-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CxVrabUx1ns4gT/Ch7b22QjyyBRhMhF3b9OScBQdfmstHePH89th5mMrvmbsRFVg 07uVowb/4GkAUwyDOTPz9w== 0000758004-06-000104.txt : 20061103 0000758004-06-000104.hdr.sgml : 20061103 20061103114321 ACCESSION NUMBER: 0000758004-06-000104 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061101 FILED AS OF DATE: 20061103 DATE AS OF CHANGE: 20061103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PODUSKA JOHN WILLIAM SR CENTRAL INDEX KEY: 0001190078 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-13351 FILM NUMBER: 061185358 BUSINESS ADDRESS: BUSINESS PHONE: 8326367557 MAIL ADDRESS: STREET 1: 295 MEADOWBROOK RD CITY: WESTON STATE: MA ZIP: 02493 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NOVELL INC CENTRAL INDEX KEY: 0000758004 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 870393339 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 1800 SOUTH NOVELL PLACE CITY: PROVO STATE: UT ZIP: 84606 BUSINESS PHONE: 8018617000 MAIL ADDRESS: STREET 1: 1800 SOUTH NOVELL PLACE CITY: PROVO STATE: UT ZIP: 84606 4 1 pod519.xml X0202 4 2006-11-01 0 0000758004 NOVELL INC NOVL 0001190078 PODUSKA JOHN WILLIAM SR 1800 S. NOVELL PLACE, SJF-1-100 PROVO UT 84606 1 0 0 0 Common Stock Equivalent 0.00 2006-11-01 4 A 0 1666 0 A 2006-11-01 Common Stock 1666.00 1666.00 D Common Stock Equivalent 0.00 2006-11-01 4 A 0 416 0 A 2009-11-01 Common Stock 416.00 416.00 D Common Stock Equivalents are convertible to common stock upon retirement from the Board or December 20, 2009, whichever comes first. In the event that Mr. Poduska ceases to serve as member of Novell's Board of Directors prior to November 1, 2009 all of these Common Stock Equivalents shall be forfeited. Otherwise, all of these Common Stock Equivalents are convertible to common stock upon retirement from the Board or December 20, 2009, whichever comes first. By: /s/ Betty DePaola authorized signer for 2006-11-03 -----END PRIVACY-ENHANCED MESSAGE-----