-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ah/HoNdzOk2tAtHZ6IiYg/mV3OBjx5o3E3RPb5csbJpusJHI000dDYBwS2cI6BgG TtLFpSoSWwrXmn44f7Qq1A== 0000758004-05-000045.txt : 20050503 0000758004-05-000045.hdr.sgml : 20050503 20050503132738 ACCESSION NUMBER: 0000758004-05-000045 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050502 FILED AS OF DATE: 20050503 DATE AS OF CHANGE: 20050503 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROBINSON JAMES D III CENTRAL INDEX KEY: 0001065180 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-13351 FILM NUMBER: 05794092 MAIL ADDRESS: STREET 1: 1800 SOUTH NOVELL PL. CITY: PROVO STATE: UT ZIP: 84606 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NOVELL INC CENTRAL INDEX KEY: 0000758004 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 870393339 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 1800 SOUTH NOVELL PLACE CITY: PROVO STATE: UT ZIP: 84606 BUSINESS PHONE: 8018617000 MAIL ADDRESS: STREET 1: 1800 SOUTH NOVELL PLACE CITY: PROVO STATE: UT ZIP: 84606 4 1 rob354.xml X0202 4 2005-05-02 0 0000758004 NOVELL INC NOVL 0001065180 ROBINSON JAMES D III 1800 S. NOVELL PLACE, SJF-1-100 PROVO UT 84606 1 0 0 0 Common Stock Equivalent 0.0000 2005-05-02 4 A 0 2115 0 A 2005-05-02 Common Stock 2115.00 2115.00 D Common Stock Equivalent 0.0000 2005-05-02 4 A 0 528 0 A 2008-05-01 Common Stock 528.00 528.00 D Stock Option to buy 5.9100 2005-05-02 4 A 0 10000 0 A 2006-05-01 2013-05-02 Common Stock 10000.00 10000.00 D Stock Option to buy 5.9100 2005-05-02 4 A 0 15000 0 A 2006-05-01 2015-05-02 Common Stock 15000.00 15000.00 D Common Stock Equivalents are convertible to common stock upon retirement from the Board. In the event that Mr. Robinson ceases to serve as member of Novell's Board of Directors prior to May 1, 2008 all of these Common Stock Equivalents shall be forfeited. Otherwise, Common Stock Equivalents are convertible to common stock upon retirement from the Board. Of these shares, 50% vest on 05/01/2006 and the remaining 50% vest on 05/01/2007. By: /s/ Betty DePaola authorized signer for 2005-05-03 -----END PRIVACY-ENHANCED MESSAGE-----