are not achieved. The remaining 60% vest upon the achievement of certain exit rate operating margin targets for fiscal year 2008, and will expire if such targets are not achieved. By: /s/ Betty DePaola authorized signer for 2007-02-06 -----END PRIVACY-ENHANCED MESSAGE-----