-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Jnx4YqDem9jNmxJho/LzgjAbelLvaAwqaYeVLOGwePBuIdO+Y0DbRkr4H5Ky2Cee d4J6wE3oknZcflnqN/JSPw== 0000758004-05-000128.txt : 20051214 0000758004-05-000128.hdr.sgml : 20051214 20051214170607 ACCESSION NUMBER: 0000758004-05-000128 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20051212 FILED AS OF DATE: 20051214 DATE AS OF CHANGE: 20051214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LASALA JOSEPH A JR CENTRAL INDEX KEY: 0001236743 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-13351 FILM NUMBER: 051264501 MAIL ADDRESS: STREET 1: 1800 SOUTH NOVELL PLACE CITY: PROVO STATE: UT ZIP: 84606 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NOVELL INC CENTRAL INDEX KEY: 0000758004 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 870393339 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 1800 SOUTH NOVELL PLACE CITY: PROVO STATE: UT ZIP: 84606 BUSINESS PHONE: 8018617000 MAIL ADDRESS: STREET 1: 1800 SOUTH NOVELL PLACE CITY: PROVO STATE: UT ZIP: 84606 4 1 las432.xml X0202 4 2005-12-12 0 0000758004 NOVELL INC NOVL 0001236743 LASALA JOSEPH A JR 1800 S. NOVELL PLACE, SJF-1-100 PROVO UT 84606 0 1 0 0 Sr. VP - General Counsel Common Stock 2005-12-12 4 A 0 20070 0 A 70815.000 D Stock Option to buy 8.71 2005-12-12 4 A 0 40138 0 A 2013-12-12 Common Stock 40138.000 40138.000 D Stock Option to buy 8.71 2005-12-12 4 A 0 40137 0 A 2006-12-12 2013-12-12 Common Stock 40137.000 40137.000 D Half of these restricted shares will vest based on the achievement of various operating profit targets. This option will vest based on the achievement of various operating revenue targets. Of these shares, 25% vest after 1 year, and 2.0833% vest monthly thereafter so that the options are fully vested on the fourth annual anniversary of the date of grant. By: /s/ Betty DePaola authorized signer for 2005-12-14 -----END PRIVACY-ENHANCED MESSAGE-----