-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, V65UsT08owBEXqtwVSHhouLMxNZ3F8oRrCudiNZHprNO9g2G3cHEzDNdZESJyYGw o+KH6DnCzuo51mdKFNRUGA== 0000758004-05-000115.txt : 20051130 0000758004-05-000115.hdr.sgml : 20051130 20051130123412 ACCESSION NUMBER: 0000758004-05-000115 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20051128 FILED AS OF DATE: 20051130 DATE AS OF CHANGE: 20051130 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Jaffe Jeffrey M CENTRAL INDEX KEY: 0001345525 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-13351 FILM NUMBER: 051233758 BUSINESS ADDRESS: BUSINESS PHONE: 408-961-1021 MAIL ADDRESS: STREET 1: 1800 SOUTH NOVELL PLACE CITY: PROVO STATE: UT ZIP: 84606 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NOVELL INC CENTRAL INDEX KEY: 0000758004 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 870393339 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 1800 SOUTH NOVELL PLACE CITY: PROVO STATE: UT ZIP: 84606 BUSINESS PHONE: 8018617000 MAIL ADDRESS: STREET 1: 1800 SOUTH NOVELL PLACE CITY: PROVO STATE: UT ZIP: 84606 4 1 jaf409.xml X0202 4 2005-11-28 0 0000758004 NOVELL INC NOVL 0001345525 Jaffe Jeffrey M 1800 S. NOVELL PLACE, SJF-1-100 PROVO UT 84606 0 1 0 0 Exec. Vice President & CTO Common Stock 2005-11-28 4 A 0 100000 0 A 100000.000 D Stock Option to buy 7.93 2005-11-28 4 A 0 100000 0 A 2011-11-28 Common Stock 100000.000 100000.000 D Stock Option to buy 7.93 2005-11-28 4 A 0 100000 0 A 2011-11-28 Common Stock 100000.000 100000.000 D Stock Option to buy 7.93 2005-11-28 4 A 0 100000 0 A 2006-11-28 2015-11-28 Common Stock 100000.000 100000.000 D Certain portions of the option will vest based on the achievement of various operating revenue targets. Certain portions of the option will vest based on the achievement of various operating profit targets. Of these shares, 25% vest after 1 year, and 2.0833% vest monthly thereafter so that the options are fully vested on the fourth annual anniversary of the date of grant. By: /s/ Betty DePaola authorized signer for 2005-11-30 -----END PRIVACY-ENHANCED MESSAGE-----