-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VCYokiMPRF0hdfw15nR7lLbZXY2pY/ETD5eZl/nTtgwbkvZ5jAn2weSjh289PIwF l9H3LrrGv0Ch8tcUnX9HDQ== 0000758004-05-000089.txt : 20050912 0000758004-05-000089.hdr.sgml : 20050912 20050912162240 ACCESSION NUMBER: 0000758004-05-000089 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050906 FILED AS OF DATE: 20050912 DATE AS OF CHANGE: 20050912 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NOVELL INC CENTRAL INDEX KEY: 0000758004 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 870393339 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 1800 SOUTH NOVELL PLACE CITY: PROVO STATE: UT ZIP: 84606 BUSINESS PHONE: 8018617000 MAIL ADDRESS: STREET 1: 1800 SOUTH NOVELL PLACE CITY: PROVO STATE: UT ZIP: 84606 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Heystee Susan CENTRAL INDEX KEY: 0001334330 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-13351 FILM NUMBER: 051080183 BUSINESS ADDRESS: BUSINESS PHONE: 408-961-1021 MAIL ADDRESS: STREET 1: 1800 SOUTH NOVELL PLACE CITY: PROVO STATE: UT ZIP: 84606 4/A 1 hey376.xml X0202 4/A 2005-09-06 2005-09-08 0 0000758004 NOVELL INC NOVL 0001334330 Heystee Susan 1800 S. NOVELL PLACE, SJF-1-100 PROVO UT 84606 0 1 0 0 President, Novell N. America Stock Option to buy 6.80 2005-09-06 4 A 0 50000 0 A 2011-09-06 Common Stock 50000.000 50000.000 D Stock Option to buy 6.80 2005-09-06 4 A 0 50000 0 A 2011-09-06 Common Stock 50000.000 50000.000 D Stock Option to buy 6.80 2005-09-06 4 A 0 100000 0 A 2006-07-18 2013-09-06 Common Stock 100000.000 100000.000 D 100% of the options vest on the day that the average reported closing price of Novell's Common Stock over the previous 30 consecutive trading days on the NASDAQ National Market has been greater than or equal to $7.48; provided that if such condition is satisfied prior July 18, 2006, the vesting date shall occur on July 18, 2006. 100% of the options vest on the day that the average reported closing price of Novell's Common Stock over the previous 30 consecutive trading days on the NASDAQ National Market has been greater than or equal to $8.60; provided that if such condition is satisfied prior to July 18, 2006, the vesting date shall occur on July 18, 2006. Of these shares, 25% vest on July 18, 2006, and 2.0833% vest monthly thereafter so that the options are fully vested on July 18, 2009. By: /s/ Betty DePaola authorized signer for 2005-09-12 -----END PRIVACY-ENHANCED MESSAGE-----