-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KSyi6IR18UwS7nys9koV9yOPF1lOIOuClb732g1Li6HNgT51hKJQpCfz6lb4mj14 J1mF3j6efclDo9LUtIDfeA== 0000758004-05-000103.txt : 20051102 0000758004-05-000103.hdr.sgml : 20051102 20051102161904 ACCESSION NUMBER: 0000758004-05-000103 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20051101 FILED AS OF DATE: 20051102 DATE AS OF CHANGE: 20051102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NOVELL INC CENTRAL INDEX KEY: 0000758004 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 870393339 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 1800 SOUTH NOVELL PLACE CITY: PROVO STATE: UT ZIP: 84606 BUSINESS PHONE: 8018617000 MAIL ADDRESS: STREET 1: 1800 SOUTH NOVELL PLACE CITY: PROVO STATE: UT ZIP: 84606 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MALONE CLAUDINE B/CA CENTRAL INDEX KEY: 0001082878 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-13351 FILM NUMBER: 051173497 MAIL ADDRESS: STREET 1: C/O SAIC STREET 2: 10260 CAMPUS POINT DR M/SF3 CITY: SAN DIEGO STATE: CA ZIP: 92121 4 1 mal402.xml X0202 4 2005-11-01 0 0000758004 NOVELL INC NOVL 0001082878 MALONE CLAUDINE B/CA 1800 S. NOVELL PLACE, SJF-1-100 PROVO UT 84606 1 0 0 0 Common Stock Equivalent 0.00 2005-11-01 4 A 0 984 0 A 2005-11-01 Common Stock 984.000 984.000 D Common Stock Equivalent 0.00 2005-11-01 4 A 0 246 0 A 2008-11-01 Common Stock 246.000 246.000 D Common Stock Equivalents are convertible to common stock upon retirement from the Board or July 31, 2007, whichever comes first. In the event that Ms. Malone ceases to serve as member of Novell's Board of Directors prior to November 1, 2008 all of these Common Stock Equivalents shall be forfeited. Otherwise, all of these Common Stock Equivalents are convertible to common stock on November 1, 2008. By: /s/ Betty DePaola authorized signer for 2005-11-02 -----END PRIVACY-ENHANCED MESSAGE-----