-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SIE/fjUShxgColdO6s62EPubwrK2wmYNbTeMqq7WcUruXKzGjvwvWmtfmeBAd6F+ SA3G0SDEGZgLhweUSJtw2Q== 0000758004-07-000015.txt : 20070205 0000758004-07-000015.hdr.sgml : 20070205 20070205150334 ACCESSION NUMBER: 0000758004-07-000015 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070201 FILED AS OF DATE: 20070205 DATE AS OF CHANGE: 20070205 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NOVELL INC CENTRAL INDEX KEY: 0000758004 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 870393339 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 1800 SOUTH NOVELL PLACE CITY: PROVO STATE: UT ZIP: 84606 BUSINESS PHONE: 8018617000 MAIL ADDRESS: STREET 1: 1800 SOUTH NOVELL PLACE CITY: PROVO STATE: UT ZIP: 84606 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MALONE CLAUDINE B/CA CENTRAL INDEX KEY: 0001082878 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-13351 FILM NUMBER: 07580016 MAIL ADDRESS: STREET 1: C/O SAIC STREET 2: 10260 CAMPUS POINT DR M/SF3 CITY: SAN DIEGO STATE: CA ZIP: 92121 4 1 mal568.xml X0202 4 2007-02-01 0 0000758004 NOVELL INC NOVL 0001082878 MALONE CLAUDINE B/CA 1800 S. NOVELL PLACE, SJF-1-100 PROVO UT 84606 1 0 0 0 Common Stock Equivalent 0.000 2007-02-01 4 A 0 1034 0 A 2007-02-01 Common Stock 1034.000 1034.000 D Common Stock Equivalent 0.000 2007-02-01 4 A 0 258 0 A 2010-02-01 Common Stock 258.000 258.000 D Common Stock Equivalents are convertible to common stock upon retirement from the Board or July 31, 2007, whichever comes first. In the event that Ms. Malone ceases to serve as member of Novell's Board of Directors prior to February 1, 2010 all of these Common Stock Equivalents shall be forfeited. Otherwise, all of these Common Stock Equivalents are convertible to common stock on February 1, 2010. By: /s/ Betty DePaola authorized signer for 2007-02-05 -----END PRIVACY-ENHANCED MESSAGE-----